StockData
SPENYSEFiscal year ends March 31Also trades as SPE.PC

SPECIAL OPPORTUNITIES FUND, INC.

$12.34+0.05 (+0.41%)

Close on Oct 19, 2026

Market cap
–
P/E (TTM)
–
Dividend yield
–

About Special Opportunities Fund

SPECIAL OPPORTUNITIES FUND, INC. is listed on NYSE under the ticker SPE. It is incorporated in Maryland and its fiscal year ends on March 31.

Company profile

Company

Legal name
SPECIAL OPPORTUNITIES FUND, INC.
Headquarters
Cincinnati, OH
Address
C/O Ultimus Fund Solutions, Llc, 225 Pictoria Drive, Suite 450 45246
Phone
(414) 765-4319
Incorporated in
Maryland
Fiscal year ends
March 31

Stock & identifiers

Ticker
SPE
Other tickers
SPE.PC
Exchange
NYSE
IPO date
May 28, 1993
SEC CIK
897802
CUSIP
84741T104
ISIN
US84741T1043
LEI
549300DGAJTGM6R4HK03
EIN
13-3702911

Executives and directors

Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years

NamePositionShares owned
Andrew DakosPresident and CEO, Director5,845
Phillip GoldsteinChairman and Secretary, Director35,822
Moritz A. SellDirector1,961
Jaclyn L. RothchildDirector–

Corporate history

Events identified from SEC filings

DateEventDetails
Dec 16, 2021ListingRegistration of securities on an exchange (Form 8-A)
Jul 7, 2021DelistingNotice of delisting from exchange (Form 25)
Aug 26, 2016ListingRegistration of securities on an exchange (Form 8-A)
Jul 15, 2016ListingRegistration of securities on an exchange (Form 8-A)
Feb 25, 2014DelistingNotice of delisting from exchange (Form 25)
Jul 18, 2012DelistingNotice of delisting from exchange (Form 25)
Jul 6, 2012ListingRegistration of securities on an exchange (Form 8-A)
Jun 14, 2012ListingRegistration of securities on an exchange (Form 8-A)
Dec 11, 2009Name changeName changed from INSURED MUNICIPAL INCOME FUND INC to SPECIAL OPPORTUNITIES FUND, INC.
Jan 19, 1996Name changeName changed from PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC to INSURED MUNICIPAL INCOME FUND INC