SORNYSEFiscal year ends December 31
SOURCE CAPITAL /DE/
$45.31−0.09 (-0.21%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
2M
Shares held, 13F filers
Institutional holders
55
7 new, 7 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SOR | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| DKM Wealth Management, Inc. | 313,096 | – | $14.39M | +11,647 | 9.41% |
| D.A. Davidson & Co. | 166,920 | – | $7.67M | −2,369 | 0.04% |
| Shaker Financial Services, LLC | 153,966 | – | $7.08M | +123,761 | 2.22% |
| Diversified Management Inc | 121,285 | – | $5.58M | +3,316 | 1.19% |
| Hara Capital LLC | 99,565 | – | $4.58M | +34,826 | 2.41% |
| Morgan Stanley | 90,877 | – | $4.18M | +558 | 0.00% |
| First Trust Advisors LP | 75,554 | – | $3.47M | +1,024 | 0.00% |
| Mesirow Financial Investment Management, Inc. | 75,409 | – | $3.47M | +60 | 0.05% |
| Wells Fargo & Company/Mn | 67,504 | – | $3.10M | −814 | 0.00% |
| Raymond James Financial Inc | 58,017 | – | $2.67M | −941 | 0.00% |
| Invesco Ltd. | 33,952 | – | $1.56M | +2,031 | 0.00% |
| Smith Asset Management Co., LLC | 28,062 | – | $1.29M | −164 | 1.01% |
| Hennion & Walsh Asset Management, Inc. | 25,977 | – | $1.19M | −6,259 | 0.03% |
| US Bancorp \de\ | 24,800 | – | $1.14M | – | 0.00% |
| Keating Financial Advisory Services, Inc. | 22,786 | – | $1.05M | −18,487 | 0.14% |
| LPL Financial LLC | 21,025 | – | $966.50K | −287 | 0.00% |
| &partners | 15,799 | – | $726.27K | +925 | 0.00% |
| Osaic Holdings, Inc. | 15,115 | – | $694.96K | +8,282 | 0.00% |
| Chemistry Wealth Management LLC | 14,191 | – | $652.36K | −1,505 | 0.10% |
| Baltimore-Washington Financial Advisors, Inc. | 14,067 | – | $646.66K | −888 | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 55 | 2M | 7 / 21 | 17 / 7 | 0M | 0M |
| Q1 2026 | 57 | 1M | 5 / 21 | 19 / 8 | 0M | 0M |
| Q4 2025 | 61 | 2M | 16 / 17 | 18 / 7 | 0M | 0M |
| Q3 2025 | 52 | 1M | 11 / 20 | 15 / 5 | 0M | 0M |
| Q2 2025 | 47 | 1M | 4 / 20 | 11 / 1 | 0M | 0M |
| Q1 2025 | 44 | 1M | 44 / 0 | 0 / 0 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SOR | Value | % of fund | As of |
|---|---|---|---|---|---|
| First Trust Income Opportunities ETF | 41,741 | – | $1.91M | 2.41% | May 31, 2026 |
| AlphaCentric Real Income Fund | 1,700 | – | $78.15K | 0.18% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 47 | – | $2.16K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 17 | – | $781 | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| J. Richard Atwood | – | 27,880 | Apr 30, 2026 |
| Karen E. Richards | – | – | Feb 17, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Sandra Brown Director | Feb 1, 2024 | Buy | +1 | $40.29 | $40 | 1 |
| Sandra Brown Director | Feb 1, 2024 | Sale | −1,649.53 | $40.27 | $66.43K | 0 |
| Sandra Brown Director | Feb 1, 2024 | Buy | +372 | $40.28 | $14.98K | 373 |
| Brian A. Selmo VP & Portfolio Manager | Jun 1, 2023 | Buy | +400 | $37.82 | $15.13K | 5,187 |
| Mark L. Lipson Director | Jun 1, 2023 | Buy | +1,315 | $37.90 | $49.84K | 6,761 |
| Ryan A. Leggio Vice President - Strategy | Apr 3, 2023 | Buy | +500 | $37.81 | $18.91K | 4,500 |
| Mark L. Lipson Director | Oct 3, 2022 | Buy | +1,400 | $35.64 | $49.90K | 5,446 |
| Mark L. Lipson Director | Jul 1, 2022 | Buy | +1,025 | $37.84 | $38.79K | 4,046 |
| Mark L. Lipson Director | Jul 1, 2022 | Buy | +100 | $37.83 | $3.78K | 3,021 |
| Mark L. Lipson Director | Jul 1, 2022 | Buy | +200 | $37.80 | $7.56K | 2,921 |
| Ryan A. Leggio Vice President - Strategy | Jun 2, 2022 | Buy | +1,000 | $39.55 | $39.55K | 4,000 |
| Ryan A. Leggio Vice President - Strategy | Feb 1, 2022 | Buy | +300 | $42.69 | $12.81K | 3,000 |
| Alfred E. Osborne Jr Director | Jul 1, 2021 | Buy | +1,410 | $45.77 | $64.54K | 2,410 |
| Ryan A. Leggio Vice President - Strategy | Jun 2, 2021 | Buy | +1,000 | $45.59 | $45.59K | 2,700 |
| Ryan A. Leggio Vice President - Strategy | Jun 1, 2021 | Buy | +571 | $45.60 | $26.04K | 1,700 |
| Sandra Brown Director | Jun 1, 2021 | Buy | +600 | $45.70 | $27.42K | 1,282 |
| Ryan A. Leggio Vice President - Strategy | Jun 1, 2021 | Buy | +429 | $45.56 | $19.55K | 1,129 |
| Thomas H. Atteberry VP & Portfolio Manager | Oct 2, 2020 | Buy | +919 | $36.92 | $33.93K | 9,044 |
| Brian A. Selmo VP & Portfolio Manager | Oct 1, 2020 | Buy | +395 | $36.90 | $14.58K | 6,057 |
| Thomas H. Atteberry VP & Portfolio Manager | Oct 1, 2020 | Buy | +1,725 | $37.01 | $63.84K | 8,125 |
| Mark L. Lipson Director | Oct 1, 2020 | Buy | +1,401 | $37.10 | $51.98K | 2,721 |
| Mark Landecker VP & Portfolio Manager | Sep 30, 2020 | Award | +5,000 | $37.37 | $186.85K | 5,000 |
| J. Richard Atwood President, Director | Sep 30, 2020 | Buy | +2,000 | $37.25 | $74.50K | 27,880 |
| Mark Landecker VP & Portfolio Manager | Sep 30, 2020 | Buy | +3,000 | $37.37 | $112.11K | 3,000 |
| Brian A. Selmo VP & Portfolio Manager | Sep 29, 2020 | Buy | +875 | $36.50 | $31.94K | 5,662 |
| J. Richard Atwood President, Director | Sep 29, 2020 | Buy | +105 | $36.45 | $3.83K | 25,880 |
| Thomas H. Atteberry VP & Portfolio Manager | Sep 29, 2020 | Buy | +1,800 | $36.50 | $65.70K | 6,400 |
| Brian A. Selmo VP & Portfolio Manager | Sep 28, 2020 | Buy | +587 | $36.50 | $21.43K | 4,787 |
| J. Richard Atwood President, Director | Sep 28, 2020 | Buy | +1,000 | $36.75 | $36.75K | 25,775 |
| Alfred E. Osborne Jr Director | Sep 28, 2020 | Buy | +750 | $36.88 | $27.66K | 1,000 |
| Thomas H. Atteberry VP & Portfolio Manager | Sep 25, 2020 | Buy | +100 | $36.04 | $3.60K | 4,600 |
| J. Richard Atwood President, Director | Sep 25, 2020 | Buy | +1,100 | $35.88 | $39.47K | 24,775 |
| Steven T. Romick VP & Portfolio Manager | Sep 24, 2020 | Buy | +2,000 | $36.24 | $72.48K | 29,076 |
| Steven T. Romick VP & Portfolio Manager | Sep 23, 2020 | Buy | +225 | $36.59 | $8.23K | 27,076 |
| J. Richard Atwood President, Director | Sep 22, 2020 | Buy | +2,000 | $36.18 | $72.36K | 23,675 |
| Steven T. Romick VP & Portfolio Manager | Sep 21, 2020 | Buy | +1,292 | $36.35 | $46.96K | 26,851 |
| Ryan A. Leggio – | Sep 18, 2020 | Buy | +150 | $36.91 | $5.54K | 700 |
| Steven T. Romick VP & Portfolio Manager | Sep 18, 2020 | Buy | +2,000 | $36.97 | $73.94K | 25,559 |
| Steven T. Romick VP & Portfolio Manager | Sep 17, 2020 | Buy | +809 | $36.99 | $29.92K | 23,559 |
| Sandra Brown Director | Sep 17, 2020 | Buy | +265 | $37.46 | $9.93K | 682 |
| A. Robert Pisano Director | Jun 5, 2020 | Buy | +750 | $34.73 | $26.05K | 750 |
| Steven T. Romick VP & Portfolio Manager | Mar 24, 2020 | Buy | +1,750 | $28.56 | $49.98K | 22,750 |
| Ryan A. Leggio – | Mar 19, 2020 | Buy | +300 | $26.44 | $7.93K | 550 |
| Steven T. Romick VP & Portfolio Manager | Mar 16, 2020 | Buy | +5,686 | $28.90 | $164.33K | 21,000 |
| Brian A. Selmo VP & Portfolio Manager | Mar 13, 2020 | Buy | +4,200 | $30.86 | $129.61K | 4,200 |
| Steven T. Romick VP & Portfolio Manager | Mar 13, 2020 | Buy | +7,114 | $31.02 | $220.68K | 15,314 |
| Steven T. Romick VP & Portfolio Manager | Oct 8, 2019 | Buy | +6,535 | $35.92 | $234.74K | 8,200 |
| Ryan A. Leggio – | Oct 7, 2019 | Buy | +250 | $36.11 | $9.03K | 250 |
| Steven T. Romick VP & Portfolio Manager | Oct 7, 2019 | Buy | +1,665 | $35.98 | $59.91K | 1,665 |
| Sandra Brown Director | Oct 7, 2019 | Buy | +417 | $36.08 | $15.05K | 417 |
| A. Robert Pisano Director | Sep 9, 2019 | Sale | −750 | $35.76 | $26.82K | 0 |
| Mark L. Lipson Director | Oct 18, 2017 | Buy | +610 | $40.94 | $24.97K | 1,320 |
| Thomas H. Atteberry Vice President | Oct 3, 2017 | Buy | +1,000 | $40.41 | $40.41K | 4,500 |
| Abhijeet V. Patwardhan Vice President | Oct 3, 2017 | Buy | +270 | $40.36 | $10.90K | 395 |
| Thomas H. Atteberry Vice President | Oct 2, 2017 | Buy | +1,500 | $40.35 | $60.53K | 3,500 |
| Abhijeet V. Patwardhan Vice President | Sep 26, 2017 | Buy | +125 | $39.70 | $4.96K | 125 |
| Thomas H. Atteberry Vice President | Sep 26, 2017 | Buy | +1,000 | $40.08 | $40.08K | 2,000 |
| Mark L. Lipson Director | Dec 5, 2016 | Buy | +510 | $35.55 | $18.13K | 710 |
| Mark L. Lipson Director | Dec 5, 2016 | Buy | +200 | $35.54 | $7.11K | 200 |
| Edwin Lake Setzler III Treasurer | Mar 15, 2016 | Other | +315.91 | $35.20 | $11.12K | 642 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Sandra Brown Director | Feb 1, 2024 | 1,587 | $63.73K | Feb 1, 2024 | Open Market Buy |
| Sandra Brown Director | Feb 1, 2024 | 62 | $2.50K | Feb 1, 2024 | Dividend Reinvestment |