SONMNasdaqTelephone & Telegraph ApparatusFiscal year ends December 31
DNA X, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 19, 2026
$3.31+0.04 (+1.22%)
Close on Oct 19, 2026
- Market cap
- $4.47M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
5.9%
0M of 1M shares
Institutional holders
9
1 new, 1 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Laurence W. Lytton | 866,916 | 17.80% | 13G (passive) amendment | Feb 20, 2025 |
| Jiang Liu | 497,943 | 9.90% | 13G (passive) | Sep 12, 2024 |
| Hao (Peter) Liu | 357,254 | 7.16% | 13D (active) | Jul 14, 2023 |
| Scott Walker | 223,201 | 19.90% | 13D (active) | Dec 15, 2025 |
| Jeffrey Wang | 1,972,124 | 19.04% | 13D (active) amendment | Jun 26, 2025 |
| Ashima Narula | 1,947,345 | 30.70% | 13D (active) amendment | Apr 24, 2025 |
| Orbic North America, LLC. | 1,947,345 | 30.70% | 13D (active) amendment | Apr 16, 2025 |
| Parveen Narula | 1,947,345 | 30.70% | 13D (active) amendment | Apr 10, 2025 |
| Yaron Naymark | 1,516,842 | 8.20% | 13G (passive) amendment | Sep 30, 2025 |
| Lytton Laurence W | 100,521 | 6.80% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SONM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| C2C Wealth Management, LLC | 35,500 | 2.39% | $182.83K | +15,500 | 0.14% |
| BlackRock, Inc. | 14,006 | 0.94% | $72.13K | – | 0.00% |
| Citadel Advisors LLC | 12,740 | 0.86% | $65.10K | New | 0.00% |
| Geode Capital Management, LLC | 12,584 | 0.85% | $64.30K | −2,218 | 0.00% |
| Vanguard Capital Management LLC | 5,901 | 0.40% | $30.15K | +1,009 | 0.00% |
| Vanguard Fiduciary Trust Co | 4,496 | 0.30% | $22.98K | – | 0.00% |
| UBS Group AG | 2,304 | 0.15% | $11.87K | −33,915 | 0.00% |
| Tower Research Capital LLC (TRC) | 642 | 0.04% | $3.31K | −19 | 0.00% |
| SBI Securities Co., Ltd. | 214 | 0.01% | $1.10K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 9 | 0M | 5.9% | 1 / 2 | 3 / 1 | 0M | 0M |
| Q1 2026 | 9 | 0M | 6.4% | 5 / 1 | 0 / 4 | 0M | 0M |
| Q4 2025 | 8 | 0M | 5.7% | 8 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SONM | Value | % of fund | As of |
|---|---|---|---|---|---|
| Fidelity Extended Market Index Fund | 8,027 | 0.54% | $35.00K | 0.00% | May 31, 2026 |
| Vanguard Extended Market Index Fund | 5,901 | 0.40% | $30.15K | 0.00% | Jun 30, 2026 |
| Fidelity Nasdaq Composite Index Fund | 2,951 | 0.20% | $12.87K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 1,057 | 0.07% | $4.61K | 0.00% | May 31, 2026 |
| Fidelity Total Market Index Fund | 184 | 0.01% | $802 | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Michael C. Mulica | Acting CEO, Director | 54,071 | 3.63% | Feb 10, 2026 |
| Hao Peter Liu | Chief Executive Officer, Director | 269,388 | 18.10% | Feb 10, 2025 |
| Clayton Crolius | Chief Financial Officer | 36,719 | 2.47% | Feb 10, 2026 |
| Charles Becher | See Remarks | 62,668 | 4.21% | Apr 25, 2025 |
| George Thangadurai | Director | 723 | 0.05% | Oct 15, 2025 |
| Jack Steenstra | Director | 49,139 | 3.30% | Apr 25, 2025 |
| Jeffrey Wang | Director | 1,967,647 | 132.21% | Apr 25, 2025 |
| James S. Cassano | Director | 49,126 | 3.30% | Apr 25, 2025 |
| Holdings Venture Inc. DNA | 10% owner | 223,201 | 15.00% | Feb 20, 2026 |
| Laurence W. Lytton | 10% owner | 800,000 | 53.75% | Jul 7, 2025 |
| Ashima Narula | 10% owner | 1,947,345 | 130.85% | Mar 21, 2025 |
| North America LLC Orbic | 10% owner | – | – | Mar 21, 2025 |
| Parveen Narula | 10% owner | – | – | Mar 21, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Michael C. Mulica Acting CEO, Director | Feb 9, 2026 | Award | +50,000 | – | – | 54,071 |
| Clayton Crolius Chief Financial Officer | Feb 9, 2026 | Award | +35,000 | – | – | 36,719 |
| Laurence W. Lytton 10% owner | Jun 30, 2025 | Sale | −400,514 | $1.39 | $556.71K | 0 |
| Laurence W. Lytton 10% owner | Jun 26, 2025 | Sale | −466,402 | $1.50 | $699.60K | 400,514 |
| Clayton Crolius Chief Financial Officer | Apr 23, 2025 | Sale | −11,634 | $1.45 | $16.87K | 30,958 |
| Jack Steenstra Director | Apr 23, 2025 | Sale | −23,381 | $1.45 | $33.90K | 49,139 |
| Charles Becher See Remarks | Apr 23, 2025 | Sale | −31,326 | $1.45 | $45.42K | 62,668 |
| Jeffrey Wang Director | Apr 23, 2025 | Sale | −4,478 | $1.45 | $6.49K | 21,301 |
| Michael C. Mulica Director | Apr 23, 2025 | Sale | −27,818 | $1.45 | $40.34K | 73,292 |
| James S. Cassano Director | Apr 23, 2025 | Sale | −23,381 | $1.45 | $33.90K | 49,126 |
| Jack Steenstra Director | Mar 31, 2025 | Award | +46,728 | – | – | 72,520 |
| James S. Cassano Director | Mar 31, 2025 | Award | +46,728 | – | – | 72,507 |
| Michael C. Mulica Director | Mar 31, 2025 | Award | +46,728 | – | – | 101,110 |
| Clayton Crolius Chief Financial Officer | Feb 6, 2025 | Award | +33,922 | – | – | 42,592 |
| Charles Becher See Remarks | Feb 6, 2025 | Award | +70,671 | – | – | 93,994 |
| Hao Peter Liu Chief Executive Officer, Director | Feb 6, 2025 | Award | +63,604 | – | – | 269,388 |
| Michael C. Mulica Director | Nov 13, 2024 | Sale | −2,559 | $3.28 | $8.39K | 54,382 |
| Michael C. Mulica Director | Nov 12, 2024 | Award | +14,124 | – | – | 56,941 |
| Jack Steenstra Director | Jul 19, 2024 | Sale | −1,623 | $3.67 | $5.96K | 25,792 |
| James S. Cassano Director | Jul 19, 2024 | Sale | −1,623 | $3.68 | $5.97K | 25,779 |
| Jeffrey Wang Director, 10% owner | Jul 19, 2024 | Sale | −1,623 | $3.67 | $5.96K | 25,779 |
| Michael C. Mulica Director | Jun 21, 2024 | Sale | −36,016 | $0.69 | $24.85K | 428,156 |
| James S. Cassano Director | Jun 21, 2024 | Sale | −36,015 | $0.69 | $24.85K | 274,012 |
| Jack Steenstra Director | Jun 21, 2024 | Sale | −35,882 | $0.69 | $24.76K | 274,145 |
| Jeffrey Wang Director, 10% owner | Jun 21, 2024 | Sale | −36,016 | $0.69 | $24.85K | 274,011 |
| Michael C. Mulica Director | Jun 20, 2024 | Award | +78,947 | – | – | 464,172 |
| James S. Cassano Director | Jun 20, 2024 | Award | +78,947 | – | – | 310,027 |
| Jack Steenstra Director | Jun 20, 2024 | Award | +78,947 | – | – | 310,027 |
| Jeffrey Wang Director, 10% owner | Jun 20, 2024 | Award | +78,947 | – | – | 310,027 |
| Michael C. Mulica Director | Jan 9, 2024 | Award | +66,675 | – | – | 385,225 |
| Charles Becher See Remarks | Dec 26, 2023 | Option exercise | +125,000 | $0.42 | $52.50K | 233,227 |
| Michael C. Mulica Director | Sep 28, 2023 | Award | +89,525 | – | – | 318,550 |
| Jeffrey Wang Director, 10% owner | Sep 28, 2023 | Award | +89,525 | – | – | 231,080 |
| James S. Cassano Director | Sep 28, 2023 | Award | +89,525 | – | – | 231,080 |
| Jack Steenstra Director | Sep 28, 2023 | Award | +89,525 | – | – | 231,080 |
| Clayton Crolius Chief Financial Officer | Sep 15, 2023 | Buy | +86,700 | $0.68 | $58.96K | 86,700 |
| Hao Peter Liu Chief Executive Officer, Director | Aug 23, 2023 | Option exercise | +1,000,000 | $0.42 | $420.00K | 2,057,831 |
| Alan B. Howe Director | Mar 24, 2023 | Buy | +1,818 | $0.60 | $1.09K | 176,403 |
| James S. Cassano Director | Nov 18, 2022 | Award | +47,732 | – | – | 141,555 |
| Alan B. Howe Director | Nov 18, 2022 | Award | +47,732 | – | – | 174,585 |
| Michael C. Mulica Director | Nov 18, 2022 | Award | +47,732 | – | – | 229,025 |
| Jeffrey Wang Director, 10% owner | Nov 18, 2022 | Award | +47,732 | – | – | 141,555 |
| Jose Carlos Principe Director | Nov 18, 2022 | Award | +47,732 | – | – | 149,426 |
| Jack Steenstra Director | Nov 18, 2022 | Award | +47,732 | – | – | 141,555 |
| AJP Holding Company, LLC 10% owner | Aug 8, 2022 | Buy | +5,534,881 | $0.84 | $4.65M | 19,463,452 |
| Jeffrey Wang Director, 10% owner | Aug 8, 2022 | Buy | +5,534,881 | $0.84 | $4.65M | 19,463,452 |
| James S. Cassano Director | Aug 5, 2022 | Award | +93,823 | – | – | 93,823 |
| Jack Steenstra Director | Aug 5, 2022 | Award | +93,823 | – | – | 93,823 |
| Jeffrey Wang Director, 10% owner | Aug 5, 2022 | Award | +93,823 | – | – | 93,823 |
| Jose Carlos Principe Director | Aug 5, 2022 | Award | +101,694 | – | – | 101,694 |
| Jose Carlos Principe Director | Aug 5, 2022 | Award | +85,714 | – | – | 85,714 |
| Michael C. Mulica Director | Aug 5, 2022 | Award | +85,714 | – | – | 181,293 |
| Alan B. Howe Director | Aug 5, 2022 | Award | +85,714 | – | – | 126,853 |
| James S. Cassano Director | Aug 5, 2022 | Award | +85,714 | – | – | 85,714 |
| Jack Steenstra Director | Aug 5, 2022 | Award | +85,714 | – | – | 85,714 |
| Jeffrey Wang Director, 10% owner | Aug 5, 2022 | Award | +85,714 | – | – | 85,714 |
| Robert L. Tirva Former President, CFO & COO | Jul 15, 2022 | Sale | −729 | $0.76 | $554 | 314,619 |
| Robert L. Tirva Former President, CFO & COO | Jul 13, 2022 | Sale | −9,176 | $0.54 | $4.96K | 315,348 |
| Hao Peter Liu Chief Executive Officer, Director | Jul 13, 2022 | Buy | +952,381 | $0.84 | $800.00K | 1,059,867 |
| Jeffrey Wang Director, 10% owner | Jul 13, 2022 | Buy | +13,928,571 | $0.84 | $11.70M | 13,928,571 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.