SLRCNasdaqFiscal year ends December 31
SLR Investment Corp.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 4, 2026
$11.15−0.23 (-2.02%)
Close on Oct 19, 2026
- Market cap
- $608.28M
- P/E (TTM)
- 8.3
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
32.9%
18M of 55M shares
Institutional holders
125
28 new, 22 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
9 buys · 0 sales
Net bought $4.09M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Thornburg Investment Management | 4,372,550 | 8.01% | 13G (passive) | Dec 31, 2025 |
| Thornburg Investment Management Inc | 4,372,550 | 8.01% | 13G (passive) | Dec 31, 2024 |
| Michael S. Gross | 4,032,649 | 7.40% | 13D (active) amendment | Mar 6, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SLRC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Thornburg Investment Management Inc | 4,708,772 | 8.63% | $58.25M | +75,341 | 0.56% |
| JPMorgan Chase & Co | 1,247,941 | 2.29% | $15.56M | −14,035 | 0.00% |
| Van Eck Associates Corp | 1,104,114 | 2.02% | $13.66M | +219,110 | 0.01% |
| UBS Group AG | 614,510 | 1.13% | $7.60M | +45,270 | 0.00% |
| Aristotle Capital Boston, LLC | 613,753 | 1.13% | $7.59M | −141,419 | 0.51% |
| Franklin Resources Inc | 549,089 | 1.01% | $6.79M | −19,313 | 0.00% |
| Muzinich & Co., Inc. | 544,210 | 1.00% | $6.73M | +5,367 | 2.30% |
| Condor Capital Management | 462,362 | 0.85% | $5.72M | +107,498 | 0.43% |
| Legal & General Group Plc | 446,125 | 0.82% | $5.52M | +25,444 | 0.00% |
| Sumitomo Mitsui Trust Holdings, Inc. | 381,476 | 0.70% | $4.72M | +2,588 | 0.00% |
| Morgan Stanley | 366,907 | 0.67% | $4.54M | +102,727 | 0.00% |
| Commonwealth Equity Services, LLC | 360,603 | 0.66% | $4.46M | +256,281 | 0.01% |
| Ensign Peak Advisors, Inc | 354,452 | 0.65% | $4.38M | −95,548 | 0.01% |
| Epiq Partners, LLC | 349,772 | 0.64% | $4.33M | −74,921 | 1.83% |
| Clear Harbor Asset Management, LLC | 339,975 | 0.62% | $4.21M | +117,502 | 0.26% |
| Raymond James Financial Inc | 331,948 | 0.61% | $4.11M | −12,363 | 0.00% |
| Trexquant Investment LP | 264,976 | 0.49% | $3.28M | +127,222 | 0.02% |
| Intrepid Family Office LLC | 240,000 | 0.44% | $2.97M | – | 2.20% |
| Advisors Asset Management, Inc. | 232,891 | 0.43% | $2.88M | +4,932 | 0.04% |
| Royal Bank of Canada | 231,903 | 0.43% | $2.87M | +5,935 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 125 | 18M | 32.9% | 28 / 40 | 34 / 22 | 3M | 2M |
| Q1 2026 | 123 | 18M | 32.4% | 22 / 45 | 36 / 16 | 2M | 2M |
| Q4 2025 | 122 | 18M | 32.6% | 24 / 47 | 31 / 18 | 2M | 3M |
| Q3 2025 | 117 | 18M | 33.8% | 12 / 51 | 30 / 23 | 3M | 2M |
| Q2 2025 | 128 | 17M | 32.0% | 26 / 50 | 33 / 8 | 2M | 1M |
| Q1 2025 | 111 | 17M | 30.7% | 15 / 44 | 30 / 20 | 2M | 1M |
| Q4 2024 | 118 | 16M | 29.9% | 22 / 46 | 28 / 20 | 2M | 2M |
| Q3 2024 | 120 | 17M | 31.4% | 18 / 51 | 30 / 12 | 1M | 1M |
| Q2 2024 | 116 | 17M | 31.5% | 21 / 41 | 32 / 21 | 1M | 1M |
| Q1 2024 | 117 | 17M | 32.0% | 22 / 37 | 37 / 22 | 1M | 1M |
| Q4 2023 | 118 | 17M | 31.3% | 31 / 30 | 33 / 9 | 3M | 1M |
| Q3 2023 | 99 | 16M | 28.9% | 7 / 34 | 32 / 16 | 1M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SLRC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Thornburg Investment Income Builder Fund | 4,357,900 | 7.99% | $53.91M | 0.24% | Jun 30, 2026 |
| VanEck BDC Income ETF | 849,567 | 1.56% | $10.51M | 0.64% | Jun 30, 2026 |
| Putnam BDC Income ETF | 545,818 | 1.00% | $6.87M | 2.43% | Jul 31, 2026 |
| FT Confluence BDC & Specialty Finance Income ETF | 42,438 | 0.08% | $555.09K | 1.62% | May 31, 2026 |
| Virtus Private Credit Strategy ETF | 30,547 | 0.06% | $384.28K | 1.27% | Jul 31, 2026 |
| Aristotle Small/Mid Cap Equity Fund | 10,983 | 0.02% | $135.86K | 0.57% | Jun 30, 2026 |
| Small Cap Core Fund | 8,763 | 0.02% | $108.40K | 0.03% | Jun 30, 2026 |
| ProShares Global Listed Private Equity ETF | 8,521 | 0.02% | $111.45K | 1.00% | May 31, 2026 |
| Catalyst/SMH Total Return Income Fund | 6,826 | 0.01% | $84.44K | 0.40% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Michael S. Gross | See Remarks, Director | 4,292,942 | 7.87% | Sep 11, 2026 |
| Bruce J. Spohler | See Remarks, Director | 3,549,339 | 6.51% | Mar 17, 2026 |
| Shiraz Kajee | See Remarks | 7,500 | 0.01% | Mar 17, 2026 |
| Andrea Colvin Roberts | Director | 32,190 | 0.06% | Sep 10, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Michael S. Gross See Remarks, Director | Sep 10, 2026 | Buy | +20,000 | $12.35 | $247.00K | 4,065,153 |
| Michael S. Gross See Remarks, Director | May 13, 2026 | Buy | +10,000 | $13.10 | $131.00K | 4,045,153 |
| Michael S. Gross See Remarks, Director | May 12, 2026 | Buy | +10,000 | $13.09 | $130.90K | 4,035,153 |
| Michael S. Gross See Remarks, Director | Mar 16, 2026 | Buy | +10,452 | $13.90 | $145.28K | 4,025,153 |
| Michael S. Gross See Remarks, Director | Mar 13, 2026 | Buy | +25,000 | $13.91 | $347.75K | 4,014,701 |
| Michael S. Gross See Remarks, Director | Mar 13, 2026 | Award | +354,511.38 | – | – | 3,989,701 |
| Michael S. Gross See Remarks, Director | Mar 13, 2026 | Option exercise | −354,511.38 | – | – | 3,635,190 |
| Bruce J. Spohler See Remarks, Director | Mar 13, 2026 | Option exercise | −354,511.38 | – | – | 3,473,466 |
| Bruce J. Spohler See Remarks, Director | Mar 13, 2026 | Award | +354,511.38 | – | – | 3,827,977 |
| Shiraz Kajee See Remarks | Mar 13, 2026 | Returned to company | −5,782.29 | – | – | 7,500 |
| Shiraz Kajee See Remarks | Mar 13, 2026 | Option exercise | +5,782.29 | – | – | 13,252 |
| Bruce J. Spohler See Remarks, Director | Mar 4, 2026 | Buy | +15,019 | $14.83 | $222.73K | 3,827,977 |
| Michael S. Gross See Remarks, Director | Mar 4, 2026 | Buy | +15,019 | $14.83 | $222.73K | 3,989,701 |
| Bruce J. Spohler See Remarks, Director | Mar 3, 2026 | Buy | +89,800 | $14.73 | $1.32M | 3,812,958 |
| Michael S. Gross See Remarks, Director | Mar 3, 2026 | Buy | +89,800 | $14.73 | $1.32M | 3,974,682 |
| Andrea Colvin Roberts Director | Sep 9, 2025 | Buy | +7,190 | $16.73 | $120.29K | 7,190 |
| Bruce J. Spohler See Remarks, Director | Mar 13, 2025 | Option exercise | −311,588.03 | – | – | 3,411,570 |
| Bruce J. Spohler See Remarks, Director | Mar 13, 2025 | Award | +311,588.03 | – | – | 3,723,158 |
| Michael S. Gross See Remarks, Director | Mar 13, 2025 | Award | +311,588.03 | – | – | 3,884,882 |
| Michael S. Gross See Remarks, Director | Mar 13, 2025 | Option exercise | −311,588.03 | – | – | 3,573,294 |
| Michael S. Gross See Remarks, Director | Mar 5, 2025 | Buy | +36,822 | $17.51 | $644.75K | 3,884,882 |
| Bruce J. Spohler See Remarks, Director | Mar 5, 2025 | Buy | +36,822 | $17.51 | $644.75K | 3,723,158 |
| Bruce J. Spohler See Remarks, Director | Mar 5, 2025 | Award | +36,822 | $17.51 | $644.75K | 3,723,158 |
| Michael S. Gross See Remarks, Director | Mar 5, 2025 | Award | +36,822 | $17.51 | $644.75K | 3,884,882 |
| Michael S. Gross See Remarks, Director | Mar 4, 2025 | Buy | +43,200 | $17.64 | $762.05K | 3,848,060 |
| Bruce J. Spohler See Remarks, Director | Mar 4, 2025 | Buy | +43,200 | $17.64 | $762.05K | 3,686,336 |
| Bruce J. Spohler See Remarks, Director | Mar 4, 2025 | Award | +43,200 | $17.64 | $762.05K | 3,686,336 |
| Michael S. Gross See Remarks, Director | Mar 4, 2025 | Award | +43,200 | $17.64 | $762.05K | 3,848,060 |
| Andrea Colvin Roberts Director | Jun 14, 2024 | Buy | +25,000 | $15.98 | $399.50K | 25,000 |
| Michael S. Gross See Remarks, Director | Mar 13, 2024 | Award | +202,577.39 | – | – | 3,804,860 |
| Michael S. Gross See Remarks, Director | Mar 13, 2024 | Option exercise | −202,577.39 | – | – | 3,602,283 |
| Bruce J. Spohler See Remarks, Director | Mar 13, 2024 | Award | +202,577.39 | – | – | 3,643,136 |
| Bruce J. Spohler See Remarks, Director | Mar 13, 2024 | Option exercise | −202,577.39 | – | – | 3,440,559 |
| Michael S. Gross See Remarks, Director | Mar 8, 2024 | Buy | +22,636 | $15.74 | $356.29K | 3,804,860 |
| Bruce J. Spohler See Remarks, Director | Mar 8, 2024 | Buy | +22,636 | $15.74 | $356.29K | 3,643,136 |
| Michael S. Gross See Remarks, Director | Mar 7, 2024 | Buy | +46,700 | $15.72 | $734.12K | 3,782,224 |
| Bruce J. Spohler See Remarks, Director | Mar 7, 2024 | Buy | +46,700 | $15.72 | $734.12K | 3,620,500 |
| Michael S. Gross See Remarks, Director | Mar 6, 2024 | Buy | +46,700 | $15.44 | $721.05K | 3,735,524 |
| Bruce J. Spohler See Remarks, Director | Mar 6, 2024 | Buy | +46,700 | $15.44 | $721.05K | 3,573,800 |
| Bruce J. Spohler See Remarks, Director | Mar 5, 2024 | Buy | +46,700 | $15.23 | $711.24K | 3,527,100 |
| Michael S. Gross See Remarks, Director | Mar 5, 2024 | Buy | +46,700 | $15.23 | $711.24K | 3,688,824 |
| Bruce J. Spohler See Remarks, Director | Mar 4, 2024 | Buy | +40,000 | $15.08 | $603.20K | 3,480,400 |
| Michael S. Gross See Remarks, Director | Mar 4, 2024 | Buy | +40,000 | $15.08 | $603.20K | 3,642,124 |
| Michael S. Gross See Remarks, Director | Sep 7, 2023 | Buy | +10,000 | $15.00 | $150.00K | 227,789 |
| Michael S. Gross See Remarks, Director | Sep 5, 2023 | Buy | +10,000 | $15.05 | $150.50K | 217,789 |
| Michael S. Gross See Remarks, Director | Aug 24, 2023 | Buy | +10,000 | $15.04 | $150.40K | 207,789 |
| Michael S. Gross See Remarks, Director | Aug 23, 2023 | Buy | +14,442 | $15.04 | $217.21K | 197,789 |
| Michael S. Gross See Remarks, Director | Aug 22, 2023 | Buy | +20,000 | $14.99 | $299.80K | 183,347 |
| Michael S. Gross See Remarks, Director | Aug 21, 2023 | Buy | +20,000 | $15.02 | $300.40K | 163,347 |
| Michael S. Gross See Remarks, Director | Aug 17, 2023 | Buy | +10,000 | $15.02 | $150.20K | 143,347 |
| Guy Talarico Chief Compliance Officer | Aug 17, 2023 | Buy | +20,000 | $15.10 | $302.00K | 31,899 |
| Shiraz Kajee See Remarks | May 12, 2023 | Buy | +7,500 | $13.57 | $101.78K | 7,500 |
| Bruce J. Spohler See Remarks, Director | Mar 8, 2023 | Buy | +34,628 | $15.96 | $552.66K | 3,440,400 |
| Michael S. Gross See Remarks, Director | Mar 8, 2023 | Buy | +34,628 | $15.96 | $552.66K | 3,267,696 |
| Bruce J. Spohler See Remarks, Director | Mar 7, 2023 | Buy | +48,421 | $15.66 | $758.27K | 3,405,772 |
| Michael S. Gross See Remarks, Director | Mar 7, 2023 | Buy | +48,421 | $15.66 | $758.27K | 3,233,068 |
| Bruce J. Spohler See Remarks, Director | Mar 6, 2023 | Buy | +53,294 | $15.69 | $836.18K | 3,357,351 |
| Michael S. Gross See Remarks, Director | Mar 6, 2023 | Buy | +53,294 | $15.69 | $836.18K | 3,184,647 |
| Bruce J. Spohler See Remarks, Director | Mar 3, 2023 | Buy | +50,443 | $15.57 | $785.40K | 3,304,057 |
| Bruce J. Spohler See Remarks, Director | Mar 3, 2023 | Award | +138,033.47 | – | – | 3,253,614 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Steven Hochberg Director | Jun 2, 2023 | 19,258 | $272.41K | Jun 1, 2023 | Open Market Purchase |