SDHYNYSEFiscal year ends July 31
PGIM Short Duration High Yield Opportunities Fund
$15.10−0.02 (-0.13%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
11M
Shares held, 13F filers
Institutional holders
58
7 new, 6 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| First Trust Portfolios L.P. | 3,373,915 | 13.67% | 13G (passive) amendment | Sep 30, 2026 |
| The Charger Corporation | 2,658,759 | 10.78% | 13G (passive) amendment | May 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SDHY | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 1,455,778 | – | $23.86M | +77,915 | 0.00% |
| Atlas Wealth LLC | 1,127,260 | – | $18.48M | New | 2.63% |
| 1607 Capital Partners, LLC | 979,170 | – | $16.05M | −739,148 | 1.40% |
| Sit Investment Associates Inc | 867,536 | – | $14.22K | −11,817 | 0.27% |
| Focus Partners Wealth | 747,903 | – | $12.26M | −61,435 | 0.01% |
| Allspring Global Investments Holdings, LLC | 615,485 | – | $10.09M | – | 0.02% |
| Wells Fargo & Company/Mn | 553,848 | – | $9.08M | −39,743 | 0.00% |
| UBS Group AG | 540,342 | – | $8.86M | −2,603 | 0.00% |
| Pathstone Holdings, LLC | 489,956 | – | $8.03M | −28,971 | 0.02% |
| City Of London Investment Management Co Ltd | 452,098 | – | $7.41M | −93,860 | 0.45% |
| Advisors Asset Management, Inc. | 426,232 | – | $6.99M | +5,116 | 0.11% |
| Almitas Capital LLC | 364,674 | – | $5.98M | +185,753 | 1.43% |
| Invesco Ltd. | 293,993 | – | $4.82M | +2,653 | 0.00% |
| Cohen & Steers, Inc. | 272,450 | – | $4.47K | – | 0.01% |
| Raymond James Financial Inc | 203,535 | – | $3.34M | +2,203 | 0.00% |
| Envestnet Asset Management Inc | 178,859 | – | $2.93M | +16,287 | 0.00% |
| Hazlett, Burt & Watson, Inc. | 170,370 | – | $2.79K | −1,513 | 0.74% |
| Riverbridge Partners LLC | 164,714 | – | $2.70M | +2,200 | 0.08% |
| Thomas J. Herzfeld Advisors, Inc. | 138,168 | – | $2.26M | +24,591 | 0.70% |
| LPL Financial LLC | 123,531 | – | $2.02M | −109,783 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 58 | 11M | 7 / 25 | 18 / 6 | 2M | 1M |
| Q1 2026 | 59 | 11M | 11 / 26 | 18 / 9 | 0M | 2M |
| Q4 2025 | 59 | 13M | 14 / 22 | 18 / 4 | 2M | 2M |
| Q3 2025 | 50 | 13M | 4 / 22 | 19 / 5 | 1M | 1M |
| Q2 2025 | 51 | 13M | 3 / 31 | 15 / 8 | 1M | 1M |
| Q1 2025 | 57 | 13M | 9 / 30 | 16 / 7 | 1M | 1M |
| Q4 2024 | 56 | 13M | 10 / 29 | 13 / 14 | 3M | 2M |
| Q3 2024 | 62 | 12M | 9 / 23 | 23 / 11 | 1M | 1M |
| Q2 2024 | 64 | 12M | 9 / 31 | 18 / 8 | 2M | 6M |
| Q1 2024 | 63 | 16M | 9 / 34 | 14 / 9 | 3M | 1M |
| Q4 2023 | 63 | 14M | 18 / 28 | 10 / 7 | 4M | 1M |
| Q3 2023 | 53 | 12M | 11 / 18 | 17 / 5 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SDHY | Value | % of fund | As of |
|---|---|---|---|---|---|
| RiverNorth/DoubleLine Strategic Income Fund | 630,532 | – | $10.33M | 1.17% | Jun 30, 2026 |
| Invesco CEF Income Composite ETF | 293,878 | – | $4.73M | 0.57% | May 31, 2026 |
| Prospera Income ETF | 314 | – | $5.15K | 0.07% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 310 | – | $5.08K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 110 | – | $1.80K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Dino Capasso | Chief Compliance Officer | – | May 12, 2026 |
| Patricia Elizabeth Flynn | Chief Compliance Officer | – | May 6, 2026 |
| Robert Cignarella | – | 42,900 | Jun 3, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Robert Cignarella – | May 30, 2025 | Buy | +7,900 | $16.25 | $128.38K | 42,900 |
| Robert Cignarella – | Dec 31, 2024 | Buy | +17,000 | $16.20 | $275.40K | 35,000 |
| Robert Cignarella – | Oct 21, 2024 | Buy | +501 | $16.56 | $8.30K | 18,000 |
| Robert Cignarella – | Oct 21, 2024 | Buy | +9,499 | $16.58 | $157.49K | 17,499 |
| Robert Cignarella – | Dec 7, 2023 | Buy | +8,000 | $15.00 | $120.00K | 8,000 |
| Barry H. Evans Director | Nov 21, 2023 | Sale | −6,000 | $14.75 | $88.50K | 0 |
| Michael Lillard – | Apr 25, 2022 | Buy | +33 | $16.59 | $547 | 16,000 |
| Michael Lillard – | Apr 25, 2022 | Buy | +100 | $16.62 | $1.66K | 16,000 |
| Michael Lillard – | Apr 25, 2022 | Buy | +667 | $16.62 | $11.09K | 16,000 |
| Michael Lillard – | Apr 25, 2022 | Buy | +200 | $16.60 | $3.32K | 16,000 |
| Daniel T. Thorogood – | Mar 25, 2022 | Buy | +5,000 | $16.46 | $82.30K | 5,000 |
| Michael Lillard – | Mar 30, 2021 | Buy | +900 | $18.90 | $17.01K | 13,103 |
| Michael Lillard – | Mar 30, 2021 | Buy | +200 | $18.88 | $3.78K | 13,503 |
| Michael Lillard – | Mar 30, 2021 | Buy | +1,503 | $18.91 | $28.42K | 10,203 |
| Michael Lillard – | Mar 30, 2021 | Buy | +200 | $18.90 | $3.78K | 13,303 |
| Michael Lillard – | Mar 30, 2021 | Buy | +1,000 | $18.92 | $18.92K | 7,900 |
| Michael Lillard – | Mar 30, 2021 | Buy | +800 | $18.91 | $15.13K | 8,700 |
| Michael Lillard – | Mar 30, 2021 | Buy | +6,900 | $18.92 | $130.55K | 6,900 |
| Michael Lillard – | Mar 30, 2021 | Buy | +2,000 | $18.91 | $37.82K | 12,203 |
| Michael Lillard – | Mar 30, 2021 | Buy | +1,000 | $18.85 | $18.85K | 15,000 |
| Michael Lillard – | Mar 30, 2021 | Buy | +497 | $18.87 | $9.38K | 14,000 |
| Barry H. Evans Director | Mar 19, 2021 | Buy | +6,000 | $18.08 | $108.48K | 6,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.