SCMNYSEFiscal year ends December 31
Stellus Capital Investment Corp
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 10, 2026
$6.97−0.09 (-1.27%)
Close on Oct 19, 2026
- Market cap
- $201.22M
- P/E (TTM)
- 6.8
- Dividend yield
- 22.96%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
12.8%
4M of 28M shares
Institutional holders
60
11 new, 11 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
11 buys · 0 sales
Net bought $870.95K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SCM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Corient Private Wealth LLC | 284,746 | 1.00% | $2.40M | +29,267 | 0.00% |
| LPL Financial LLC | 263,356 | 0.92% | $2.22M | −51,436 | 0.00% |
| Muzinich & Co., Inc. | 255,026 | 0.90% | $2.15M | +192 | 0.73% |
| Raymond James Financial Inc | 252,821 | 0.89% | $2.13M | +15,222 | 0.00% |
| Legal & General Group Plc | 238,329 | 0.84% | $2.01M | +8,794 | 0.00% |
| Advisors Asset Management, Inc. | 220,277 | 0.77% | $1.85M | +27,584 | 0.03% |
| Ethos Financial Group, LLC | 217,193 | 0.76% | $1.83M | +19,403 | 0.12% |
| Condor Capital Management | 211,987 | 0.74% | $1.78M | +5,571 | 0.13% |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,151 | 0.55% | $1.31M | – | 0.00% |
| Icon Wealth Advisors, LLC | 135,536 | 0.48% | $1.14M | +267 | 0.07% |
| Samjo Management, LLC | 133,700 | 0.47% | $1.13M | New | 0.38% |
| BlackRock, Inc. | 109,462 | 0.38% | $921.67K | −2,764 | 0.00% |
| Millennium Management LLC | 96,424 | 0.34% | $811.89K | −20,243 | 0.00% |
| Inspire Advisors, LLC | 86,232 | 0.30% | $726.07K | −24,925 | 0.05% |
| Gables Capital Management Inc. | 67,052 | 0.24% | $564.58K | +185 | 0.20% |
| Morgan Stanley | 64,355 | 0.23% | $541.87K | −83,400 | 0.00% |
| Trexquant Investment LP | 63,649 | 0.22% | $535.93K | −4,671 | 0.00% |
| Virtus Investment Advisers, Inc. | 62,135 | 0.22% | $523.18K | +1,463 | 0.12% |
| XTX Topco Ltd | 57,978 | 0.20% | $488.18K | +40,886 | 0.01% |
| Bank Of America Corp /De/ | 57,317 | 0.20% | $482.61K | +31,506 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 60 | 4M | 12.8% | 11 / 23 | 17 / 11 | 0M | 1M |
| Q1 2026 | 63 | 4M | 14.3% | 17 / 18 | 17 / 16 | 1M | 1M |
| Q4 2025 | 63 | 4M | 14.6% | 6 / 23 | 17 / 11 | 1M | 0M |
| Q3 2025 | 68 | 4M | 12.4% | 12 / 26 | 11 / 2 | 1M | 0M |
| Q2 2025 | 58 | 3M | 11.3% | 8 / 20 | 16 / 11 | 0M | 0M |
| Q1 2025 | 62 | 3M | 11.8% | 12 / 25 | 10 / 8 | 1M | 0M |
| Q4 2024 | 58 | 3M | 10.0% | 13 / 14 | 15 / 7 | 0M | 0M |
| Q3 2024 | 53 | 3M | 10.8% | 7 / 14 | 18 / 5 | 0M | 1M |
| Q2 2024 | 52 | 4M | 12.5% | 9 / 20 | 11 / 10 | 1M | 1M |
| Q1 2024 | 53 | 3M | 11.0% | 8 / 15 | 18 / 14 | 1M | 1M |
| Q4 2023 | 59 | 3M | 11.9% | 10 / 17 | 19 / 13 | 1M | 1M |
| Q3 2023 | 63 | 4M | 14.1% | 10 / 26 | 12 / 8 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SCM | Value | % of fund | As of |
|---|---|---|---|---|---|
| Virtus Private Credit Strategy ETF | 62,135 | 0.22% | $466.01K | 1.54% | Jul 31, 2026 |
| WHITEWOLF Publicly Listed Private Equity ETF | 605 | 0.00% | $4.54K | 0.06% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Robert T. Ladd | President and CEO, Director | 702,969 | 2.47% | Mar 17, 2026 |
| W. Todd Huskinson | CFO and CCO | 87,631 | 0.31% | Mar 17, 2026 |
| J. Tim Arnoult | Director | 53,569 | 0.19% | Sep 17, 2026 |
| Bruce R. Bilger | Director | 212,344 | 0.75% | Mar 17, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| J. Tim Arnoult Director | Sep 16, 2026 | Buy | +1,000 | $7.97 | $7.97K | 53,569 |
| J. Tim Arnoult Director | Jun 23, 2026 | Buy | +700 | $8.29 | $5.80K | 51,569 |
| J. Tim Arnoult Director | May 19, 2026 | Buy | +9,000 | $9.05 | $81.45K | 50,869 |
| J. Tim Arnoult Director | May 13, 2026 | Buy | +1,000 | $9.27 | $9.27K | 41,869 |
| Robert T. Ladd President and CEO, Director | Mar 16, 2026 | Buy | +1,700 | $8.45 | $14.36K | 669,635 |
| W. Todd Huskinson CFO and CCO | Mar 13, 2026 | Buy | +5,700 | $8.79 | $50.10K | 54,297 |
| Robert T. Ladd President and CEO, Director | Mar 13, 2026 | Buy | +35,000 | $8.70 | $304.50K | 667,935 |
| Bruce R. Bilger Director | Mar 13, 2026 | Buy | +10,362 | $8.70 | $90.15K | 212,344 |
| Bruce R. Bilger Director | Mar 13, 2026 | Buy | +19,417 | $8.76 | $170.09K | 201,982 |
| Bruce R. Bilger Director | Mar 13, 2026 | Buy | +11,111 | $8.73 | $97.00K | 223,455 |
| Bruce R. Bilger Director | Mar 13, 2026 | Buy | +4,600 | $8.75 | $40.25K | 228,055 |
| Bruce R. Bilger Director | Jun 17, 2022 | Buy | +17,543 | $11.35 | $199.11K | 182,565 |
| Robert T. Ladd President and CEO, Director | Jun 16, 2022 | Buy | +1,000 | $11.48 | $11.48K | 628,592 |
| Robert T. Ladd President and CEO, Director | Jun 16, 2022 | Buy | +1,000 | $11.30 | $11.30K | 627,592 |
| Robert T. Ladd President and CEO, Director | Jun 16, 2022 | Buy | +1,000 | $11.48 | $11.48K | 632,592 |
| Robert T. Ladd President and CEO, Director | Jun 16, 2022 | Buy | +1,000 | $11.52 | $11.52K | 631,592 |
| Robert T. Ladd President and CEO, Director | Jun 16, 2022 | Buy | +1,000 | $11.49 | $11.49K | 630,592 |
| Robert T. Ladd President and CEO, Director | Jun 16, 2022 | Buy | +1,000 | $11.40 | $11.40K | 629,592 |
| Dean D'Angelo Director | Jun 16, 2022 | Buy | +2,500 | $11.38 | $28.45K | 196,682 |
| Robert T. Ladd President and CEO, Director | May 18, 2022 | Buy | +388 | $12.69 | $4.92K | 624,551 |
| Robert T. Ladd President and CEO, Director | May 18, 2022 | Buy | +582 | $12.69 | $7.39K | 624,163 |
| Robert T. Ladd President and CEO, Director | May 18, 2022 | Buy | +3,834 | $13.00 | $49.84K | 623,581 |
| Robert T. Ladd President and CEO, Director | May 18, 2022 | Buy | +1,000 | $12.87 | $12.87K | 619,747 |
| Robert T. Ladd President and CEO, Director | May 18, 2022 | Buy | +1,000 | $12.85 | $12.85K | 618,747 |
| Robert T. Ladd President and CEO, Director | May 18, 2022 | Buy | +1,000 | $12.66 | $12.66K | 626,581 |
| Robert T. Ladd President and CEO, Director | May 18, 2022 | Buy | +30 | $12.70 | $381 | 624,581 |
| Robert T. Ladd President and CEO, Director | May 18, 2022 | Buy | +1,000 | $12.68 | $12.68K | 625,581 |
| Robert T. Ladd President and CEO, Director | May 16, 2022 | Buy | +1,000 | $12.82 | $12.82K | 617,747 |
| Dean D'Angelo Director | Dec 17, 2021 | Buy | +1,600 | $12.66 | $20.26K | 190,903 |
| Dean D'Angelo Director | Dec 13, 2021 | Buy | +1,167.3 | $12.85 | $15.00K | 189,303 |
| Dean D'Angelo Director | Dec 16, 2020 | Buy | +5,000 | $10.85 | $54.25K | 184,515 |
| Robert T. Ladd President and CEO, Director | Sep 23, 2020 | Buy | +2,000 | $8.09 | $16.18K | 616,654 |
| Robert T. Ladd President and CEO, Director | Sep 23, 2020 | Buy | +2,000 | $8.12 | $16.24K | 614,654 |
| Robert T. Ladd President and CEO, Director | Sep 23, 2020 | Buy | +2,000 | $8.14 | $16.28K | 610,654 |
| Robert T. Ladd President and CEO, Director | Sep 23, 2020 | Buy | +2,000 | $8.11 | $16.22K | 608,654 |
| Robert T. Ladd President and CEO, Director | Sep 23, 2020 | Buy | +2,000 | $8.11 | $16.22K | 612,654 |
| Dean D'Angelo Director | Sep 1, 2020 | Buy | +5,000 | $8.12 | $40.60K | 178,218 |
| Dean D'Angelo Director | Sep 1, 2020 | Buy | +5,000 | $8.12 | $40.60K | 183,218 |
| Robert T. Ladd President and CEO, Director | Aug 6, 2020 | Buy | +2,000 | $8.03 | $16.06K | 606,654 |
| Robert T. Ladd President and CEO, Director | Aug 6, 2020 | Buy | +2,000 | $8.06 | $16.12K | 604,654 |
| Robert T. Ladd President and CEO, Director | Aug 6, 2020 | Buy | +2,000 | $8.06 | $16.12K | 602,654 |
| Robert T. Ladd President and CEO, Director | Aug 6, 2020 | Buy | +2,000 | $8.06 | $16.12K | 598,654 |
| Robert T. Ladd President and CEO, Director | Aug 6, 2020 | Buy | +2,000 | $8.04 | $16.08K | 600,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $7.97 | $15.94K | 588,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $8.00 | $16.00K | 584,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $8.00 | $16.00K | 582,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $7.99 | $15.98K | 580,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $7.99 | $15.98K | 578,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $7.98 | $15.96K | 590,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $7.96 | $15.92K | 592,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $7.94 | $15.88K | 594,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $7.98 | $15.96K | 596,654 |
| Robert T. Ladd President and CEO, Director | Aug 4, 2020 | Buy | +2,000 | $8.00 | $16.00K | 586,654 |
| Dean D'Angelo Director | Jun 11, 2020 | Buy | +5,000 | $7.50 | $37.50K | 171,664 |
| Dean D'Angelo Director | Jun 11, 2020 | Buy | +5,000 | $7.50 | $37.50K | 176,664 |
| Robert T. Ladd President and CEO, Director | May 19, 2020 | Buy | +1,000 | $7.01 | $7.01K | 572,637 |
| Robert T. Ladd President and CEO, Director | May 19, 2020 | Buy | +2,000 | $7.05 | $14.10K | 565,637 |
| Robert T. Ladd President and CEO, Director | May 19, 2020 | Buy | +2,000 | $7.08 | $14.16K | 567,637 |
| Robert T. Ladd President and CEO, Director | May 19, 2020 | Buy | +1,000 | $6.95 | $6.95K | 576,637 |
| Robert T. Ladd President and CEO, Director | May 19, 2020 | Buy | +2,000 | $6.90 | $13.80K | 575,637 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.