RVTNYSEFiscal year ends December 31
ROYCE SMALL-CAP TRUST, INC.
$16.51+0.13 (+0.79%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
39M
Shares held, 13F filers
Institutional holders
207
30 new, 19 sold out
Net institutional buying
3M
In Q2 2026
Insider trades, 12 months
4 buys · 0 sales
Net bought $149.38K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Morgan Stanley | 6,058,260 | 5.30% | 13G (passive) | Sep 30, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of RVT | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Bank Of America Corp /De/ | 6,054,512 | – | $111.83M | +218,175 | 0.01% |
| Morgan Stanley | 5,903,526 | – | $109.04M | −204,987 | 0.01% |
| Raymond James Financial Inc | 3,088,819 | – | $57.05M | +257,053 | 0.02% |
| LPL Financial LLC | 2,396,929 | – | $44.27M | +117,352 | 0.01% |
| Wells Fargo & Company/Mn | 1,646,540 | – | $30.41M | −45,135 | 0.00% |
| Royal Bank of Canada | 1,639,146 | – | $30.28M | +14,372 | 0.00% |
| Penserra Capital Management LLC | 1,384,409 | – | $25.57K | +52,863 | 0.20% |
| Saba Capital Management, L.P. | 1,247,806 | – | $23.05M | New | 0.59% |
| Stifel Financial Corp | 848,245 | – | $15.67M | +23,156 | 0.01% |
| Janney Montgomery Scott LLC | 742,462 | – | $13.71K | +13,981 | 0.03% |
| Blue Bell Private Wealth Management, LLC | 674,729 | – | $12.46M | +20,955 | 1.55% |
| Lazard Asset Management LLC | 612,315 | – | $11.31M | – | 0.02% |
| Rivernorth Capital Management, LLC | 607,243 | – | $11.22M | +5,268 | 0.53% |
| Shaker Financial Services, LLC | 605,745 | – | $11.19M | +467,234 | 3.50% |
| Waterfront Wealth Inc. | 495,162 | – | $8.97M | −69,399 | 1.39% |
| Osaic Holdings, Inc. | 484,010 | – | $8.94M | +139,183 | 0.01% |
| Modern Wealth Management, LLC | 480,230 | – | $8.87M | −11,740 | 0.11% |
| UBS Group AG | 465,248 | – | $8.59M | −116,863 | 0.00% |
| Guggenheim Capital LLC | 423,470 | – | $7.82M | −29,678 | 0.05% |
| Advisors Asset Management, Inc. | 336,541 | – | $6.22M | +16,283 | 0.09% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 207 | 39M | 30 / 89 | 47 / 19 | 4M | 1M |
| Q1 2026 | 199 | 36M | 31 / 88 | 43 / 24 | 3M | 3M |
| Q4 2025 | 198 | 36M | 26 / 83 | 55 / 23 | 3M | 2M |
| Q3 2025 | 196 | 35M | 27 / 82 | 46 / 16 | 4M | 4M |
| Q2 2025 | 188 | 36M | 28 / 71 | 49 / 22 | 4M | 1M |
| Q1 2025 | 183 | 33M | 24 / 74 | 46 / 21 | 3M | 1M |
| Q4 2024 | 185 | 32M | 24 / 72 | 46 / 13 | 6M | 2M |
| Q3 2024 | 183 | 31M | 22 / 71 | 52 / 14 | 2M | 2M |
| Q2 2024 | 176 | 31M | 25 / 63 | 53 / 19 | 1M | 12M |
| Q1 2024 | 171 | 41M | 24 / 66 | 46 / 16 | 8M | 1M |
| Q4 2023 | 165 | 34M | 23 / 64 | 43 / 16 | 8M | 2M |
| Q3 2023 | 160 | 29M | 16 / 64 | 44 / 12 | 2M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of RVT | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 1,377,809 | – | $25.45M | 3.53% | Jun 30, 2026 |
| First Trust Income Opportunities ETF | 85,992 | – | $1.60M | 2.01% | May 31, 2026 |
| RiverNorth Active Income ETF | 80,331 | – | $1.45M | 3.69% | Jul 31, 2026 |
| Timber Point Alternative Income Fund | 24,975 | – | $461.29K | 1.71% | Jun 30, 2026 |
| Calamos CEF Income & Arbitrage ETF | 18,819 | – | $340.44K | 1.00% | Jul 31, 2026 |
| Timber Point Global Allocations Fund | 16,668 | – | $307.86K | 0.96% | Jun 30, 2026 |
| The Gabelli Asset Fund | 7,200 | – | $132.98K | 0.01% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 115 | – | $2.12K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 41 | – | $757 | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Christopher D. Clark | President, Director | 53,840 | Sep 30, 2026 |
| Francis D. Gannon | Vice President | 4,714 | Dec 18, 2025 |
| Charles M. Royce | – | 335,391 | Jun 27, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Christopher D. Clark President, Director | Sep 30, 2026 | Buy | +1,200 | $17.06 | $20.47K | 53,840 |
| Christopher D. Clark President, Director | Jun 15, 2026 | Buy | +2,800 | $18.16 | $50.85K | 50,826 |
| Christopher D. Clark President, Director | Mar 24, 2026 | Buy | +4,500 | $16.69 | $75.11K | 47,235 |
| Francis D. Gannon Vice President | Dec 17, 2025 | Buy | +186 | $15.87 | $2.95K | 4,714 |
| Christopher D. Clark President, Director | Aug 26, 2025 | Buy | +1,300 | $15.99 | $20.79K | 40,622 |
| Charles M. Royce – | Jun 26, 2025 | Sale | −21,735 | $14.96 | $325.16K | 86,938 |
| Christopher D. Clark President, Director | Aug 16, 2024 | Buy | +3,400 | $15.20 | $51.68K | 36,057 |
| Francis D. Gannon Vice President | Mar 22, 2024 | Buy | +2,000 | $14.81 | $29.62K | 4,000 |
| Christopher D. Clark President, Director | Mar 21, 2024 | Buy | +3,300 | $14.76 | $48.71K | 31,489 |
| Francis D. Gannon Vice President | Mar 21, 2024 | Buy | +2,000 | $14.76 | $29.52K | 2,000 |
| Christopher C. Grisanti Director | Oct 5, 2022 | Buy | +1,600 | $13.42 | $21.47K | 3,200 |
| Charles M. Royce – | Dec 29, 2021 | Gift | −125,000 | $19.29 | $2.41M | 100,490 |
| Christopher C. Grisanti Director | Sep 9, 2021 | Buy | +1,600 | $18.93 | $30.29K | 1,600 |
| G. Peter Obrien Director | Jul 23, 2021 | Buy | +550 | $18.05 | $9.93K | 3,887 |
| Michael K. Shields Director | Feb 25, 2021 | Buy | +900 | $17.95 | $16.16K | 900 |
| Cecile Burleigh Harper Director | Dec 18, 2020 | Buy | +5,500 | $16.42 | $90.31K | 5,500 |
| Christopher D. Clark President, Director | Oct 12, 2020 | Buy | +10,000 | $13.72 | $137.20K | 21,417 |
| Peter K. Hoglund Treasurer | Jun 9, 2020 | Sale | −7,425 | $13.30 | $98.75K | 19,653 |
| Byrne Daniel A. O Vice President | Mar 23, 2020 | Buy | +7,817 | $7.92 | $61.91K | 7,817 |
| Byrne Daniel A. O Vice President | Mar 23, 2020 | Buy | +7,000 | $7.96 | $55.72K | 7,000 |
| Peter K. Hoglund Treasurer | Jul 9, 2018 | Buy | +2,421 | $15.33 | $37.11K | 27,078 |
| Christopher D. Clark President, Director | Jul 9, 2018 | Buy | +5,390 | $15.33 | $82.63K | 9,358 |
| Charles M. Royce Director | Jul 9, 2018 | Buy | +10,541 | $15.33 | $161.59K | 117,894 |
| Charles M. Royce Director | Jul 9, 2018 | Buy | +16,045 | $15.33 | $245.97K | 179,456 |
| Stephen L. Isaacs Director | Jul 9, 2018 | Buy | +59 | $15.33 | $904 | 649 |
| G. Peter Obrien Director | Jul 9, 2018 | Buy | +667 | $15.33 | $10.23K | 3,337 |
| John E. Denneen Secretary | Jul 9, 2018 | Buy | +5,150 | $15.33 | $78.95K | 6,650 |
| Arthur S. Mehlman Director | Jul 9, 2018 | Buy | +1,352 | $15.33 | $20.73K | 4,931 |
| Christopher D. Clark President, Director | Jan 27, 2017 | Buy | +1,500 | $13.88 | $20.82K | 3,540 |
| Peter K. Hoglund Treasurer | Dec 20, 2016 | Buy | +22,000 | $13.54 | $297.88K | 22,000 |
| John E. Denneen Secretary | Dec 7, 2016 | Buy | +800 | $13.58 | $10.86K | 1,500 |
| John E. Denneen Secretary | Dec 7, 2016 | Buy | +700 | $13.56 | $9.49K | 700 |
| Christopher D. Clark President, Director | Oct 7, 2016 | Buy | +2,000 | $12.66 | $25.32K | 2,000 |
| Christopher D. Clark President | Oct 7, 2016 | Buy | +2,000 | $12.66 | $25.32K | 2,000 |
| Arthur S. Mehlman Director | Dec 2, 2015 | Buy | +1,200 | $12.56 | $15.07K | 2,854 |
| Charles M. Royce President, Director | Oct 2, 2012 | Gift | −50,000 | $13.07 | $653.50K | 142,951 |
| Stephen L. Isaacs Director | Nov 30, 2011 | Sale | −1,029 | $12.31 | $12.67K | 503 |
| Charles M. Royce President, Director | Jun 29, 2010 | Buy | +20,000 | $10.75 | $215.00K | 192,951 |
| Charles M. Royce President, Director | Jun 23, 2010 | Buy | +30,000 | $11.12 | $333.60K | 172,951 |
| Charles M. Royce President, Director | Mar 16, 2006 | Sale | −19,200 | $20.73 | $398.02K | 130,268 |
| Charles M. Royce President, Director | Mar 15, 2006 | Sale | −10,800 | $20.73 | $223.88K | 149,468 |
| Charles M. Royce President, Director | Mar 14, 2006 | Sale | −37,696 | $20.68 | $779.55K | 88,536 |
| Charles M. Royce President, Director | Mar 13, 2006 | Sale | −10,000 | $20.63 | $206.30K | 126,232 |
| Charles M. Royce President, Director | Mar 10, 2006 | Sale | −15,000 | $20.78 | $311.70K | 136,232 |
| Charles M. Royce President, Director | Mar 9, 2006 | Sale | −3,700 | $20.77 | $76.85K | 139,932 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.