RSFNYSE
RiverNorth Capital & Income Fund, Inc.
$14.12−0.03 (-0.18%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
1M
Shares held, 13F filers
Institutional holders
16
3 new, 2 sold out
Net institutional buying
-1M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| S) Karpus Investment Management | 431,823 | 26.08% | 13G (passive) amendment | Dec 31, 2023 |
| Sit Investment Associates, Inc. | 426,811 | 12.20% | 13G (passive) amendment | Feb 28, 2025 |
| Css LLC/Il | 266,670 | 6.27% | 13G (passive) amendment | Dec 16, 2025 |
| Nomura Global Financial Products Inc | 250,000 | 5.90% | 13G (passive) | Sep 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of RSF | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Css LLC/Il | 148,230 | – | $2.17M | −132,229 | 0.08% |
| Significant Wealth Partners LLC | 123,933 | – | $1.81M | +3,028 | 1.96% |
| Clear Street Group Inc. | 123,876 | – | $1.81M | New | 0.00% |
| Waverly Advisors, LLC | 82,542 | – | $1.21M | −5,222 | 0.01% |
| Icon Advisers Inc/Co | 43,407 | – | $634.61K | −57,579 | 0.12% |
| Palatine Hill Wealth Management, LLC | 38,668 | – | $565.33K | −634,588 | 0.46% |
| Everstar Asset Management, LLC | 33,999 | – | $497.07K | +1,983 | 0.24% |
| Equitable Holdings, Inc. | 25,926 | – | $379.03K | +2,076 | 0.00% |
| Capital Investment Advisors, LLC | 21,267 | – | $310.93K | New | 0.00% |
| Morgan Stanley | 12,263 | – | $179.30K | +1 | 0.00% |
| NewEdge Advisors, LLC | 12,000 | – | $175.44K | −1,200 | 0.00% |
| Raymond James Financial Inc | 10,217 | – | $149.37K | −7,284 | 0.00% |
| Osaic Holdings, Inc. | 8,643 | – | $126.36K | −161,957 | 0.00% |
| CoreCap Advisors, LLC | 6,500 | – | $95.03K | New | 0.00% |
| UBS Group AG | 4,950 | – | $72.37K | −63 | 0.00% |
| Highline Wealth Partners LLC | 200 | – | $2.92K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 16 | 1M | 3 / 4 | 8 / 2 | 0M | 1M |
| Q1 2026 | 15 | 2M | 3 / 3 | 8 / 4 | 0M | 0M |
| Q4 2025 | 16 | 2M | 6 / 2 | 8 / 5 | 1M | 1M |
| Q3 2025 | 16 | 1M | 5 / 7 | 4 / 5 | 1M | 0M |
| Q2 2025 | 16 | 1M | 3 / 5 | 7 / 3 | 0M | 0M |
| Q1 2025 | 16 | 1M | 1 / 2 | 12 / 4 | 0M | 0M |
| Q4 2024 | 19 | 1M | 5 / 3 | 11 / 2 | 0M | 0M |
| Q3 2024 | 17 | 1M | 1 / 6 | 10 / 5 | 0M | 0M |
| Q2 2024 | 21 | 2M | 2 / 9 | 9 / 5 | 0M | 0M |
| Q1 2024 | 24 | 2M | 10 / 4 | 7 / 0 | 1M | 0M |
| Q4 2023 | 15 | 1M | 2 / 3 | 8 / 2 | 0M | 0M |
| Q3 2023 | 15 | 2M | 2 / 4 | 8 / 2 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of RSF | Value | % of fund | As of |
|---|---|---|---|---|---|
| Icon Flexible Bond Fund | 43,407 | – | $634.61K | 0.12% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Patrick W. Galley | Chief Executive Officer, Director | 459,620 | Aug 1, 2025 |
| RiverNorth Financial Holdings, LLC | – | 0 | Sep 18, 2025 |
| RiverNorth Strategic Holdings, LLC | – | 3,984 | Jul 16, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Patrick W. Galley Chief Executive Officer, Director | Jul 16, 2025 | Other | +10,033 | $14.68 | $147.28K | 214,920 |
| Patrick W. Galley Chief Executive Officer, Director | Jul 16, 2025 | Other | +13,600 | $14.68 | $199.65K | 204,887 |
| RiverNorth Strategic Holdings, LLC – | Jul 16, 2025 | Other | +2,984 | $14.68 | $43.81K | 3,984 |
| Patrick W. Galley Chief Executive Officer, Director | Jul 11, 2025 | Other | +39,813 | $14.39 | $572.91K | 254,733 |
| RiverNorth Strategic Holdings, LLC – | May 29, 2025 | Buy | +1,000 | $15.01 | $15.01K | 1,000 |
| Patrick W. Galley Chief Executive Officer, Director | Apr 26, 2024 | Award | +68,414 | $15.04 | $1.03M | 237,061 |
| Patrick W. Galley Chief Executive Officer, Director | Mar 22, 2024 | Buy | +100 | $16.10 | $1.61K | 168,647 |
| Patrick W. Galley – | Feb 3, 2023 | Buy | +18,421 | $15.84 | $291.79K | 150,126 |
| Patrick W. Galley – | Feb 3, 2023 | Buy | +7,926 | $15.84 | $125.55K | 142,200 |
| Patrick W. Galley – | Feb 3, 2023 | Buy | +16,211 | $15.84 | $256.78K | 168,547 |
| Janae Stanton – | Jan 19, 2023 | Award | +50 | $16.18 | $809 | 200 |
| Patrick W. Galley President, Director | Dec 22, 2022 | Sale | −595 | $24.81 | $14.76K | 43,926 |
| Patrick W. Galley President, Director | Dec 22, 2022 | Sale | −182 | $24.90 | $4.53K | 50,837 |
| Patrick W. Galley President, Director | Dec 22, 2022 | Sale | −45 | $24.88 | $1.12K | 50,792 |
| Patrick W. Galley President, Director | Dec 22, 2022 | Sale | −598 | $24.87 | $14.87K | 50,194 |
| Patrick W. Galley President, Director | Dec 22, 2022 | Sale | −21 | $24.85 | $522 | 50,173 |
| Patrick W. Galley President, Director | Dec 22, 2022 | Sale | −1,676 | $24.83 | $41.62K | 48,497 |
| Patrick W. Galley President, Director | Dec 22, 2022 | Sale | −3,976 | $24.82 | $98.68K | 44,521 |
| Patrick W. Galley President, Director | Mar 27, 2020 | Buy | +185 | $23.89 | $4.42K | 6,736 |
| Patrick W. Galley President, Director | Mar 27, 2020 | Buy | +1,868 | $23.00 | $42.96K | 8,604 |
| Patrick W. Galley President, Director | Mar 27, 2020 | Buy | +15 | $23.99 | $360 | 8,619 |
| Janae Stanton – | Feb 27, 2020 | Award | +150 | $18.09 | $2.71K | 150 |
| Patrick W. Galley President, Director | Jun 17, 2019 | Buy | +200 | $19.72 | $3.94K | 69,452 |
| Patrick W. Galley President, Director | Jun 17, 2019 | Buy | +500 | $19.60 | $9.80K | 68,952 |
| Patrick W. Galley President, Director | Jun 17, 2019 | Buy | +300 | $19.76 | $5.93K | 69,252 |
| Patrick W. Galley President, Director | Jun 17, 2019 | Buy | +100 | $19.75 | $1.98K | 69,821 |
| Patrick W. Galley President, Director | Jun 17, 2019 | Buy | +100 | $19.50 | $1.95K | 69,721 |
| Patrick W. Galley President, Director | Jun 17, 2019 | Buy | +169 | $19.52 | $3.30K | 69,621 |
| Patrick W. Galley President, Director | Jun 17, 2019 | Buy | +31 | $19.52 | $605 | 69,852 |
| Patrick W. Galley President, Director | Dec 21, 2018 | Buy | +700 | $24.56 | $17.19K | 88,951 |
| Patrick W. Galley President, Director | Dec 20, 2018 | Buy | +1,000 | $24.67 | $24.67K | 88,251 |
| Patrick W. Galley President, Director | Dec 19, 2018 | Buy | +852 | $24.75 | $21.09K | 85,361 |
| Patrick W. Galley President, Director | Dec 19, 2018 | Buy | +1,890 | $24.70 | $46.68K | 87,251 |
| Patrick W. Galley President, Director | Dec 19, 2018 | Buy | +148 | $24.80 | $3.67K | 84,509 |
| Patrick W. Galley President, Director | Dec 17, 2018 | Buy | +100 | $24.75 | $2.48K | 84,100 |
| Patrick W. Galley President, Director | Dec 17, 2018 | Buy | +15 | $25.06 | $376 | 84,115 |
| Patrick W. Galley President, Director | Dec 17, 2018 | Buy | +246 | $24.73 | $6.08K | 84,361 |
| Patrick W. Galley President, Director | Dec 17, 2018 | Buy | +1,000 | $24.74 | $24.74K | 84,000 |
| Patrick W. Galley President, Director | Dec 17, 2018 | Buy | +600 | $24.73 | $14.84K | 83,000 |
| Rivernorth Capital Management, Llc – | Apr 11, 2018 | Sale | −41,369 | $23.96 | $991.20K | 0 |
| Patrick W. Galley President, Director | Jan 9, 2018 | Buy | +5,000 | $25.26 | $126.30K | 82,400 |
| Patrick W. Galley President, Director | Jan 9, 2018 | Buy | +10,000 | $25.30 | $253.00K | 72,400 |
| Patrick W. Galley President, Director | Jan 9, 2018 | Buy | +5,000 | $25.27 | $126.35K | 77,400 |
| Patrick W. Galley President, Director | Dec 26, 2017 | Buy | +100 | $25.30 | $2.53K | 62,400 |
| Patrick W. Galley President, Director | Dec 26, 2017 | Buy | +1,000 | $25.29 | $25.29K | 61,600 |
| Patrick W. Galley President, Director | Dec 26, 2017 | Buy | +700 | $25.28 | $17.70K | 62,300 |
| Patrick W. Galley President, Director | Dec 21, 2017 | Buy | +200 | $25.20 | $5.04K | 60,200 |
| Patrick W. Galley President, Director | Dec 21, 2017 | Buy | +400 | $25.29 | $10.12K | 60,600 |
| Brian H. Schmucker – | Nov 14, 2017 | Buy | +8,752 | $25.08 | $219.50K | 8,752 |
| Patrick W. Galley President, Director | Oct 18, 2017 | Buy | +60,000 | $25.00 | $1.50M | 60,000 |
| Patrick W. Galley PRESIDENT, Director | Sep 7, 2017 | Buy | +15,748.1 | $24.93 | $392.60K | 55,326 |
| Philip K. Bartow III PORTFOLIO MANAGER | Jun 5, 2017 | Buy | +4,149.3 | $25.05 | $103.94K | 4,149 |
| Patrick W. Galley PRESIDENT, Director | Jan 4, 2017 | Buy | +39,578 | $25.22 | $998.16K | 39,578 |
| Patrick W. Galley PRESIDENT, Director | Oct 25, 2016 | Buy | +34,221 | $25.18 | $861.68K | 34,221 |
| Rivernorth Capital Management, Llc – | Sep 22, 2016 | Buy | +40,000 | $25.00 | $1.00M | 40,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.