RMTNYSEFiscal year ends December 31
ROYCE MICRO-CAP TRUST, INC.
$12.65+0.07 (+0.56%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
21M
Shares held, 13F filers
Institutional holders
108
12 new, 8 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
4 buys · 1 sales
Net sold $1.83M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Boaz R. Weinstein | 3,786,726 | 7.08% | 13D (active) amendment | Aug 4, 2026 |
| , : First Trust Portfolios L.P.: First Trust Advisors L.P.: The Charger Corporation | 2,962,788 | 6.40% | 13G (passive) amendment | Dec 31, 2023 |
| Saba Capital Management, L.P. | 2,628,462 | 5.00% | 13D (active) | Jan 5, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of RMT | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 3,346,703 | – | $49.00M | +381,303 | 1.26% |
| Morgan Stanley | 2,558,930 | – | $37.46M | −72,900 | 0.00% |
| Allspring Global Investments Holdings, LLC | 1,188,872 | – | $17.41M | +174,409 | 0.03% |
| LPL Financial LLC | 1,101,870 | – | $16.13M | +19,314 | 0.00% |
| Alexander Randolph Advisory, Inc. | 970,065 | – | $14.20M | −10,490 | 11.70% |
| Modern Wealth Management, LLC | 944,413 | – | $13.83M | −82,267 | 0.16% |
| UBS Group AG | 859,790 | – | $12.59M | −5,607 | 0.00% |
| Rivernorth Capital Management, LLC | 813,982 | – | $11.92M | −84,568 | 0.57% |
| Blue Bell Private Wealth Management, LLC | 659,921 | – | $9.66M | +28,238 | 1.20% |
| Bank Of America Corp /De/ | 602,498 | – | $8.82M | +29,315 | 0.00% |
| Flagship Harbor Advisors, LLC | 546,040 | – | $7.99M | +17,655 | 0.31% |
| Punch & Associates Investment Management, Inc. | 522,665 | – | $7.65M | −23,000 | 0.38% |
| Wells Fargo & Company/Mn | 483,484 | – | $7.08M | −111,242 | 0.00% |
| Osaic Holdings, Inc. | 412,077 | – | $6.03M | +242,683 | 0.01% |
| Mraz, Amerine & Associates, Inc. | 346,327 | – | $5.07M | −4,581 | 0.73% |
| Fca Corp /Tx | 320,074 | – | $4.69M | +6,888 | 1.15% |
| Raymond James Financial Inc | 314,958 | – | $4.61M | −15,170 | 0.00% |
| Lazard Asset Management LLC | 300,000 | – | $4.39M | – | 0.01% |
| Shaker Financial Services, LLC | 287,837 | – | $4.21M | −108,531 | 1.32% |
| Altium Capital Management LP | 278,051 | – | $4.07M | +35,001 | 8.58% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 108 | 21M | 12 / 37 | 34 / 8 | 2M | 1M |
| Q1 2026 | 105 | 20M | 16 / 34 | 30 / 7 | 2M | 1M |
| Q4 2025 | 99 | 19M | 18 / 33 | 26 / 13 | 2M | 1M |
| Q3 2025 | 94 | 18M | 10 / 29 | 33 / 11 | 2M | 2M |
| Q2 2025 | 98 | 18M | 16 / 38 | 28 / 11 | 2M | 1M |
| Q1 2025 | 94 | 17M | 9 / 31 | 33 / 11 | 1M | 1M |
| Q4 2024 | 96 | 16M | 13 / 37 | 22 / 13 | 3M | 1M |
| Q3 2024 | 99 | 15M | 12 / 40 | 25 / 3 | 1M | 1M |
| Q2 2024 | 90 | 15M | 9 / 35 | 25 / 8 | 1M | 4M |
| Q1 2024 | 89 | 18M | 12 / 27 | 31 / 8 | 3M | 1M |
| Q4 2023 | 88 | 16M | 13 / 35 | 24 / 8 | 4M | 1M |
| Q3 2023 | 83 | 13M | 5 / 34 | 25 / 7 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of RMT | Value | % of fund | As of |
|---|---|---|---|---|---|
| Saba Closed-End Funds ETF | 569,701 | – | $8.00M | 1.90% | May 31, 2026 |
| Modern Capital Tactical Income Fund | 160,935 | – | $2.36M | 3.47% | Jun 30, 2026 |
| RiverNorth Active Income ETF | 114,687 | – | $1.56M | 3.97% | Jul 31, 2026 |
| First Trust Income Opportunities ETF | 31,188 | – | $437.88K | 0.55% | May 31, 2026 |
| Calamos CEF Income & Arbitrage ETF | 23,881 | – | $325.26K | 0.96% | Jul 31, 2026 |
| Multi-Hedge Strategies Fund | 2,209 | – | $32.34K | 0.12% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 789 | – | $11.55K | 0.13% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Christopher D. Clark | President, Director | 73,319 | Jun 15, 2026 |
| John E. Denneen | Secretary | 12,232 | Jun 8, 2026 |
| Charles M. Royce | – | 1,080,070 | Nov 6, 2025 |
| James P. Stoeffel | – | – | Mar 18, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Christopher D. Clark President, Director | Jun 15, 2026 | Buy | +3,600 | $14.12 | $50.83K | 73,319 |
| John E. Denneen Secretary | Jun 5, 2026 | Buy | +4,000 | $13.70 | $54.80K | 12,232 |
| John E. Denneen Secretary | Jun 1, 2026 | Buy | +3,249 | $13.97 | $45.39K | 8,232 |
| Christopher D. Clark President, Director | Mar 24, 2026 | Buy | +6,500 | $11.48 | $74.62K | 68,648 |
| Charles M. Royce – | Nov 5, 2025 | Sale | −200,000 | $10.27 | $2.05M | 596,926 |
| Christopher D. Clark President, Director | Aug 26, 2025 | Buy | +2,100 | $10.16 | $21.34K | 59,721 |
| Charles M. Royce – | May 6, 2025 | Sale | −2,042 | $8.17 | $16.68K | 796,928 |
| Charles M. Royce – | May 5, 2025 | Sale | −43,229 | $8.31 | $359.23K | 798,970 |
| Charles M. Royce – | May 5, 2025 | Sale | −7,570 | $8.31 | $62.91K | 457,070 |
| Charles M. Royce – | May 2, 2025 | Sale | −43,230 | $8.33 | $360.11K | 464,640 |
| Charles M. Royce – | May 2, 2025 | Sale | −43,229 | $8.33 | $360.10K | 842,199 |
| Charles M. Royce – | Apr 17, 2025 | Sale | −76,354 | $7.83 | $597.85K | 885,428 |
| Charles M. Royce – | Apr 16, 2025 | Sale | −9,160 | $7.87 | $72.09K | 961,782 |
| Charles M. Royce – | Feb 19, 2025 | Sale | −100,000 | $9.92 | $992.00K | 970,942 |
| Charles M. Royce – | Feb 18, 2025 | Sale | −50,000 | $9.97 | $498.50K | 1,070,942 |
| Charles M. Royce – | Jan 31, 2025 | Sale | −50,000 | $9.94 | $497.00K | 1,120,942 |
| Charles M. Royce – | Jan 30, 2025 | Sale | −50,000 | $9.96 | $498.00K | 1,220,942 |
| Charles M. Royce – | Jan 30, 2025 | Sale | −50,000 | $9.93 | $496.50K | 1,170,942 |
| Charles M. Royce – | Jan 29, 2025 | Sale | −50,000 | $9.88 | $494.00K | 1,270,942 |
| Christopher D. Clark President, Director | Aug 16, 2024 | Buy | +5,400 | $9.56 | $51.62K | 53,040 |
| Francis D. Gannon Vice President | Mar 22, 2024 | Buy | +2,500 | $9.28 | $23.20K | 5,000 |
| Christopher D. Clark President, Director | Mar 21, 2024 | Buy | +5,000 | $9.24 | $46.20K | 45,945 |
| Francis D. Gannon Vice President | Mar 21, 2024 | Buy | +2,500 | $9.25 | $23.13K | 2,500 |
| Christopher C. Grisanti Director | Oct 5, 2022 | Buy | +2,500 | $8.33 | $20.83K | 5,000 |
| Byrne Daniel A. O Vice President | May 6, 2022 | Buy | +1,000 | $9.30 | $9.30K | 11,587 |
| Charles M. Royce – | Dec 29, 2021 | Gift | −420,000 | $11.57 | $4.86M | 1,044,038 |
| Christopher C. Grisanti Director | Sep 9, 2021 | Buy | +2,500 | $11.99 | $29.98K | 2,500 |
| G. Peter Obrien Director | Jul 23, 2021 | Buy | +420 | $11.84 | $4.97K | 2,360 |
| Michael K. Shields Director | Feb 25, 2021 | Buy | +1,500 | $11.90 | $17.85K | 1,500 |
| Christopher D. Clark President, Director | Jan 29, 2021 | Buy | +8,000 | $10.78 | $86.24K | 31,475 |
| Cecile Burleigh Harper Director | Dec 18, 2020 | Buy | +9,000 | $10.12 | $91.08K | 9,000 |
| Christopher D. Clark President, Director | Oct 12, 2020 | Buy | +10,000 | $8.40 | $84.00K | 23,128 |
| Charles M. Royce – | Sep 21, 2020 | Sale | −44,545 | $7.60 | $338.54K | 69,879 |
| Charles M. Royce – | Sep 21, 2020 | Sale | −5,455 | $7.72 | $42.11K | 114,424 |
| Charles M. Royce – | Sep 21, 2020 | Sale | −43,000 | $7.61 | $327.23K | 26,879 |
| Charles M. Royce – | Sep 18, 2020 | Sale | −50,000 | $7.88 | $394.00K | 119,879 |
| Charles M. Royce – | Sep 17, 2020 | Sale | −50,000 | $7.83 | $391.50K | 169,879 |
| Charles M. Royce – | Sep 16, 2020 | Sale | −14,390 | $7.85 | $112.96K | 255,489 |
| Charles M. Royce – | Sep 16, 2020 | Sale | −35,610 | $7.89 | $280.96K | 219,879 |
| Charles M. Royce – | Sep 15, 2020 | Sale | −100,000 | $7.83 | $783.00K | 269,879 |
| Charles M. Royce – | Sep 14, 2020 | Sale | −35,000 | $7.77 | $271.95K | 369,879 |
| Christopher D. Clark President, Director | Jan 9, 2020 | Buy | +5,000 | $8.56 | $42.80K | 12,210 |
| Christopher D. Clark President, Director | Jan 27, 2017 | Buy | +2,400 | $8.33 | $19.99K | 5,662 |
| John E. Denneen Secretary | Dec 7, 2016 | Buy | +2,000 | $8.18 | $16.36K | 4,983 |
| Christopher D. Clark President, Director | Oct 7, 2016 | Buy | +3,200 | $7.74 | $24.77K | 3,200 |
| Christopher D. Clark President | Oct 7, 2016 | Buy | +3,200 | $7.74 | $24.77K | 3,200 |
| Arthur S. Mehlman Director | Dec 2, 2015 | Buy | +1,800 | $8.20 | $14.76K | 4,979 |
| Jack E. Fockler Jr. Vice President | Oct 14, 2014 | Sale | −3,139 | $10.85 | $34.06K | 0 |
| Jack E. Fockler Jr. Vice President | Oct 14, 2014 | Sale | −3,139 | $10.85 | $34.06K | 0 |
| Jack E. Fockler Jr. Vice President | Oct 13, 2014 | Sale | −8,352 | $10.93 | $91.29K | 3,139 |
| Jack E. Fockler Jr. Vice President | Oct 13, 2014 | Sale | −8,352 | $10.93 | $91.29K | 3,139 |
| Jack E. Fockler Jr. Vice President | Oct 10, 2014 | Sale | −10,118 | $11.00 | $111.30K | 11,491 |
| Jack E. Fockler Jr. Vice President | Oct 10, 2014 | Sale | −10,118 | $11.00 | $111.30K | 11,491 |
| Jack E. Fockler Jr. Vice President | Jun 4, 2014 | Buy | +8,250 | $12.26 | $101.15K | 20,550 |
| Jack E. Fockler Jr. Vice President | Jun 4, 2014 | Buy | +8,250 | $12.26 | $101.15K | 20,550 |
| Jack E. Fockler Jr. Vice President | Feb 5, 2014 | Buy | +4,300 | $11.59 | $49.84K | 12,300 |
| Jack E. Fockler Jr. Vice President | Feb 5, 2014 | Buy | +4,300 | $11.59 | $49.84K | 12,300 |
| Jack E. Fockler Jr. Vice President | Jan 24, 2014 | Buy | +5,869 | $12.53 | $73.54K | 8,000 |
| Jack E. Fockler Jr. Vice President | Jan 24, 2014 | Buy | +5,868 | $12.53 | $73.53K | 8,000 |
| Jack E. Fockler Jr. Vice President | Jan 23, 2014 | Buy | +2,131 | $12.58 | $26.81K | 2,131 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.