RMCFNasdaqSugar & Confectionery ProductsFiscal year ends February 28
Rocky Mountain Chocolate Factory, Inc.
Financials through Q1 FY2027, quarter ended May 31, 2026Last filing: 10-Q on Oct 19, 2026
$0.93+0.02 (+2.34%)
Close on Oct 19, 2026
- Market cap
- $8.76M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
8.3%
1M of 9M shares
Institutional holders
25
7 new, 6 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
9 buys · 18 sales
Net sold $530.38K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Harper Allen C | 812,370 | 8.70% | 13D (active) amendment | May 7, 2026 |
| Jeffrey R. Geygan | 1,966,219 | 21.14% | 13D (active) amendment | Dec 18, 2025 |
| ARM-D Rocky Mountain Chocolate Holdings LLC | 1,500,000 | 16.10% | 13D (active) | Dec 18, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of RMCF | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Renaissance Technologies LLC | 263,823 | 2.79% | $234.72K | −17,095 | 0.00% |
| Dimensional Fund Advisors LP | 82,104 | 0.87% | $73.05K | −12,652 | 0.00% |
| Vanguard Capital Management LLC | 66,950 | 0.71% | $59.59K | – | 0.00% |
| Geode Capital Management, LLC | 60,880 | 0.64% | $54.18K | −8,369 | 0.00% |
| Gsa Capital Partners Llp | 40,633 | 0.43% | $36 | +26,914 | 0.00% |
| Leverty Financial Group, LLC | 40,371 | 0.43% | $35.92K | – | 0.01% |
| Susquehanna International Group, Llp | 33,607 | 0.36% | $29.90K | New | 0.00% |
| Wealth Enhancement Advisory Services, LLC | 33,576 | 0.36% | $37.94K | New | 0.00% |
| Vanguard Fiduciary Trust Co | 30,507 | 0.32% | $27.15K | – | 0.00% |
| Salvus Wealth Management, LLC | 23,567 | 0.25% | $20.97K | – | 0.01% |
| Allworth Financial LP | 23,500 | 0.25% | $20.91K | – | 0.00% |
| CacheTech Inc. | 17,740 | 0.19% | $15.78K | – | 0.00% |
| 4wealth Advisors, Inc. | 15,225 | 0.16% | $13.09K | −1,000 | 0.01% |
| Hrt Financial LP | 14,197 | 0.15% | $12 | New | 0.00% |
| Private Advisor Group, LLC | 13,697 | 0.15% | $12.19K | New | 0.00% |
| Northern Trust Corp | 12,384 | 0.13% | $11.02K | New | 0.00% |
| Tower Research Capital LLC (TRC) | 3,878 | 0.04% | $3.45K | +1,796 | 0.00% |
| Fifth Third Bancorp | 1,000 | 0.01% | $890 | – | 0.00% |
| Morgan Stanley | 623 | 0.01% | $555 | +1 | 0.00% |
| SRS Capital Advisors, Inc. | 600 | 0.01% | $534 | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 25 | 1M | 8.3% | 7 / 4 | 4 / 6 | 0M | 0M |
| Q1 2026 | 24 | 1M | 12.1% | 8 / 5 | 6 / 4 | 0M | 0M |
| Q4 2025 | 22 | 1M | 9.9% | 5 / 5 | 5 / 5 | 0M | 0M |
| Q3 2025 | 23 | 3M | 27.6% | 2 / 5 | 7 / 2 | 0M | 0M |
| Q2 2025 | 23 | 3M | 30.2% | 1 / 2 | 9 / 3 | 0M | 0M |
| Q1 2025 | 25 | 3M | 30.9% | 3 / 7 | 6 / 1 | 0M | 1M |
| Q4 2024 | 23 | 3M | 36.9% | 5 / 3 | 9 / 0 | 2M | 0M |
| Q3 2024 | 19 | 1M | 15.3% | 0 / 5 | 7 / 4 | 0M | 0M |
| Q2 2024 | 24 | 1M | 15.7% | 4 / 5 | 8 / 1 | 0M | 0M |
| Q1 2024 | 21 | 1M | 15.4% | 2 / 8 | 2 / 2 | 0M | 0M |
| Q4 2023 | 21 | 1M | 15.4% | 3 / 6 | 3 / 5 | 0M | 0M |
| Q3 2023 | 23 | 1M | 15.4% | 4 / 3 | 5 / 2 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of RMCF | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 66,950 | 0.71% | $59.57K | 0.00% | Jun 30, 2026 |
| U.S. Micro Cap Portfolio | 50,677 | 0.54% | $42.59K | 0.00% | Jul 31, 2026 |
| Fidelity Extended Market Index Fund | 42,151 | 0.45% | $83.04K | 0.00% | May 31, 2026 |
| U.S. Small Cap Portfolio | 13,940 | 0.15% | $11.72K | 0.00% | Jul 31, 2026 |
| Fidelity Series Total Market Index Fund | 7,317 | 0.08% | $14.41K | 0.00% | May 31, 2026 |
| Fidelity Total Market Index Fund | 4,766 | 0.05% | $9.39K | 0.00% | May 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 1,651 | 0.02% | $3.25K | 0.00% | May 31, 2026 |
| JNL/DFA U.S. Small Cap Fund | 1,500 | 0.02% | $1.33K | 0.00% | Jun 30, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 289 | 0.00% | $243 | 0.00% | Jul 31, 2026 |
| Dimensional U.S. Small Cap ETF | 253 | 0.00% | $213 | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| David A. Denker | COO | 38,369 | 0.41% | Aug 26, 2026 |
| Allen C. Harper | Interim CEO | 934,978 | 9.90% | Jul 13, 2026 |
| Carrie E. Cass | CFO | 124,263 | 1.32% | Mar 5, 2026 |
| Jacome Friscione Alberto Perez | Director | 86,016 | 0.91% | Sep 22, 2026 |
| Melvin L. Keating | Director | 110,079 | 1.17% | Sep 22, 2026 |
| Brian J. Quinn | Director | 105,961 | 1.12% | Sep 22, 2026 |
| Jeffrey Richart Geygan | Director, 10% owner | 2,020,436 | 21.40% | Sep 9, 2026 |
| Steven Lynn Craig | Director | 364,289 | 3.86% | Sep 3, 2026 |
| Starlette B. Johnson | Director | 18,658 | 0.20% | Oct 28, 2024 |
| Mark O. Riegel | Director | 35,180 | 0.37% | Oct 28, 2024 |
| Charles B. Arnold | Director | 4,152 | 0.04% | Oct 28, 2024 |
| American Heritage Railways, Inc. | 10% owner | 860,000 | 9.11% | May 8, 2026 |
| Stacy Wilke | – | 1,973,134 | 20.90% | Jan 22, 2026 |
| Kathleen Geygan | – | 1,265,105 | 13.40% | Jan 22, 2026 |
| Value Investment Corp. Global | 10% owner | 1,824,936 | 19.33% | Jan 22, 2026 |
| James Geygan | – | 1,966,219 | 20.83% | Jan 22, 2026 |
| Gvp 2021-A, L.P. | – | 1,132,482 | 12.00% | Jan 22, 2026 |
| Gvp 2021-A, Llc | – | 1,061,441 | 11.24% | Jan 22, 2026 |
| Shawn G. Rice | – | 1,977,519 | 20.95% | Jan 22, 2026 |
| ROCKY Mountain Chocolate Holdings LLC ARM-D | 10% owner | 1,500,000 | 15.89% | Jan 2, 2026 |
| Bradley Louis Radoff | 10% owner | 617,700 | 6.54% | Oct 25, 2024 |
| Family Foundation Radoff | – | 762,365 | 8.08% | Oct 25, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Jeffrey Richart Geygan Director | Jul 27, 2027 | Buy | +7,400 | $5.75 | $42.55K | 709,835 |
| Jacome Friscione Alberto Perez Director | Sep 22, 2026 | Award | +7,000 | – | – | 86,016 |
| Melvin L. Keating Director | Sep 22, 2026 | Award | +7,000 | – | – | 110,079 |
| Brian J. Quinn Director | Sep 22, 2026 | Award | +7,000 | – | – | 105,961 |
| Jeffrey Richart Geygan Director, 10% owner | Sep 9, 2026 | Other | −16,605 | – | – | 1,775,873 |
| Jeffrey Richart Geygan Director, 10% owner | Sep 1, 2026 | Award | +55,622 | – | – | 244,563 |
| Melvin L. Keating Director | Sep 1, 2026 | Award | +55,622 | – | – | 103,079 |
| Brian J. Quinn Director | Sep 1, 2026 | Award | +55,622 | – | – | 98,961 |
| Steven Lynn Craig Director | Sep 1, 2026 | Award | +55,622 | – | – | 364,289 |
| Jacome Friscione Alberto Perez Director | Sep 1, 2026 | Award | +55,622 | – | – | 79,016 |
| Jeffrey Richart Geygan Director, 10% owner | Aug 31, 2026 | Award | +3,900 | – | – | 188,941 |
| Brian J. Quinn Director | Aug 26, 2026 | Award | +7,000 | – | – | 43,339 |
| Melvin L. Keating Director | Aug 26, 2026 | Award | +7,000 | – | – | 47,457 |
| Jacome Friscione Alberto Perez Director | Aug 26, 2026 | Award | +7,000 | – | – | 23,394 |
| Allen C. Harper Interim CEO | Jul 8, 2026 | Award | +107,399 | – | – | 124,519 |
| Allen C. Harper 10% owner | May 4, 2026 | Sale | −50,000 | $2.45 | $122.50K | 860,000 |
| American Heritage Railways, Inc. 10% owner | May 4, 2026 | Sale | −50,000 | $2.45 | $122.50K | 860,000 |
| Allen C. Harper 10% owner | May 1, 2026 | Sale | −35,900 | $2.45 | $87.96K | 910,000 |
| American Heritage Railways, Inc. 10% owner | May 1, 2026 | Sale | −35,900 | $2.45 | $87.96K | 910,000 |
| Allen C. Harper 10% owner | Mar 5, 2026 | Sale | −8,918 | $2.60 | $23.19K | 945,900 |
| American Heritage Railways, Inc. 10% owner | Mar 5, 2026 | Sale | −8,918 | $2.60 | $23.19K | 945,900 |
| Carrie E. Cass CFO | Mar 5, 2026 | Award | +54,263 | – | – | 124,263 |
| Allen C. Harper 10% owner | Mar 4, 2026 | Sale | −11,297 | $2.60 | $29.37K | 954,818 |
| American Heritage Railways, Inc. 10% owner | Mar 4, 2026 | Sale | −11,297 | $2.60 | $29.37K | 954,818 |
| Allen C. Harper 10% owner | Feb 27, 2026 | Sale | −5,241 | $2.60 | $13.63K | 966,115 |
| American Heritage Railways, Inc. 10% owner | Feb 27, 2026 | Sale | −5,241 | $2.60 | $13.63K | 966,115 |
| Allen C. Harper 10% owner | Feb 26, 2026 | Sale | −18,715 | $2.61 | $48.85K | 971,356 |
| American Heritage Railways, Inc. 10% owner | Feb 26, 2026 | Sale | −18,715 | $2.61 | $48.85K | 971,356 |
| Allen C. Harper 10% owner | Feb 25, 2026 | Sale | −430 | $2.60 | $1.12K | 990,071 |
| American Heritage Railways, Inc. 10% owner | Feb 25, 2026 | Sale | −430 | $2.60 | $1.12K | 990,071 |
| Allen C. Harper 10% owner | Feb 20, 2026 | Sale | −7,499 | $2.60 | $19.50K | 990,501 |
| American Heritage Railways, Inc. 10% owner | Feb 20, 2026 | Sale | −7,499 | $2.60 | $19.50K | 990,501 |
| Allen C. Harper 10% owner | Feb 19, 2026 | Sale | −2,000 | $2.62 | $5.24K | 998,000 |
| American Heritage Railways, Inc. 10% owner | Feb 19, 2026 | Sale | −2,000 | $2.62 | $5.24K | 998,000 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Jan 16, 2026 | Buy | +11,300 | $1.98 | $22.37K | 1,792,478 |
| Shawn G. Rice – | Jan 16, 2026 | Buy | +11,300 | $1.98 | $22.37K | 1,971,306 |
| Jacome Friscione Alberto Perez Director | Dec 22, 2025 | Award | +16,394 | – | – | 16,394 |
| Steven Lynn Craig Director | Dec 22, 2025 | Award | +25,248 | – | – | 308,667 |
| Brian J. Quinn Director | Dec 22, 2025 | Award | +25,248 | – | – | 36,339 |
| Melvin L. Keating Director | Dec 22, 2025 | Award | +25,248 | – | – | 40,457 |
| James Geygan – | Nov 24, 2025 | Other | −6,915 | $1.62 | $11.20K | 1,960,006 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Nov 24, 2025 | Other | −6,915 | $1.62 | $11.20K | 1,781,178 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Nov 4, 2025 | Buy | +8,935 | $1.64 | $14.65K | 1,791,783 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Nov 4, 2025 | Other | −3,690 | – | – | 1,788,093 |
| Stacy Wilke – | Nov 4, 2025 | Other | −3,690 | – | – | 1,966,921 |
| Stacy Wilke – | Nov 4, 2025 | Buy | +8,935 | $1.64 | $14.65K | 1,970,611 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Oct 24, 2025 | Buy | +6,720 | $1.82 | $12.23K | 1,784,993 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Oct 24, 2025 | Other | −2,145 | – | – | 1,782,848 |
| Shawn G. Rice – | Oct 24, 2025 | Buy | +6,720 | $1.82 | $12.23K | 1,963,821 |
| Shawn G. Rice – | Oct 24, 2025 | Other | −2,145 | – | – | 1,961,676 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Oct 22, 2025 | Buy | +8,775 | $1.78 | $15.62K | 1,778,273 |
| Shawn G. Rice – | Oct 22, 2025 | Buy | +8,775 | $1.78 | $15.62K | 1,957,101 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Oct 21, 2025 | Buy | +14,562 | $1.65 | $24.03K | 1,769,498 |
| Shawn G. Rice – | Oct 21, 2025 | Buy | +14,562 | $1.65 | $24.03K | 1,948,326 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Oct 20, 2025 | Other | −3,385 | – | – | 1,754,936 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Oct 20, 2025 | Buy | +13,753 | $1.61 | $22.14K | 1,758,321 |
| Jeffrey Richart Geygan Officer, Director, 10% owner | Oct 20, 2025 | Buy | +13,753 | $1.61 | $22.14K | 1,937,149 |
| Jeffrey Richart Geygan Officer, Director, 10% owner | Oct 20, 2025 | Other | −3,385 | – | – | 1,933,764 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Oct 17, 2025 | Other | −445 | – | – | 1,682,898 |
| Jeffrey Richart Geygan Interim CEO, Director, 10% owner | Oct 17, 2025 | Other | +445 | – | – | 185,041 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.