RANDNasdaqFiscal year ends December 31
RAND CAPITAL CORP
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$9.59+0.04 (+0.42%)
Close on Oct 19, 2026
- Market cap
- $28.48M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
1.6%
0M of 3M shares
Institutional holders
8
4 new, 1 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of RAND | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Courier Capital LLC | 15,382 | 0.52% | $156.90K | – | 0.01% |
| Shufro Rose & Co LLC | 14,000 | 0.47% | $142.80K | – | 0.01% |
| WNY Asset Management, LLC | 13,250 | 0.45% | $135.15K | New | 0.01% |
| UBS Group AG | 2,242 | 0.08% | $22.87K | New | 0.00% |
| Osaic Holdings, Inc. | 2,237 | 0.08% | $22.82K | +1,490 | 0.00% |
| Bullock Wealth Management Group | 642 | 0.02% | $6.57K | New | 0.00% |
| Morgan Stanley | 1 | 0.00% | $18 | – | 0.00% |
| Wells Fargo & Company/Mn | 1 | 0.00% | $7 | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 8 | 0M | 1.6% | 4 / 1 | 0 / 1 | 0M | 0M |
| Q1 2026 | 5 | 0M | 1.0% | 1 / 0 | 1 / 5 | 0M | 0M |
| Q4 2025 | 9 | 0M | 2.0% | 3 / 1 | 1 / 1 | 0M | 0M |
| Q3 2025 | 7 | 0M | 1.7% | 0 / 0 | 2 / 2 | 0M | 0M |
| Q2 2025 | 9 | 0M | 1.8% | 1 / 3 | 1 / 3 | 0M | 0M |
| Q1 2025 | 11 | 0M | 2.1% | 8 / 0 | 1 / 2 | 0M | 0M |
| Q4 2024 | 5 | 0M | 2.0% | 1 / 0 | 3 / 0 | 0M | 0M |
| Q3 2024 | 4 | 0M | 2.6% | 1 / 0 | 0 / 2 | 0M | 0M |
| Q2 2024 | 5 | 0M | 2.6% | 1 / 0 | 0 / 3 | 0M | 0M |
| Q1 2024 | 7 | 0M | 2.6% | 0 / 1 | 3 / 1 | 0M | 0M |
| Q4 2023 | 8 | 0M | 2.9% | 2 / 2 | 1 / 0 | 0M | 0M |
| Q3 2023 | 6 | 0M | 2.1% | 1 / 0 | 2 / 1 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Adam Samuel Gusky | Director | 32,996 | 1.11% | Sep 16, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +10 | $14.56 | $146 | 32,996 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +25 | $14.55 | $364 | 32,986 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +100 | $14.55 | $1.46K | 32,961 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +100 | $14.57 | $1.46K | 32,861 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +10 | $14.60 | $146 | 32,761 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +10 | $14.57 | $146 | 32,751 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +25 | $14.58 | $365 | 32,741 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +100 | $15.00 | $1.50K | 33,096 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +250 | $15.00 | $3.75K | 33,346 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +200 | $15.00 | $3.00K | 33,546 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +100 | $14.59 | $1.46K | 32,716 |
| Adam Samuel Gusky Director | Sep 15, 2025 | Buy | +100 | $14.60 | $1.46K | 32,616 |
| Adam Samuel Gusky Director | May 28, 2025 | Buy | +12 | $16.00 | $192 | 32,516 |
| Adam Samuel Gusky Director | May 27, 2025 | Buy | +200 | $15.75 | $3.15K | 32,504 |
| Adam Samuel Gusky Director | Nov 21, 2024 | Buy | +200 | $16.10 | $3.22K | 28,094 |
| Adam Samuel Gusky Director | Nov 20, 2024 | Buy | +50 | $16.10 | $805 | 27,769 |
| Adam Samuel Gusky Director | Nov 20, 2024 | Buy | +100 | $16.15 | $1.61K | 27,869 |
| Adam Samuel Gusky Director | Nov 20, 2024 | Buy | +25 | $16.05 | $401 | 27,894 |
| Benjamin E. Godley Director | Mar 12, 2024 | Buy | +1,965 | $13.95 | $27.41K | 25,000 |
| Benjamin E. Godley Director | Mar 7, 2024 | Buy | +183 | $13.99 | $2.56K | 23,035 |
| Benjamin E. Godley Director | Mar 6, 2024 | Buy | +852 | $13.95 | $11.89K | 22,852 |
| Benjamin E. Godley Director | Aug 17, 2023 | Buy | +100 | $13.15 | $1.32K | 22,000 |
| Benjamin E. Godley Director | Aug 16, 2023 | Buy | +1,900 | $12.98 | $24.66K | 21,900 |
| Adam Samuel Gusky Director | Aug 16, 2023 | Buy | +1,814 | $12.96 | $23.51K | 27,719 |
| Adam Samuel Gusky Director | Aug 15, 2023 | Buy | +1,000 | $13.10 | $13.10K | 25,905 |
| Cari L. Jaroslawsky Director | Jun 13, 2023 | Buy | +45 | $13.25 | $596 | 1,465 |
| Cari L. Jaroslawsky Director | Jun 7, 2023 | Buy | +415 | $13.25 | $5.50K | 1,420 |
| Cari L. Jaroslawsky Director | Jun 6, 2023 | Buy | +5 | $13.25 | $66 | 1,005 |
| Adam Samuel Gusky Director | Jun 5, 2023 | Buy | +1 | $13.20 | $13 | 24,905 |
| Adam Samuel Gusky Director | Jun 2, 2023 | Buy | +120 | $12.99 | $1.56K | 24,904 |
| Adam Samuel Gusky Director | Jun 1, 2023 | Buy | +6 | $12.80 | $77 | 24,784 |
| Adam Samuel Gusky Director | May 30, 2023 | Buy | +137 | $13.05 | $1.79K | 24,778 |
| Adam Samuel Gusky Director | May 26, 2023 | Buy | +3 | $13.05 | $39 | 24,641 |
| Adam Samuel Gusky Director | May 25, 2023 | Buy | +1 | $12.90 | $13 | 24,638 |
| Adam Samuel Gusky Director | May 19, 2023 | Buy | +571 | $12.97 | $7.41K | 24,637 |
| Adam Samuel Gusky Director | May 18, 2023 | Buy | +500 | $12.81 | $6.41K | 24,066 |
| Daniel P. Penberthy President and CEO | May 16, 2023 | Buy | +499 | $13.36 | $6.67K | 16,769 |
| Daniel P. Penberthy President and CEO | May 12, 2023 | Buy | +1 | $12.99 | $13 | 16,270 |
| Robert M. Zak Director | May 10, 2023 | Buy | +2,000 | $13.46 | $26.92K | 20,409 |
| Adam Samuel Gusky Director | Mar 14, 2023 | Buy | +522 | $13.50 | $7.05K | 23,566 |
| Adam Samuel Gusky Director | Mar 13, 2023 | Buy | +2,114 | $13.69 | $28.94K | 23,044 |
| Erland E. Kailbourne Director | Mar 13, 2023 | Buy | +1,000 | $13.68 | $13.68K | 10,861 |
| Adam Samuel Gusky Director | Dec 6, 2022 | Buy | +1,466 | $14.50 | $21.26K | 20,930 |
| Adam Samuel Gusky Director | Dec 5, 2022 | Buy | +134 | $14.50 | $1.94K | 19,464 |
| Cari L. Jaroslawsky Director | Nov 10, 2022 | Buy | +268 | $15.00 | $4.02K | 1,000 |
| Cari L. Jaroslawsky Director | Nov 9, 2022 | Buy | +732 | $14.97 | $10.96K | 732 |
| Adam Samuel Gusky Director | Sep 2, 2022 | Buy | +200 | $14.70 | $2.94K | 19,030 |
| Adam Samuel Gusky Director | Sep 2, 2022 | Buy | +300 | $14.69 | $4.41K | 19,330 |
| Adam Samuel Gusky Director | Sep 1, 2022 | Buy | +102 | $14.35 | $1.46K | 18,830 |
| Adam Samuel Gusky Director | Aug 31, 2022 | Buy | +201 | $14.35 | $2.88K | 18,728 |
| Adam Samuel Gusky Director | Aug 26, 2022 | Buy | +65 | $14.90 | $969 | 18,527 |
| Adam Samuel Gusky Director | Aug 26, 2022 | Buy | +30 | $14.79 | $444 | 18,432 |
| Adam Samuel Gusky Director | Aug 26, 2022 | Buy | +30 | $14.80 | $444 | 18,462 |
| Adam Samuel Gusky Director | Aug 24, 2022 | Buy | +16 | $14.50 | $232 | 18,402 |
| Adam Samuel Gusky Director | Aug 23, 2022 | Buy | +4 | $14.25 | $57 | 18,344 |
| Adam Samuel Gusky Director | Aug 23, 2022 | Buy | +42 | $14.50 | $609 | 18,386 |
| Adam Samuel Gusky Director | Aug 22, 2022 | Buy | +102 | $14.25 | $1.45K | 18,340 |
| Daniel P. Penberthy President and CEO | Jun 7, 2022 | Buy | +1,000 | $15.30 | $15.30K | 16,269 |
| Adam Samuel Gusky Director | May 16, 2022 | Buy | +1 | $14.75 | $15 | 18,238 |
| Erland E. Kailbourne Director | May 16, 2022 | Buy | +1,000 | $14.95 | $14.95K | 9,861 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.