POCINasdaqElectromedical & Electrotherapeutic ApparatusFiscal year ends June 30
PRECISION OPTICS CORPORATION, INC.
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Sep 28, 2026
$4.27−0.05 (-1.16%)
Close on Oct 19, 2026
- Market cap
- $46.54M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
35.9%
4M of 11M shares
Institutional holders
31
9 new, 4 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
3 buys · 0 sales
Net bought $229.99K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Brian L. Pessin | 550,673 | 5.00% | 13D (active) amendment | Mar 30, 2026 |
| Pessin Brian L | 481,229 | 6.30% | 13D (active) amendment | Feb 21, 2025 |
| Teller Richard E | 420,262 | 5.45% | 13G (passive) amendment | Nov 14, 2025 |
| Needham Asset Management, LLC | 1,670,550 | 15.30% | 13G (passive) amendment | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of POCI | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Needham Investment Management LLC | 1,670,550 | 15.22% | $8.52M | – | 0.26% |
| Nantahala Capital Management, LLC | 560,000 | 5.10% | $2.86M | +280,000 | 0.05% |
| MYDA Advisors LLC | 375,000 | 3.42% | $1.91M | −25,000 | 0.28% |
| Vanguard Capital Management LLC | 325,751 | 2.97% | $1.66M | +131,626 | 0.00% |
| WealthTrust Axiom LLC | 260,458 | 2.37% | $1.33M | +6,350 | 0.30% |
| Morgan Stanley | 179,694 | 1.64% | $916.44K | +35,900 | 0.00% |
| HighTower Advisors, LLC | 124,343 | 1.13% | $634.15K | +27,778 | 0.00% |
| Geode Capital Management, LLC | 66,137 | 0.60% | $337.36K | +155 | 0.00% |
| Renaissance Technologies LLC | 54,100 | 0.49% | $275.91K | New | 0.00% |
| Essex Investment Management Co LLC | 46,630 | 0.42% | $237.81K | New | 0.03% |
| Stonepine Capital Management, LLC | 46,390 | 0.42% | $236.59K | −53,610 | 0.13% |
| Citadel Advisors LLC | 41,735 | 0.38% | $212.85K | +18,500 | 0.00% |
| Vanguard Fiduciary Trust Co | 38,747 | 0.35% | $197.61K | +9,406 | 0.00% |
| BlackRock, Inc. | 27,084 | 0.25% | $138.13K | +10,979 | 0.00% |
| Mesirow Financial Investment Management, Inc. | 23,364 | 0.21% | $119.16K | −23,364 | 0.00% |
| Jane Street Group, LLC | 21,374 | 0.19% | $109.01K | New | 0.00% |
| XTX Topco Ltd | 16,215 | 0.15% | $82.70K | +6,139 | 0.00% |
| Northern Trust Corp | 14,633 | 0.13% | $74.63K | −8,779 | 0.00% |
| Legato Capital Management LLC | 11,005 | 0.10% | $56.13K | New | 0.00% |
| Hrt Financial LP | 10,794 | 0.10% | $55 | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 31 | 4M | 35.9% | 9 / 11 | 5 / 4 | 1M | 1M |
| Q1 2026 | 26 | 4M | 35.3% | 11 / 8 | 2 / 4 | 2M | 0M |
| Q4 2025 | 20 | 2M | 15.8% | 4 / 7 | 2 / 2 | 0M | 0M |
| Q3 2025 | 20 | 2M | 15.8% | 1 / 4 | 4 / 1 | 0M | 0M |
| Q2 2025 | 20 | 2M | 15.9% | 1 / 6 | 4 / 1 | 0M | 0M |
| Q1 2025 | 20 | 2M | 13.9% | 1 / 9 | 4 / 1 | 0M | 0M |
| Q4 2024 | 20 | 1M | 10.2% | 3 / 4 | 3 / 1 | 0M | 0M |
| Q3 2024 | 18 | 1M | 11.0% | 2 / 7 | 2 / 2 | 0M | 0M |
| Q2 2024 | 19 | 1M | 9.2% | 4 / 6 | 5 / 2 | 0M | 0M |
| Q1 2024 | 17 | 1M | 8.4% | 1 / 6 | 2 / 1 | 0M | 0M |
| Q4 2023 | 17 | 1M | 7.9% | 5 / 8 | 0 / 0 | 0M | 0M |
| Q3 2023 | 12 | 1M | 5.0% | 2 / 4 | 2 / 2 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of POCI | Value | % of fund | As of |
|---|---|---|---|---|---|
| Needham Aggressive Growth Fund | 1,670,550 | 15.22% | $8.52M | 0.33% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 250,806 | 2.29% | $1.28M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 70,619 | 0.64% | $360.16K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 33,774 | 0.31% | $183.73K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 25,478 | 0.23% | $129.94K | 0.01% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 12,212 | 0.11% | $66.43K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 8,888 | 0.08% | $48.35K | 0.00% | May 31, 2026 |
| Vanguard Balanced Index Fund | 4,326 | 0.04% | $22.06K | 0.00% | Jun 30, 2026 |
| 1290 VT Micro Cap Portfolio | 1,606 | 0.01% | $8.19K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Joseph Norman Forkey | Chief Executive Officer, Director | 150,701 | 1.37% | Sep 24, 2026 |
| Wayne M. Coll | Chief Financial Officer | 44,806 | 0.41% | Sep 24, 2026 |
| Joseph Traut | Chief Operating Officer | 48,408 | 0.44% | Sep 24, 2026 |
| Peter Richard Thier | Senior VP - Sales & Marketing | – | – | Aug 27, 2026 |
| Mahesh Lawande | Chief Operating Officer | 1,726 | 0.02% | Mar 21, 2025 |
| Andrew J. Miclot | Director | 13,628 | 0.12% | Mar 16, 2026 |
| Peter H. Woodward | Director | 357,171 | 3.26% | Nov 19, 2025 |
| Joseph P. Pellegrino JR | Director | – | – | Nov 19, 2025 |
| Buell Duncan | Director | – | – | Nov 19, 2025 |
| Peter V. Anania | Director | 147,548 | 1.34% | Nov 22, 2024 |
| Richard B. Miles | Director | 6,037 | 0.06% | Nov 20, 2024 |
| George A. Needham | 10% owner | – | – | May 6, 2026 |
| Aggressive Growth Fund Needham | 10% owner | 3,341,100 | 30.45% | May 6, 2026 |
| Investment Management Llc Needham | 10% owner | 3,341,100 | 30.45% | May 6, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Joseph Traut Chief Operating Officer | Sep 21, 2026 | Award | +6,742 | – | – | 48,408 |
| Joseph Norman Forkey Chief Executive Officer, Director | Sep 21, 2026 | Award | +6,742 | – | – | 150,701 |
| Wayne M. Coll Chief Financial Officer | Sep 21, 2026 | Award | +6,742 | – | – | 44,806 |
| Wayne M. Coll Chief Financial Officer | Jun 30, 2026 | Award | +1,257 | $4.97 | $6.25K | 38,064 |
| Wayne M. Coll Chief Financial Officer | Mar 31, 2026 | Award | +1,568 | $3.99 | $6.26K | 36,807 |
| Wayne M. Coll Chief Financial Officer | Mar 30, 2026 | Buy | +20,833 | $3.60 | $75.00K | 35,239 |
| Joseph Traut Chief Operating Officer | Mar 30, 2026 | Buy | +41,666 | $3.60 | $150.00K | 41,666 |
| Joseph Norman Forkey Chief Executive Officer, Director | Mar 30, 2026 | Buy | +1,388 | $3.60 | $5.00K | 143,959 |
| Andrew J. Miclot Director | Mar 12, 2026 | Tax withholding | −6,372 | $4.52 | $28.80K | 13,628 |
| Andrew J. Miclot Director | Mar 12, 2026 | Option exercise | +20,000 | $1.44 | $28.80K | 20,000 |
| Wayne M. Coll Chief Financial Officer | Dec 31, 2025 | Award | +1,420 | $6250.00 | $8.88M | 14,406 |
| Wayne M. Coll Chief Financial Officer | Sep 30, 2025 | Award | +1,370 | $6250.00 | $8.56M | 12,986 |
| Wayne M. Coll Chief Financial Officer | Jun 30, 2025 | Award | +1,405 | $6250.00 | $8.78M | 11,616 |
| Peter H. Woodward Director | May 16, 2025 | Option exercise | +30,000 | $2.19 | $65.70K | 30,000 |
| Peter H. Woodward Director | May 16, 2025 | Tax withholding | −14,536 | $4.52 | $65.70K | 15,464 |
| Wayne M. Coll Chief Financial Officer | Mar 31, 2025 | Award | +1,333 | $6250.00 | $8.33M | 10,211 |
| Joseph Norman Forkey Chief Executive Officer, Director | Mar 19, 2025 | Award | +20,000 | – | – | 142,572 |
| Peter H. Woodward Director | Feb 21, 2025 | Award | +102,500 | $4.00 | $410.00K | 327,171 |
| Wayne M. Coll Chief Financial Officer | Dec 31, 2024 | Award | +1,331 | $5769.24 | $7.68M | 8,878 |
| Peter V. Anania Director | Nov 20, 2024 | Gift | −57,600 | – | – | 138,598 |
| Peter V. Anania Director | Nov 20, 2024 | Sale | −14,400 | $5.00 | $72.00K | 196,198 |
| Wayne M. Coll Chief Financial Officer | Sep 30, 2024 | Award | +1,110 | $6730.78 | $7.47M | 7,547 |
| Wayne M. Coll Chief Financial Officer | Aug 15, 2024 | Buy | +4,317 | $24995.43 | $107.91M | 4,317 |
| Joseph Norman Forkey Chief Executive Officer, Director | Aug 15, 2024 | Buy | +1,725 | $9987.75 | $17.23M | 122,572 |
| Mahesh Lawande Chief Operating Officer | Aug 15, 2024 | Buy | +1,726 | $9993.54 | $17.25M | 1,726 |
| Wayne M. Coll Chief Financial Officer | Jun 30, 2024 | Award | +1,039 | $5769.24 | $5.99M | 6,437 |
| Wayne M. Coll Chief Financial Officer | Mar 31, 2024 | Award | +1,081 | $6730.78 | $7.28M | 5,398 |
| Richard B. Miles Director | Dec 30, 2023 | Option exercise | +1,000 | $2.70 | $2.70K | 6,037 |
| Peter V. Anania Director | Jun 16, 2023 | Other | +4,827 | – | – | 201,648 |
| Joseph Norman Forkey Chief Executive Officer, Director | Jan 26, 2023 | Inheritance | +4,974 | – | – | 120,847 |
| Peter V. Anania Director | Nov 30, 2022 | Buy | +332 | $6.00 | $1.99K | 8,950 |
| Brian L. Pessin 10% owner | Oct 31, 2022 | Buy | +79,300 | $1.91 | $151.46K | 114,400 |
| Peter V. Anania Director | Sep 16, 2022 | Other | −232,915 | – | – | 0 |
| Peter V. Anania Director | Sep 16, 2022 | Other | +196,821 | – | – | 196,821 |
| Peter V. Anania Director | Sep 7, 2022 | Other | −327,133 | – | – | 0 |
| Peter V. Anania Director | Sep 7, 2022 | Other | +8,618 | – | – | 8,618 |
| Peter V. Anania Director | May 31, 2022 | Other | −232,915 | – | – | 327,133 |
| Peter V. Anania Director | May 31, 2022 | Other | +232,915 | – | – | 232,915 |
| Joseph Norman Forkey Chief Executive Officer, Director | Mar 2, 2022 | Tax withholding | −16,000 | $2.25 | $36.00K | 347,620 |
| Joseph Norman Forkey Chief Executive Officer, Director | Mar 2, 2022 | Option exercise | +30,000 | $1.20 | $36.00K | 363,620 |
| Richard B. Miles Director | Feb 28, 2022 | Option exercise | +7,600 | $1.20 | $9.12K | 22,712 |
| Daniel S. Habhegger Chief Financial Officer | Dec 3, 2021 | Award | +9,095 | $2.20 | $20.01K | 9,095 |
| Jeffrey DiRubio VP of Sales and Marketing | Oct 4, 2021 | Buy | +12,500 | $1.60 | $20.00K | 12,500 |
| Stuart Sternberg 10% owner | Jan 24, 2020 | Sale | −22,218 | $2.00 | $44.44K | 1,235,784 |
| Joseph Norman Forkey Chief Executive Officer, Director | Aug 2, 2018 | Award | +300,000 | – | – | 333,620 |
| Hershey Management I, Llc. 10% owner | Oct 6, 2017 | Option exercise | +62,500 | $0.01 | $625 | 986,480 |
| Hershey Management I, Llc. 10% owner | Oct 6, 2017 | Other | −537,000 | – | – | 923,980 |
| Hershey Management I, Llc. 10% owner | Dec 22, 2016 | Buy | +25,980 | $0.60 | $15.59K | 1,460,980 |
| Peter H. Woodward Director | Nov 29, 2016 | Buy | +156,667 | $0.60 | $94.00K | 595,680 |
| Hershey Strategic Capital Gp, Llc 10% owner | Nov 22, 2016 | Buy | +125,000 | $0.60 | $75.00K | 1,435,000 |
| Donald Andrew Major CFO | Feb 18, 2016 | Other | +45,000 | – | – | 125,778 |
| Stuart Sternberg 10% owner | Jan 26, 2016 | Sale | −60,000 | $0.50 | $30.00K | 1,258,002 |
| Stuart Sternberg 10% owner | Jan 26, 2016 | Sale | −60,000 | $0.50 | $30.00K | 1,091,355 |
| Stuart Sternberg 10% owner | Jan 6, 2016 | Sale | −8,000 | $0.66 | $5.28K | 1,318,002 |
| Stuart Sternberg 10% owner | Jan 6, 2016 | Sale | −8,000 | $0.66 | $5.28K | 1,151,355 |
| Hershey Strategic Capital, LP 10% owner | Jan 6, 2016 | Buy | +17,520 | $0.66 | $11.56K | 1,310,000 |
| Hershey Strategic Capital, LP 10% owner | Jan 5, 2016 | Buy | +10,000 | $0.50 | $5.00K | 1,292,480 |
| Stuart Sternberg 10% owner | Jan 4, 2016 | Sale | −1,000 | $0.60 | $600 | 1,326,002 |
| Stuart Sternberg 10% owner | Jan 4, 2016 | Sale | −1,000 | $0.60 | $600 | 1,159,355 |
| Hershey Management I, Llc. 10% owner | Dec 31, 2015 | Buy | +11,000 | $0.67 | $7.37K | 1,282,480 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Peter V. Anania Officer | Dec 2, 2024 | 14,400 | $71.42K | Nov 20, 2024 | Company Buyout |