PNNTNYSEFiscal year ends September 30
PENNANTPARK INVESTMENT CORP
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 10, 2026
$2.91−0.13 (-4.28%)
Close on Oct 19, 2026
- Market cap
- $190.01M
- P/E (TTM)
- 18.2
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
19.7%
13M of 65M shares
Institutional holders
103
21 new, 19 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
2 buys · 7 sales
Net sold $1.30M
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PNNT | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Invesco Ltd. | 1,836,639 | 2.81% | $6.37M | – | 0.00% |
| Lsv Asset Management | 1,341,344 | 2.05% | $4.65K | −112,797 | 0.01% |
| Two Sigma Investments, LP | 1,003,527 | 1.54% | $3.48M | −657,014 | 0.00% |
| Morgan Stanley | 766,499 | 1.17% | $2.66M | −322,766 | 0.00% |
| Millennium Management LLC | 628,605 | 0.96% | $2.18M | +510,695 | 0.00% |
| Legal & General Group Plc | 536,493 | 0.82% | $1.86M | +19,205 | 0.00% |
| Advisors Asset Management, Inc. | 405,260 | 0.62% | $1.41M | −77,074 | 0.02% |
| Marshall Wace, Llp | 391,726 | 0.60% | $1.36M | New | 0.00% |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 348,800 | 0.53% | $1.21M | – | 0.00% |
| NewEdge Wealth, LLC | 307,794 | 0.47% | $1.07M | −11,746 | 0.01% |
| Bank Of America Corp /De/ | 306,780 | 0.47% | $1.06M | +255,751 | 0.00% |
| BlackRock, Inc. | 261,854 | 0.40% | $908.63K | −107,868 | 0.00% |
| Crossingbridge Advisors, LLC | 250,000 | 0.38% | $867.50K | +94,050 | 0.15% |
| AlphaCentric Advisors LLC | 250,000 | 0.38% | $867.50K | +94,050 | 0.74% |
| Citadel Advisors LLC | 246,746 | 0.38% | $856.21K | New | 0.00% |
| Callodine Capital Management, LP | 224,000 | 0.34% | $777.28K | New | 0.05% |
| Virtus Investment Advisers, Inc. | 216,246 | 0.33% | $750.37K | +50,706 | 0.17% |
| Qube Research & Technologies Ltd | 207,521 | 0.32% | $720.10K | New | 0.00% |
| GatePass Capital, LLC | 203,450 | 0.31% | $705.97K | +65,450 | 0.27% |
| Truvestments Capital LLC | 201,671 | 0.31% | $699.80K | −20,151 | 0.10% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 103 | 13M | 19.7% | 21 / 32 | 31 / 19 | 3M | 2M |
| Q1 2026 | 103 | 12M | 18.4% | 20 / 21 | 31 / 31 | 2M | 3M |
| Q4 2025 | 117 | 13M | 20.3% | 22 / 36 | 37 / 15 | 2M | 1M |
| Q3 2025 | 111 | 13M | 19.3% | 17 / 36 | 31 / 14 | 1M | 1M |
| Q2 2025 | 109 | 13M | 20.3% | 16 / 26 | 35 / 16 | 1M | 2M |
| Q1 2025 | 110 | 14M | 21.7% | 12 / 33 | 33 / 20 | 1M | 2M |
| Q4 2024 | 121 | 15M | 22.8% | 22 / 35 | 34 / 15 | 2M | 1M |
| Q3 2024 | 115 | 14M | 22.2% | 15 / 35 | 39 / 13 | 2M | 4M |
| Q2 2024 | 115 | 17M | 26.5% | 11 / 39 | 38 / 12 | 2M | 3M |
| Q1 2024 | 119 | 19M | 29.0% | 14 / 46 | 33 / 19 | 2M | 2M |
| Q4 2023 | 125 | 19M | 28.5% | 19 / 48 | 35 / 15 | 2M | 3M |
| Q3 2023 | 124 | 20M | 30.4% | 20 / 45 | 28 / 10 | 2M | 3M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PNNT | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco KBW High Dividend Yield Financial ETF | 1,836,639 | 2.81% | $7.18M | 1.68% | May 31, 2026 |
| AlphaCentric Real Income Fund | 250,000 | 0.38% | $867.50K | 2.03% | Jun 30, 2026 |
| Virtus Private Credit Strategy ETF | 216,246 | 0.33% | $711.45K | 2.35% | Jul 31, 2026 |
| LSV Small Cap Value Fund | 195,900 | 0.30% | $644.51K | 0.09% | Jul 31, 2026 |
| Siit Small Cap Fund | 22,500 | 0.03% | $87.98K | 0.05% | May 31, 2026 |
| WHITEWOLF Publicly Listed Private Equity ETF | 1,450 | 0.00% | $4.77K | 0.07% | Jul 31, 2026 |
| Blackstone Alternative Multi-Strategy Fund | 1,301 | 0.00% | $4.51K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Richard T. Allorto JR | CFO and Treasurer | 30,000 | 0.05% | Mar 12, 2026 |
| Jeffrey Flug | Director | 47,272 | 0.07% | Dec 9, 2025 |
| Jose A. Briones | Director | 285,055 | 0.44% | Dec 3, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Richard T. Allorto JR CFO and Treasurer | Mar 11, 2026 | Buy | +15,000 | $4.88 | $73.20K | 30,000 |
| Jeffrey Flug Director | Dec 8, 2025 | Sale | −121,533 | $5.92 | $719.48K | 32,382 |
| Jeffrey Flug Director | Dec 5, 2025 | Sale | −20,000 | $5.85 | $117.00K | 153,915 |
| Jeffrey Flug Director | Dec 4, 2025 | Sale | −23,303 | $5.78 | $134.69K | 173,915 |
| Jeffrey Flug Director | Dec 3, 2025 | Sale | −10,000 | $5.75 | $57.50K | 197,218 |
| Jose A. Briones Director | Dec 1, 2025 | Buy | +4,235 | $5.91 | $25.03K | 274,722 |
| Jeffrey Flug Director | Dec 1, 2025 | Sale | −21,100 | $6.04 | $127.44K | 207,218 |
| Jeffrey Flug Director | Nov 28, 2025 | Sale | −15,000 | $6.06 | $90.90K | 228,318 |
| Jeffrey Flug Director | Nov 26, 2025 | Sale | −25,000 | $6.03 | $150.75K | 243,318 |
| Jose A. Briones Director | May 21, 2025 | Buy | +1,515 | $6.59 | $9.98K | 270,487 |
| Jose A. Briones Director | May 14, 2025 | Buy | +3,640 | $6.88 | $25.04K | 268,972 |
| Jose A. Briones Director | Nov 27, 2024 | Buy | +3,675 | $6.80 | $24.99K | 265,332 |
| Richard T. Allorto JR CFO and Treasurer | Mar 12, 2024 | Buy | +5,000 | $6.80 | $34.00K | 15,000 |
| Jose A. Briones Director | Feb 26, 2024 | Buy | +4,956 | $6.86 | $34.00K | 260,491 |
| Jose A. Briones Director | Feb 26, 2024 | Buy | +1,166 | $6.86 | $8.00K | 10,333 |
| Jose A. Briones Director | Feb 26, 2024 | Buy | +1,166 | $6.85 | $7.99K | 261,657 |
| Jose A. Briones Director | Feb 13, 2024 | Buy | +3,800 | $6.67 | $25.35K | 255,535 |
| Jose A. Briones Director | Feb 9, 2024 | Buy | +7,450 | $6.70 | $49.92K | 251,735 |
| Jose A. Briones Director | Dec 5, 2023 | Buy | +1,565 | $6.38 | $9.98K | 242,031 |
| Jose A. Briones Director | Dec 4, 2023 | Buy | +1,557 | $6.42 | $10.00K | 240,466 |
| Jose A. Briones Director | Nov 22, 2023 | Buy | +1,545 | $6.47 | $10.00K | 238,909 |
| Jose A. Briones Director | Aug 22, 2023 | Buy | +3,865 | $6.45 | $24.93K | 237,364 |
| Jose A. Briones Director | Aug 14, 2023 | Buy | +960 | $6.82 | $6.55K | 233,499 |
| Jose A. Briones Director | Aug 14, 2023 | Buy | +10,000 | $6.84 | $68.40K | 232,539 |
| Samuel L. Katz Director | Jun 9, 2023 | Buy | +4,000 | $5.86 | $23.44K | 70,710 |
| Samuel L. Katz Director | Jun 9, 2023 | Buy | +4,000 | $5.86 | $23.44K | 74,710 |
| Samuel L. Katz Director | Jun 2, 2023 | Buy | +5,000 | $5.55 | $27.75K | 66,710 |
| Samuel L. Katz Director | Jun 2, 2023 | Buy | +5,000 | $5.52 | $27.60K | 61,710 |
| Samuel L. Katz Director | Jun 1, 2023 | Buy | +15,000 | $5.49 | $82.35K | 56,710 |
| Arthur H. Penn Chairman and CEO, Director | May 18, 2023 | Buy | +24,000 | $5.59 | $134.16K | 1,113,423 |
| Arthur H. Penn Chairman and CEO, Director | May 17, 2023 | Buy | +23,000 | $5.53 | $127.19K | 1,089,423 |
| Arthur H. Penn Chairman and CEO, Director | May 16, 2023 | Buy | +21,000 | $5.42 | $113.82K | 1,066,423 |
| Richard T. Allorto JR CFO and Treasurer | May 15, 2023 | Buy | +10,000 | $5.35 | $53.50K | 10,000 |
| Arthur H. Penn Chairman and CEO, Director | May 15, 2023 | Buy | +25,000 | $5.37 | $134.25K | 1,045,423 |
| Jose A. Briones Director | May 12, 2023 | Buy | +9,560 | $5.22 | $49.90K | 218,566 |
| Jose A. Briones Director | Mar 9, 2023 | Buy | +8,930 | $5.60 | $50.01K | 209,006 |
| Arthur H. Penn Chairman and CEO, Director | Feb 17, 2023 | Buy | +27,000 | $5.75 | $155.25K | 1,020,423 |
| Jeffrey Flug Director | Feb 16, 2023 | Other | +137,887 | $5.70 | $785.96K | 289,669 |
| Jeffrey Flug Director | Feb 16, 2023 | Other | −137,887 | $5.70 | $785.96K | 9,891 |
| Arthur H. Penn Chairman and CEO, Director | Feb 13, 2023 | Buy | +25,000 | $5.73 | $143.25K | 993,423 |
| Arthur H. Penn Chairman and CEO, Director | Feb 10, 2023 | Buy | +30,000 | $5.61 | $168.30K | 968,423 |
| Jeffrey Flug Director | Feb 17, 2022 | Other | −9,500 | – | – | 151,782 |
| Samuel L. Katz Director | Dec 18, 2020 | Buy | +5,000 | $4.45 | $22.25K | 41,710 |
| Samuel L. Katz Director | Dec 17, 2020 | Buy | +2,500 | $4.40 | $11.00K | 36,710 |
| Samuel L. Katz Director | Dec 16, 2020 | Buy | +5,000 | $4.42 | $22.10K | 34,210 |
| Samuel L. Katz Director | Dec 15, 2020 | Buy | +9,490 | $4.47 | $42.42K | 29,210 |
| Samuel L. Katz Director | Dec 14, 2020 | Buy | +3,010 | $4.48 | $13.48K | 19,720 |
| Samuel L. Katz Director | Dec 11, 2020 | Buy | +5,000 | $4.52 | $22.60K | 16,710 |
| Samuel L. Katz Director | Dec 3, 2020 | Other | +177,281 | $4.62 | $819.04K | 177,581 |
| Samuel L. Katz Director | Dec 3, 2020 | Other | −177,281 | $4.62 | $819.04K | 11,710 |
| Jeffrey Flug Director | Nov 23, 2020 | Other | −11,500 | – | – | 161,282 |
| Aviv Efrat CFO and Treasurer | Mar 23, 2020 | Buy | +29,100 | $2.01 | $58.49K | 162,203 |
| Arthur H. Penn Chairman and CEO, Director | Mar 20, 2020 | Buy | +32,000 | $2.50 | $80.00K | 938,423 |
| Arthur H. Penn Chairman and CEO, Director | Mar 19, 2020 | Buy | +35,000 | $2.30 | $80.50K | 906,423 |
| Aviv Efrat CFO and Treasurer | Mar 18, 2020 | Buy | +27,000 | $2.22 | $59.94K | 133,102 |
| Arthur H. Penn Chairman and CEO, Director | Mar 18, 2020 | Buy | +30,000 | $2.17 | $65.10K | 871,423 |
| Arthur H. Penn Chairman and CEO, Director | Feb 13, 2020 | Buy | +8,000 | $6.59 | $52.72K | 841,423 |
| Arthur H. Penn Chairman and CEO, Director | Feb 12, 2020 | Buy | +10,000 | $6.56 | $65.60K | 833,423 |
| Arthur H. Penn Chairman and CEO, Director | Dec 2, 2019 | Buy | +16,000 | $6.17 | $98.72K | 823,423 |
| Arthur H. Penn Chairman and CEO, Director | Nov 26, 2019 | Buy | +17,000 | $6.09 | $103.53K | 807,423 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Flug Jeffrey Director | Dec 8, 2025 | 121,533 | $718.26K | Dec 8, 2025 | Acquired from public market |
| Flug Jeffrey Director | Dec 5, 2025 | 20,000 | $116.80K | Dec 5, 2025 | Acquired from public market |
| Flug Jeffrey Director | Dec 4, 2025 | 23,303 | $134.46K | Dec 4, 2025 | Acquired from public market |
| Flug Jeffrey Director | Dec 3, 2025 | 10,000 | $57.40K | Dec 3, 2025 | Acquired from issuer in private transaction |
| Flug Jeffrey Director | Dec 1, 2025 | 21,100 | $124.07K | Dec 1, 2025 | Acquired from issuer in private transaction |
| Flug Jeffrey Director | Nov 28, 2025 | 15,000 | $90.90K | Nov 28, 2025 | Acquired from issuer in private transaction |
| Flug Jeffrey Director | Nov 26, 2025 | 25,000 | $151.50K | Nov 26, 2025 | Acquired from issuer in private transaction |