PNBKNasdaqNational Commercial BanksFiscal year ends December 31
PATRIOT NATIONAL BANCORP INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026
$0.80−0.03 (-3.73%)
Close on Oct 19, 2026
- Market cap
- $93.98M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
14.6%
17M of 119M shares
Institutional holders
67
17 new, 30 sold out
Net institutional buying
-5M
In Q2 2026
Insider trades, 12 months
4 buys · 0 sales
Net bought $242.96K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sugarman Steven | 7,019,978 | 8.30% | 13D (active) amendment | Jul 3, 2025 |
| The Marc Ezralow 1997 Trust | 6,666,667 | 9.00% | 13D (active) | Mar 20, 2025 |
| Blackhurst Don | 257,099 | 6.50% | 13D (active) | Sep 26, 2024 |
| Alon Abady | 19,700,000 | 9.99% | 13G (passive) | Mar 20, 2025 |
| Ainslie Sugarman | 11,109,021 | 9.50% | 13D (active) amendment | Mar 25, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PNBK | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 4,346,777 | 3.66% | $4.16M | −54,755 | 0.00% |
| Angel Oak Capital Advisors, LLC | 2,662,136 | 2.24% | $2.55M | −504,123 | 3.22% |
| Corient Private Wealth LLC | 1,919,309 | 1.62% | $1.84M | +440 | 0.00% |
| Geode Capital Management, LLC | 986,548 | 0.83% | $945.14K | −870,559 | 0.00% |
| Millennium Management LLC | 752,658 | 0.63% | $720.67K | New | 0.00% |
| BlackRock, Inc. | 637,425 | 0.54% | $610.33K | −3,132,548 | 0.00% |
| Vanguard Fiduciary Trust Co | 533,646 | 0.45% | $511.23K | −97,971 | 0.00% |
| Marshall Wace, Llp | 491,531 | 0.41% | $471.87K | New | 0.00% |
| Miracle Mile Advisors, LLC | 434,748 | 0.37% | $416.27K | – | 0.00% |
| Curated Wealth Partners LLC | 427,980 | 0.36% | $409.79K | −399,360 | 0.05% |
| HighTower Advisors, LLC | 323,866 | 0.27% | $310.10K | +28,835 | 0.00% |
| Goldman Sachs Group Inc | 294,811 | 0.25% | $282.28K | +157,481 | 0.00% |
| Point72 Asset Management, L.P. | 294,294 | 0.25% | $281.79K | +209,439 | 0.00% |
| Lido Advisors, LLC | 275,397 | 0.23% | $263.69K | +12 | 0.00% |
| Susquehanna International Group, Llp | 261,699 | 0.22% | $250.58K | +142,743 | 0.00% |
| State Street Corp | 219,207 | 0.18% | $209.89K | −488,634 | 0.00% |
| Axxcess Wealth Management, LLC | 213,334 | 0.18% | $204.27K | – | 0.00% |
| Aster Capital Management (DIFC) Ltd | 210,080 | 0.18% | $201.15K | New | 0.04% |
| Northern Trust Corp | 196,491 | 0.17% | $188.14K | −635,430 | 0.00% |
| Sanctuary Advisors, LLC | 188,089 | 0.16% | $180.10K | +173,061 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 67 | 17M | 14.6% | 17 / 20 | 17 / 30 | 3M | 8M |
| Q1 2026 | 82 | 23M | 19.0% | 14 / 33 | 15 / 5 | 9M | 1M |
| Q4 2025 | 75 | 17M | 14.1% | 18 / 29 | 11 / 6 | 6M | 0M |
| Q3 2025 | 63 | 11M | 9.1% | 11 / 21 | 13 / 4 | 2M | 14M |
| Q2 2025 | 57 | 23M | 19.4% | 43 / 8 | 3 / 3 | 22M | 2M |
| Q1 2025 | 17 | 4M | 3.2% | 4 / 5 | 2 / 1 | 3M | 0M |
| Q4 2024 | 14 | 1M | 0.7% | 1 / 3 | 3 / 2 | 0M | 0M |
| Q3 2024 | 15 | 1M | 0.9% | 0 / 2 | 6 / 4 | 0M | 0M |
| Q2 2024 | 20 | 1M | 1.2% | 4 / 2 | 9 / 1 | 0M | 0M |
| Q1 2024 | 17 | 2M | 1.3% | 0 / 4 | 4 / 1 | 0M | 0M |
| Q4 2023 | 18 | 2M | 1.3% | 1 / 6 | 3 / 0 | 0M | 0M |
| Q3 2023 | 17 | 2M | 1.3% | 0 / 5 | 1 / 1 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PNBK | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 3,392,720 | 2.86% | $3.25M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 867,602 | 0.73% | $830.73K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 432,401 | 0.36% | $484.29K | 0.00% | May 31, 2026 |
| Vanguard Russell 2000 Index Fund | 399,052 | 0.34% | $446.94K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 278,809 | 0.23% | $266.96K | 0.02% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 143,940 | 0.12% | $161.21K | 0.00% | May 31, 2026 |
| Ultra-Small Company Market Fund | 125,000 | 0.11% | $119.69K | 0.08% | Jun 30, 2026 |
| Fidelity Series Total Market Index Fund | 119,333 | 0.10% | $133.65K | 0.00% | May 31, 2026 |
| iShares Russell 2000 ETF | 117,397 | 0.10% | $112.41K | 0.00% | Jun 30, 2026 |
| Goldman Sachs Absolute Return Tracker Fund | 76,168 | 0.06% | $72.93K | 0.00% | Jun 30, 2026 |
| Vanguard Russell 2000 Growth Index Fund | 70,639 | 0.06% | $79.12K | 0.00% | May 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 65,631 | 0.06% | $73.51K | 0.00% | May 31, 2026 |
| Vanguard Balanced Index Fund | 59,877 | 0.05% | $57.33K | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 Growth ETF | 46,348 | 0.04% | $44.38K | 0.00% | Jun 30, 2026 |
| Small Cap Index Fund | 29,425 | 0.02% | $32.96K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Steven Sugarman | President and CEO, Director | 11,358,087 | 9.57% | Aug 27, 2026 |
| Carlos P. Salas | EVP & Chief Financial Officer, Director | 1,666,667 | 1.40% | May 27, 2026 |
| Michael A. Carrazza | Chairman of the Board, Director | 933,244 | 0.79% | May 15, 2025 |
| William Paul Simmons | EVP & Chief Credit Officer | 333,333 | 0.28% | May 27, 2026 |
| Angie Miranda | EVP & Chief Risk Officer | 93,282 | 0.08% | May 4, 2026 |
| Tomasi Mario De | Director | 272,941 | 0.23% | Sep 10, 2026 |
| Anahit Magzanyan | Director | 26,512 | 0.02% | Jul 31, 2026 |
| Edward N. Constantino | Director | 43,542 | 0.04% | Jul 31, 2026 |
| Jonathan Paul Roth | Director | 13,825 | 0.01% | Jul 31, 2026 |
| Jeffrey T. Seabold | Director | 133,583 | 0.11% | Jul 2, 2026 |
| Ida Haung Liu | Director | – | – | Apr 10, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Tomasi Mario De Director | Sep 8, 2026 | Buy | +63,000 | $0.96 | $60.48K | 272,941 |
| Jonathan Paul Roth Director | Jul 1, 2026 | Option exercise | +12,575 | – | – | 13,825 |
| Jeffrey T. Seabold Director | Jul 1, 2026 | Option exercise | +133,333 | – | – | 133,583 |
| Steven Sugarman President and CEO, Director | Jul 1, 2026 | Tax withholding | −303,861 | $1.20 | $364.63K | 2,338,109 |
| Steven Sugarman President and CEO, Director | Jul 1, 2026 | Option exercise | +552,927 | – | – | 2,641,970 |
| Anahit Magzanyan Director | Jul 1, 2026 | Option exercise | +22,222 | – | – | 26,512 |
| Tomasi Mario De Director | Jul 1, 2026 | Option exercise | +22,222 | – | – | 209,941 |
| Edward N. Constantino Director | Jul 1, 2026 | Option exercise | +22,222 | – | – | 42,542 |
| Tomasi Mario De Director | May 27, 2026 | Buy | +85,000 | $0.96 | $81.60K | 187,719 |
| Tomasi Mario De Director | May 20, 2026 | Buy | +87,719 | $1.15 | $100.88K | 102,719 |
| Carlos P. Salas EVP & Chief Financial Officer, Director | Apr 30, 2026 | Option exercise | +333,333 | – | – | 333,333 |
| Carlos P. Salas EVP & Chief Financial Officer, Director | Apr 30, 2026 | Tax withholding | −123,683 | $1.23 | $152.13K | 209,650 |
| Angie Miranda EVP & Chief Risk Officer | Apr 30, 2026 | Tax withholding | −56,718 | $1.23 | $69.76K | 93,282 |
| Angie Miranda EVP & Chief Risk Officer | Apr 30, 2026 | Option exercise | +150,000 | – | – | 150,000 |
| William Paul Simmons EVP & Chief Credit Officer | Apr 30, 2026 | Option exercise | +333,333 | – | – | 333,333 |
| William Paul Simmons EVP & Chief Credit Officer | Apr 30, 2026 | Tax withholding | −121,776 | $1.23 | $149.78K | 211,557 |
| Carlos P. Salas EVP & Chief Financial Officer, Director | Apr 30, 2026 | Tax withholding | −121,776 | $1.23 | $149.78K | 211,557 |
| Carlos P. Salas EVP & Chief Financial Officer, Director | Apr 30, 2026 | Option exercise | +333,333 | – | – | 333,333 |
| Steven Sugarman President and CEO, Director | Mar 25, 2026 | Option exercise | +2,089,043 | – | – | 2,089,043 |
| Anahit Magzanyan Director | Mar 3, 2026 | Buy | +400 | – | – | 4,290 |
| Steven Sugarman President and CEO, Director | Oct 16, 2025 | Option exercise | −2,000,000 | – | – | 0 |
| Steven Sugarman President and CEO, Director | Oct 16, 2025 | Option exercise | +2,000,000 | – | – | 9,019,978 |
| Anahit Magzanyan Director | Aug 19, 2025 | Buy | +500 | – | – | 3,890 |
| William Paul Simmons EVP & Chief Credit Officer | Aug 13, 2025 | Award | +1,000,000 | – | – | 1,000,000 |
| Steven Sugarman President, Director | Aug 13, 2025 | Award | +552,927 | – | – | 552,927 |
| Angie Miranda EVP & Chief Risk Officer | Aug 7, 2025 | Award | +450,000 | – | – | 450,000 |
| Anahit Magzanyan Director | Jul 24, 2025 | Buy | +175 | – | – | 3,390 |
| Anahit Magzanyan Director | Jul 17, 2025 | Buy | +375 | – | – | 3,215 |
| Steven Sugarman President, Director | Jul 3, 2025 | Option exercise | +466,667 | – | – | 2,000,000 |
| Steven Sugarman President, Director | Jul 3, 2025 | Option exercise | +1,533,333 | – | – | 1,533,333 |
| Michael A. Carrazza Chairman of the Board, Director | May 13, 2025 | Buy | +865,990 | $0.75 | $649.49K | 865,990 |
| Steven Sugarman President, Director | Mar 20, 2025 | Buy | +7,019,978 | $0.75 | $5.26M | 7,019,978 |
| David Finn EVP & Senior Finance Officer | Aug 19, 2024 | Award | +53,125 | – | – | 53,125 |
| Grace Doherty Director | May 6, 2024 | Award | +3,846 | – | – | 4,818 |
| David Christopher Lowery Chief Executive Officer, Director | May 6, 2024 | Award | +65,790 | – | – | 80,790 |
| Michael J. Weinbaum Director | May 6, 2024 | Award | +3,846 | – | – | 25,320 |
| den Bol Emile Van Director | May 6, 2024 | Award | +3,846 | – | – | 68,933 |
| Edward N. Constantino Director | May 6, 2024 | Award | +3,846 | – | – | 20,320 |
| Steven Brian Grunblatt EVP & Chief Information Office | Mar 18, 2024 | Award | +2,243 | – | – | 2,243 |
| Frederick Staudmyer Secretary and Chief HR Officer | Mar 18, 2024 | Award | +3,958 | – | – | 7,161 |
| Thomas E. Slater EVP & Chief Credit Officer | Mar 18, 2024 | Award | +3,958 | – | – | 11,348 |
| Grace Doherty Director | Oct 2, 2023 | Award | +972 | – | – | 972 |
| Michael J. Weinbaum Director | Apr 7, 2023 | Award | +1,587 | – | – | 21,474 |
| den Bol Emile Van Director | Apr 7, 2023 | Award | +1,587 | – | – | 65,087 |
| Edward N. Constantino Director | Apr 7, 2023 | Award | +1,587 | – | – | 16,474 |
| Michael J. Weinbaum Director | Mar 1, 2023 | Other | +342,172 | – | – | 342,172 |
| Thomas E. Slater EVP & Chief Credit Officer | Jan 10, 2023 | Award | +7,390 | $10.15 | $75.01K | 7,390 |
| Edward N. Constantino Director | Apr 4, 2022 | Award | +832 | – | – | 14,887 |
| Michael J. Weinbaum Director | Apr 4, 2022 | Award | +832 | – | – | 19,887 |
| den Bol Emile Van Director | Apr 4, 2022 | Award | +832 | – | – | 63,500 |
| Joseph D. Perillo Exec VP & CFO | Aug 6, 2021 | Award | +3,185 | $9.00 | $28.67K | 3,185 |
| Michael J. Weinbaum Director | Apr 2, 2021 | Award | +1,369 | – | – | 19,055 |
| Raymond B. Smyth Director | Apr 2, 2021 | Award | +1,369 | – | – | 15,611 |
| den Bol Emile Van Director | Apr 2, 2021 | Award | +1,369 | – | – | 62,668 |
| Edward N. Constantino Director | Apr 2, 2021 | Award | +1,369 | – | – | 14,055 |
| Michael A. Carrazza Chairman of the Board, Director, 10% owner | Mar 31, 2021 | Other | +4,890 | – | – | 12,221 |
| Michael A. Carrazza Chairman of the Board, Director, 10% owner | Mar 31, 2021 | Other | −2,237,535 | – | – | 0 |
| Michael A. Carrazza Chairman of the Board, Director, 10% owner | Mar 31, 2021 | Other | +31,787 | – | – | 54,218 |
| Michael A. Carrazza Chairman of the Board, Director, 10% owner | Mar 31, 2021 | Other | +815 | – | – | 55,033 |
| Michael A. Carrazza Chairman of the Board, Director, 10% owner | Mar 31, 2021 | Other | −815 | – | – | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.