PHDFiscal year ends November 30
Pioneer Floating Rate Fund, Inc.
$9.95−0.01 (-0.10%)
Close on Oct 10, 2025
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Who owns Pioneer Floating Rate Fund's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Almitas Capital LLC | 699,986 | 5.70% | 13G (passive) | Dec 31, 2025 |
| Absolute Investment Advisers, LLC | 1,400,568 | 11.30% | 13G (passive) | Sep 23, 2025 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| David Craig Brown | Director | – | Apr 4, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. 10% owner | Dec 28, 2020 | Returned to company | −5,290,230 | $11.06 | $58.51M | 820,530 |
| Boaz Weinstein 10% owner | Dec 23, 2020 | Sale | −13,760 | $10.35 | $142.42K | 6,110,760 |
| Boaz Weinstein 10% owner | Jun 17, 2020 | Buy | +303,174 | $9.76 | $2.96M | 6,124,520 |
| Boaz Weinstein 10% owner | Jun 16, 2020 | Buy | +243,420 | $9.72 | $2.37M | 5,821,346 |
| Boaz Weinstein 10% owner | Jun 15, 2020 | Buy | +667,390 | $9.59 | $6.40M | 5,577,926 |
| Saba Capital Management, L.P. 10% owner | Jun 12, 2020 | Buy | +154,266 | $9.46 | $1.46M | 4,910,536 |
| Saba Capital Management, L.P. 10% owner | Jun 11, 2020 | Buy | +13,560 | $9.38 | $127.19K | 4,756,270 |
| Saba Capital Management, L.P. 10% owner | Jun 10, 2020 | Buy | +219,317 | $9.62 | $2.11M | 4,742,710 |
| Saba Capital Management, L.P. 10% owner | Jun 9, 2020 | Buy | +145,883 | $9.58 | $1.40M | 4,523,393 |
| Boaz Weinstein 10% owner | Jun 8, 2020 | Buy | +46,087 | $9.54 | $439.67K | 4,377,510 |
| Boaz Weinstein 10% owner | Jun 5, 2020 | Buy | +174,398 | $9.44 | $1.65M | 4,331,423 |
| Boaz Weinstein 10% owner | Jun 4, 2020 | Buy | +14,776 | $9.34 | $138.01K | 4,157,025 |
| Boaz Weinstein 10% owner | Jun 3, 2020 | Buy | +100,000 | $9.30 | $930.00K | 4,142,249 |
| Boaz Weinstein 10% owner | Jun 2, 2020 | Buy | +84,770 | $9.16 | $776.49K | 4,042,249 |
| Boaz Weinstein 10% owner | Jun 1, 2020 | Buy | +63,676 | $9.07 | $577.54K | 3,957,479 |
| Saba Capital Management, L.P. 10% owner | May 29, 2020 | Buy | +10,242 | $8.96 | $91.77K | 3,893,803 |
| Saba Capital Management, L.P. 10% owner | May 28, 2020 | Buy | +9,660 | $8.91 | $86.07K | 3,883,561 |
| Saba Capital Management, L.P. 10% owner | May 27, 2020 | Buy | +10,876 | $8.82 | $95.93K | 3,873,901 |
| Saba Capital Management, L.P. 10% owner | May 26, 2020 | Buy | +28,459 | $8.75 | $249.02K | 3,863,025 |
| Boaz Weinstein 10% owner | May 22, 2020 | Buy | +18,770 | $8.67 | $162.74K | 3,834,566 |
| Boaz Weinstein 10% owner | May 21, 2020 | Buy | +49,091 | $8.68 | $426.11K | 3,815,796 |
| Boaz Weinstein 10% owner | May 20, 2020 | Buy | +25,315 | $8.65 | $218.97K | 3,766,705 |
| Boaz Weinstein 10% owner | May 19, 2020 | Buy | +60,709 | $8.57 | $520.28K | 3,741,390 |
| Boaz Weinstein 10% owner | May 18, 2020 | Buy | +4,200 | $8.51 | $35.74K | 3,680,681 |
| Boaz Weinstein 10% owner | May 15, 2020 | Buy | +29,257 | $8.43 | $246.64K | 3,676,481 |
| Saba Capital Management, L.P. 10% owner | May 14, 2020 | Buy | +17,507 | $8.46 | $148.11K | 3,647,224 |
| Saba Capital Management, L.P. 10% owner | May 13, 2020 | Buy | +133,062 | $8.48 | $1.13M | 3,629,717 |
| Boaz Weinstein 10% owner | May 12, 2020 | Buy | +45,312 | $8.49 | $384.70K | 3,496,655 |
| Saba Capital Management, L.P. 10% owner | Apr 28, 2020 | Buy | +42,906 | $8.47 | $363.41K | 3,451,343 |
| Saba Capital Management, L.P. 10% owner | Apr 27, 2020 | Buy | +40,236 | $8.48 | $341.20K | 3,408,437 |
| Saba Capital Management, L.P. 10% owner | Apr 24, 2020 | Buy | +22,157 | $8.49 | $188.11K | 3,408,437 |
| Saba Capital Management, L.P. 10% owner | Apr 23, 2020 | Buy | +43,750 | $8.48 | $371.00K | 3,346,044 |
| Saba Capital Management, L.P. 10% owner | Apr 22, 2020 | Buy | +177 | $8.44 | $1.49K | 3,302,294 |
| Saba Capital Management, L.P. 10% owner | Apr 21, 2020 | Buy | +13,367 | $8.22 | $109.88K | 3,302,117 |
| Saba Capital Management, L.P. 10% owner | Apr 20, 2020 | Buy | +20,998 | $8.39 | $176.17K | 3,288,750 |
| Boaz Weinstein 10% owner | Apr 17, 2020 | Buy | +35,929 | $8.43 | $302.88K | 3,267,752 |
| Boaz Weinstein 10% owner | Apr 16, 2020 | Buy | +65,030 | $8.36 | $543.65K | 3,231,823 |
| Saba Capital Management, L.P. 10% owner | Apr 15, 2020 | Buy | +21,804 | $8.42 | $183.59K | 3,166,793 |
| Saba Capital Management, L.P. 10% owner | Apr 13, 2020 | Buy | +97,834 | $8.40 | $821.81K | 3,144,989 |
| Saba Capital Management, L.P. 10% owner | Apr 9, 2020 | Buy | +20,000 | $8.72 | $174.40K | 3,047,155 |
| Saba Capital Management, L.P. 10% owner | Apr 8, 2020 | Buy | +742 | $8.28 | $6.14K | 3,027,155 |
| Saba Capital Management, L.P. 10% owner | Apr 7, 2020 | Buy | +71,402 | $8.09 | $577.64K | 3,026,413 |
| Boaz Weinstein 10% owner | Mar 23, 2020 | Buy | +42,407 | $6.75 | $286.25K | 3,684,490 |
| Saba Capital Management, L.P. 10% owner | Mar 20, 2020 | Buy | +34,801 | $7.27 | $253.00K | 3,642,083 |
| Boaz Weinstein 10% owner | Mar 19, 2020 | Other | −729,479 | $6.88 | $5.02M | 2,955,011 |
| Saba Capital Management, L.P. 10% owner | Mar 19, 2020 | Buy | +36,784 | $6.39 | $235.05K | 3,607,282 |
| Saba Capital Management, L.P. 10% owner | Mar 18, 2020 | Buy | +56,676 | $6.72 | $380.86K | 3,570,498 |
| Saba Capital Management, L.P. 10% owner | Mar 17, 2020 | Buy | +9,421 | $8.01 | $75.46K | 3,513,822 |
| Saba Capital Management, L.P. 10% owner | Mar 16, 2020 | Buy | +103,085 | $8.11 | $836.02K | 3,504,401 |
| Boaz Weinstein 10% owner | Mar 13, 2020 | Buy | +99,493 | $9.00 | $895.44K | 3,401,316 |
| Boaz Weinstein 10% owner | Mar 10, 2020 | Buy | +8,520 | $9.85 | $83.92K | 3,301,823 |
| Boaz Weinstein 10% owner | Mar 5, 2020 | Buy | +64,267 | $10.60 | $681.23K | 3,293,303 |
| Boaz Weinstein 10% owner | Mar 4, 2020 | Buy | +52,289 | $10.70 | $559.49K | 3,229,036 |
| Boaz Weinstein 10% owner | Mar 3, 2020 | Buy | +82,430 | $10.62 | $875.41K | 3,176,747 |
| Boaz Weinstein 10% owner | Mar 2, 2020 | Buy | +31,534 | $10.40 | $327.95K | 3,094,317 |
| Saba Capital Management, L.P. 10% owner | Feb 28, 2020 | Buy | +63,957 | $10.43 | $667.07K | 3,062,783 |
| Saba Capital Management, L.P. 10% owner | Feb 27, 2020 | Buy | +9,697 | $10.66 | $103.37K | 2,998,826 |
| Saba Capital Management, L.P. 10% owner | Feb 26, 2020 | Buy | +10,326 | $10.96 | $113.17K | 2,989,129 |
| Saba Capital Management, L.P. 10% owner | Feb 25, 2020 | Buy | +40,944 | $11.01 | $450.79K | 2,978,803 |
| Boaz Weinstein 10% owner | Feb 21, 2020 | Buy | +14,530 | $11.19 | $162.59K | 2,937,859 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.