PFONYSEFiscal year ends November 30
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
$8.47−0.07 (-0.82%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
4M
Shares held, 13F filers
Institutional holders
50
7 new, 8 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sit Investment Associates, Inc. | 1,328,546 | 10.20% | 13G (passive) amendment | Dec 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PFO | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 1,720,165 | – | $15.89K | +199,859 | 0.30% |
| CIBC Bancorp USA Inc. | 588,511 | – | $5.44M | – | 0.01% |
| 1607 Capital Partners, LLC | 200,178 | – | $1.85M | −121,402 | 0.16% |
| Private Advisor Group, LLC | 175,625 | – | $1.62M | −10,716 | 0.01% |
| Fiera Capital Corp | 128,673 | – | $1.19M | +3,413 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 127,930 | – | $1.18K | +60,619 | 0.00% |
| Pathstone Holdings, LLC | 101,525 | – | $938.09K | −169,257 | 0.00% |
| Noble Wealth Management PBC | 100,360 | – | $927.32K | +2,911 | 0.42% |
| Closed-End Fund Advisors, Inc. | 94,929 | – | $877.14K | +196 | 0.86% |
| D.A. Davidson & Co. | 89,474 | – | $826.75K | +4,159 | 0.00% |
| Mustico Financial Group, Inc. | 83,652 | – | $757.08K | +2,240 | 0.49% |
| Morgan Stanley | 77,677 | – | $717.74K | −17,153 | 0.00% |
| Atlas Wealth LLC | 57,449 | – | $530.83K | New | 0.08% |
| LPL Financial LLC | 54,614 | – | $504.64K | +11,110 | 0.00% |
| SRS Capital Advisors, Inc. | 54,038 | – | $499.31K | +49,763 | 0.00% |
| Baird Financial Group, Inc. | 41,928 | – | $387.42K | −576 | 0.00% |
| Sowell Financial Services LLC | 39,073 | – | $361.04K | – | 0.01% |
| Wells Fargo & Company/Mn | 36,061 | – | $333.21K | −7,019 | 0.00% |
| Smith Asset Management Co., LLC | 30,718 | – | $283.83K | −1,100 | 0.22% |
| Clifford Swan Investment Counsel LLC | 29,500 | – | $272.58K | – | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 50 | 4M | 7 / 19 | 12 / 8 | 0M | 1M |
| Q1 2026 | 52 | 4M | 11 / 14 | 19 / 3 | 1M | 0M |
| Q4 2025 | 45 | 4M | 7 / 12 | 17 / 5 | 1M | 0M |
| Q3 2025 | 45 | 4M | 8 / 15 | 11 / 10 | 2M | 1M |
| Q2 2025 | 47 | 3M | 9 / 16 | 10 / 7 | 0M | 0M |
| Q1 2025 | 46 | 3M | 5 / 11 | 12 / 3 | 0M | 0M |
| Q4 2024 | 44 | 3M | 6 / 13 | 10 / 9 | 1M | 0M |
| Q3 2024 | 47 | 3M | 8 / 12 | 16 / 8 | 1M | 0M |
| Q2 2024 | 48 | 2M | 8 / 14 | 12 / 3 | 1M | 0M |
| Q1 2024 | 43 | 2M | 4 / 15 | 11 / 7 | 0M | 0M |
| Q4 2023 | 47 | 2M | 9 / 14 | 13 / 3 | 1M | 0M |
| Q3 2023 | 41 | 1M | 7 / 14 | 9 / 3 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PFO | Value | % of fund | As of |
|---|---|---|---|---|---|
| RiverNorth Active Income ETF | 12,615 | – | $115.30K | 0.29% | Jul 31, 2026 |
| Multi-Hedge Strategies Fund | 406 | – | $3.75K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 144 | – | $1.33K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Kevin Michael Maxwell | Director | – | Feb 6, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Bradford S. Stone VP, Treasurer and CFO | Aug 3, 2017 | Inheritance | +1,607.52 | $12.22 | $19.64K | 1,645 |
| Robert M. Ettinger – | Nov 30, 2015 | Other | +0 | – | – | 13,626 |
| Donald F. Crumrine – | Nov 30, 2015 | Other | +0 | – | – | 5,800 |
| Chad Conwell CCO, Vice President, Secretary | Nov 30, 2015 | Other | +0 | – | – | 500 |
| Bradford S. Stone CFO, Vice President, Treasurer | Nov 30, 2015 | Other | +0 | – | – | 5,105 |
| Robert E. Chadwick CEO and President, Director | Nov 30, 2015 | Other | +0 | – | – | 11,713 |
| Karen Hanovice Hogan Director | Aug 6, 2013 | Buy | +900 | $10.56 | $9.50K | 900 |
| Chad Conwell CCO, VP and Secretary | Jun 3, 2013 | Buy | +500 | $11.33 | $5.67K | 500 |
| Robert M. Ettinger President | Dec 28, 2012 | Gift | −9,200 | $10.97 | $100.92K | 8,603 |
| Robert F. Wulf Director | Apr 14, 2010 | Sale | −0.64 | $9.90 | $6 | 1,024 |
| Karen Hanovice Hogan Director | Jan 4, 2010 | Buy | +600 | $8.36 | $5.02K | 600 |
| Robert M. Ettinger President | Dec 17, 2007 | Buy | +8,000 | $9.00 | $72.00K | 20,000 |
| Robert E. Chadwick Chief Financial Officer | Dec 17, 2007 | Buy | +5,000 | $9.04 | $45.20K | 8,013 |
| Bradford S. Stone Vice President | Aug 20, 2007 | Buy | +1,000 | $10.00 | $10.00K | 5,000 |
| Donald F. Crumrine Chairman of the Board, Director | Aug 14, 2007 | Buy | +4,800 | $10.91 | $52.37K | 7,143 |
| Donald F. Crumrine Chairman of the Board, Director | Aug 14, 2007 | Buy | +4,800 | $10.70 | $51.36K | 7,143 |
| Bradford S. Stone Vice President | Dec 26, 2006 | Other | +8,603 | $12.30 | $105.82K | 8,603 |
| Robert E. Chadwick Vice President, CFO | Dec 26, 2006 | Other | +8,603 | $12.30 | $105.82K | 8,603 |
| Robert E. Chadwick CFO,Vice President & Treasurer | May 15, 2006 | Buy | +1,000 | $10.84 | $10.84K | 2,718 |
| David Gale Director | Jan 24, 2006 | Buy | +500 | $12.56 | $6.28K | 3,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.