PFDNYSEFiscal year ends November 30
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC
$10.52+0.01 (+0.10%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
4M
Shares held, 13F filers
Institutional holders
51
4 new, 3 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sit Investment Associates, Inc. | 1,320,217 | 10.30% | 13G (passive) amendment | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PFD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 1,462,183 | – | $17.01K | +141,966 | 0.32% |
| CIBC Bancorp USA Inc. | 441,364 | – | $5.13M | – | 0.01% |
| Morgan Stanley | 297,511 | – | $3.46M | −5,379 | 0.00% |
| Fiera Capital Corp | 177,117 | – | $2.06M | +5,697 | 0.01% |
| Bank Of America Corp /De/ | 157,980 | – | $1.84M | +329 | 0.00% |
| Mgo One Seven LLC | 141,315 | – | $1.64M | −2,367 | 0.03% |
| UBS Group AG | 115,966 | – | $1.35M | +3,349 | 0.00% |
| LPL Financial LLC | 109,007 | – | $1.27M | −885 | 0.00% |
| Wells Fargo & Company/Mn | 93,148 | – | $1.08M | −3,015 | 0.00% |
| UMB Bank, n.a. | 86,373 | – | $1.00M | – | 0.01% |
| Osaic Holdings, Inc. | 85,433 | – | $993.59K | −859 | 0.00% |
| Smith Asset Management Co., LLC | 72,668 | – | $845.13K | −1,397 | 0.66% |
| Action Point Financial Planning, LLC | 60,582 | – | $704.57K | New | 0.07% |
| Raymond James Financial Inc | 58,868 | – | $684.63K | +2,704 | 0.00% |
| Robinson Capital Management, LLC | 55,073 | – | $640.50K | – | 0.28% |
| 1607 Capital Partners, LLC | 49,004 | – | $569.92K | −30,393 | 0.05% |
| Pathway Financial Advisors LLC | 46,996 | – | $544.21K | −1,200 | 0.06% |
| Royal Bank of Canada | 42,868 | – | $499.00K | −6,349 | 0.00% |
| Calamos Advisors LLC | 41,125 | – | $478.28K | +2,742 | 0.00% |
| Commonwealth Equity Services, LLC | 36,829 | – | $428.32K | −490 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 51 | 4M | 4 / 15 | 16 / 3 | 0M | 0M |
| Q1 2026 | 50 | 4M | 8 / 14 | 13 / 5 | 1M | 0M |
| Q4 2025 | 49 | 4M | 3 / 17 | 10 / 6 | 0M | 0M |
| Q3 2025 | 52 | 4M | 12 / 12 | 12 / 7 | 1M | 1M |
| Q2 2025 | 47 | 3M | 6 / 16 | 8 / 5 | 0M | 0M |
| Q1 2025 | 48 | 3M | 7 / 14 | 10 / 6 | 0M | 0M |
| Q4 2024 | 48 | 3M | 12 / 7 | 14 / 6 | 1M | 0M |
| Q3 2024 | 45 | 3M | 5 / 15 | 13 / 5 | 1M | 0M |
| Q2 2024 | 46 | 2M | 6 / 11 | 18 / 3 | 0M | 1M |
| Q1 2024 | 43 | 3M | 5 / 15 | 13 / 5 | 1M | 0M |
| Q4 2023 | 43 | 2M | 9 / 13 | 12 / 7 | 1M | 0M |
| Q3 2023 | 41 | 2M | 11 / 15 | 5 / 3 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PFD | Value | % of fund | As of |
|---|---|---|---|---|---|
| Robinson Opportunistic Income Fund | 54,708 | – | $636.25K | 5.97% | Jun 30, 2026 |
| Calamos CEF Income & Arbitrage ETF | 42,039 | – | $475.88K | 1.40% | Jul 31, 2026 |
| Multi-Hedge Strategies Fund | 328 | – | $3.81K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 116 | – | $1.35K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Kevin Michael Maxwell | Director | – | Feb 6, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Bradford S. Stone CFO, VP & TREASURER | Dec 5, 2017 | Inheritance | +2,070.37 | $15.12 | $31.30K | 2,220 |
| Bradford S. Stone CFO, VP & TREASURER | Dec 5, 2017 | Inheritance | +462.69 | $26.73 | $12.37K | 499 |
| Donald F. Crumrine – | Nov 30, 2015 | Other | +0 | – | – | 4,800 |
| Robert M. Ettinger – | Nov 30, 2015 | Other | +0 | – | – | 5,977 |
| Chad Conwell CCO, Vice President, Secretary | Nov 30, 2015 | Other | +0 | – | – | 500 |
| Bradford S. Stone CFO, Vice President, Treasurer | Nov 30, 2015 | Other | +0 | – | – | 1,735 |
| Robert E. Chadwick CEO and President, Director | Nov 30, 2015 | Other | +0 | – | – | 3,346 |
| Robert F. Wulf Director | Aug 19, 2013 | Buy | +1,000 | $20.74 | $20.74K | 1,000 |
| Karen Hanovice Hogan Director | Aug 6, 2013 | Buy | +700 | $12.97 | $9.08K | 700 |
| Chad Conwell CCO, VP and Secretary | Jun 3, 2013 | Buy | +499 | $14.08 | $7.03K | 499 |
| Chad Conwell CCO, VP and Secretary | Jun 3, 2013 | Buy | +1 | $14.09 | $14 | 500 |
| Robert M. Ettinger President | Dec 28, 2012 | Gift | +8,000 | $13.39 | $107.12K | 7,169 |
| Robert M. Ettinger President | Dec 28, 2012 | Gift | −8,000 | $13.39 | $107.12K | 7,169 |
| Robert F. Wulf Director | Apr 14, 2010 | Sale | −0.45 | $11.65 | $5 | 636 |
| Karen Hanovice Hogan Director | Jan 4, 2010 | Buy | +500 | $10.29 | $5.15K | 500 |
| Robert M. Ettinger President | Nov 7, 2007 | Buy | +5,000 | $12.55 | $62.75K | 10,309 |
| Robert M. Ettinger President | Nov 6, 2007 | Buy | +1,309 | $12.66 | $16.57K | 5,309 |
| Donald F. Crumrine Chairman of the Board, Director | Aug 14, 2007 | Buy | +3,800 | $13.49 | $51.26K | 5,944 |
| Robert E. Chadwick Vice President, CFO | Dec 26, 2006 | Other | +7,169 | $16.95 | $121.51K | 7,169 |
| Bradford S. Stone Vice President | Dec 26, 2006 | Other | +7,169 | $16.95 | $121.51K | 7,169 |
| David Gale Director | Jan 24, 2006 | Buy | +200 | $16.73 | $3.35K | 2,200 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.