PENGNasdaqSemiconductors & Related DevicesFiscal year ends August 29
Penguin Solutions, Inc.
Financials through Q3 FY2026, quarter ended May 29, 2026Last filing: 10-K on Oct 20, 2026
$56.54−0.56 (-0.98%)
Close on Oct 19, 2026
- Market cap
- $3.11B
- P/E (TTM)
- 40.1
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
100.0%
57M of 51M shares
Institutional holders
352
151 new, 22 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 34 sales
Net sold $4.36M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 7,549,038 | 14.40% | 13G (passive) amendment | Sep 30, 2025 |
| Abigail P. Johnson | 6,319,538 | 12.40% | 13G (passive) amendment | Jun 30, 2026 |
| Astra AI Infra LLC | 6,096,103 | 10.30% | 13D (active) amendment | Jul 27, 2026 |
| FMR LLC | 5,624,619 | 10.70% | 13G (passive) amendment | Dec 31, 2025 |
| Invesco Ltd. | 4,553,215 | 9.00% | 13G (passive) amendment | Jun 30, 2026 |
| Bank Of Nova Scotia | 4,439,943 | 8.52% | 13G (passive) | Jun 30, 2026 |
| Vanguard Portfolio Management | 3,623,264 | 6.89% | 13G (passive) | Mar 31, 2026 |
| State Street Corporation | 2,866,133 | 5.50% | 13G (passive) | Sep 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PENG | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 7,652,384 | 14.93% | $581.66M | −70,010 | 0.01% |
| FMR LLC | 6,166,682 | 12.03% | $468.73M | +1,553,961 | 0.02% |
| Invesco Ltd. | 4,553,215 | 8.89% | $346.09M | +565,075 | 0.03% |
| State Street Corp | 3,128,616 | 6.11% | $237.81M | −94,683 | 0.01% |
| Vanguard Portfolio Management LLC | 2,984,926 | 5.83% | $226.88M | −618,311 | 0.01% |
| Dimensional Fund Advisors LP | 2,393,508 | 4.67% | $181.89M | +1,091 | 0.03% |
| Vanguard Capital Management LLC | 2,111,433 | 4.12% | $160.49M | −55,148 | 0.00% |
| Barrow Hanley Mewhinney & Strauss LLC | 1,975,948 | 3.86% | $150.19M | +186,926 | 0.46% |
| American Century Companies Inc | 1,962,105 | 3.83% | $149.14M | +1,441,952 | 0.07% |
| Boston Partners | 1,677,550 | 3.27% | $127.91M | +81,567 | 0.11% |
| Geode Capital Management, LLC | 1,250,752 | 2.44% | $95.09M | −4,970 | 0.01% |
| T. Rowe Price Investment Management, Inc. | 1,230,419 | 2.40% | $93.53K | New | 0.06% |
| Lsv Asset Management | 832,916 | 1.63% | $63.31K | −167,254 | 0.11% |
| Charles Schwab Investment Management Inc | 709,310 | 1.38% | $53.91M | −158,826 | 0.01% |
| Paradigm Capital Management Inc/Ny | 685,900 | 1.34% | $52.14M | −919,200 | 1.42% |
| Driehaus Capital Management LLC | 672,847 | 1.31% | $51.14M | New | 0.30% |
| Two Sigma Investments, LP | 660,315 | 1.29% | $50.19M | +474,080 | 0.04% |
| Morgan Stanley | 654,049 | 1.28% | $49.71M | +58,962 | 0.00% |
| Kennedy Capital Management LLC | 610,743 | 1.19% | $46.42M | −368,749 | 0.82% |
| Northern Trust Corp | 588,462 | 1.15% | $44.73M | +17,705 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 352 | 57M | 100.0% | 151 / 77 | 103 / 22 | 12M | 12M |
| Q1 2026 | 227 | 58M | 100.0% | 36 / 77 | 93 / 38 | 15M | 9M |
| Q4 2025 | 233 | 58M | 100.0% | 33 / 72 | 101 / 46 | 9M | 10M |
| Q3 2025 | 252 | 59M | 100.0% | 231 / 8 | 7 / 1 | 57M | 1M |
| Q2 2025 | 22 | 3M | 6.4% | 22 / 0 | 0 / 0 | 3M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PENG | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco Small Cap Value Fund | 3,899,018 | 7.61% | $205.21M | 1.85% | Jul 31, 2026 |
| iShares Core S&P Small-Cap ETF | 2,782,535 | 5.43% | $211.50M | 0.19% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 1,531,915 | 2.99% | $116.44M | 0.01% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 1,292,078 | 2.52% | $98.21M | 0.12% | Jun 30, 2026 |
| Vanguard Information Technology Index Fund | 1,253,655 | 2.45% | $69.99M | 0.04% | May 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Semiconductor ETF | 1,252,430 | 2.44% | $95.20M | 2.74% | Jun 30, 2026 |
| Strategic Advisers Fidelity U.S. Total Stock Fund | 902,838 | 1.76% | $50.41M | 0.02% | May 31, 2026 |
| Fidelity Small Cap Discovery Fund | 833,908 | 1.63% | $43.89M | 1.93% | Jul 31, 2026 |
| Fidelity Series Small Cap Discovery Fund | 751,090 | 1.47% | $39.53M | 2.02% | Jul 31, 2026 |
| American Beacon Small Cap Value Fund | 712,070 | 1.39% | $37.48M | 1.00% | Jul 31, 2026 |
| Avantis U.S. Small Cap Value ETF | 654,647 | 1.28% | $36.55M | 0.13% | May 31, 2026 |
| Fidelity Small Cap Index Fund | 550,359 | 1.07% | $28.97M | 0.09% | Jul 31, 2026 |
| Fidelity Small Cap Value Fund | 547,501 | 1.07% | $28.81M | 0.53% | Jul 31, 2026 |
| Vanguard Strategic Equity Fund | 540,133 | 1.05% | $41.06M | 0.34% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 529,397 | 1.03% | $40.24M | 0.04% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Kashif Shaikh | President and CEO, Director | 376,086 | 0.73% | Feb 4, 2026 |
| Mark Adams | President and CEO, Director | 992,823 | 1.94% | Jan 21, 2026 |
| Anne Kuykendall | SVP and Chief Legal Officer | 113,094 | 0.22% | Aug 26, 2026 |
| Joseph Gates Clark | SVP and Pres, Optimized LED | 63,056 | 0.12% | Jul 27, 2026 |
| Aaron Michael Johnson | Interim CFO | 31,882 | 0.06% | Jul 22, 2026 |
| Anthony George Frey | SVP and Chief Revenue Officer | 75,557 | 0.15% | Jul 22, 2026 |
| Nathan Olmstead | SVP and CFO | 101,233 | 0.20% | Apr 22, 2026 |
| Jack A. Pacheco | EVP, COO, Pres, Integrated Mem | 239,364 | 0.47% | Oct 22, 2025 |
| Peter J. Manca | SVP, Pres, Advanced Computing | 119,567 | 0.23% | Jul 22, 2025 |
| David W. Heard | Director | 4,485 | 0.01% | May 20, 2026 |
| Maximiliane C. Straub | Director | 51,975 | 0.10% | May 18, 2026 |
| Sandeep Nayyar | Director | 25,417 | 0.05% | May 13, 2026 |
| Penny Herscher | Director | 32,158 | 0.06% | Feb 10, 2026 |
| Mark D. Papermaster | Director | 34,816 | 0.07% | Feb 10, 2026 |
| Mary G. Puma | Director | 25,398 | 0.05% | Feb 10, 2026 |
| Bryan Ingram | Director | 52,495 | 0.10% | Feb 11, 2025 |
| Min Yong Ha | Director | – | – | Dec 23, 2024 |
| AI Infra LLC Astra | 10% owner | – | – | Dec 23, 2024 |
| Telecom Co Ltd Sk | 10% owner | – | – | Dec 23, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Anne Kuykendall SVP and Chief Legal Officer | Aug 24, 2026 | Sale(10b5-1 plan) | −3,300 | $50.73 | $167.41K | 113,094 |
| Anne Kuykendall SVP and Chief Legal Officer | Aug 24, 2026 | Sale(10b5-1 plan) | −100 | $51.34 | $5.13K | 112,994 |
| Anne Kuykendall SVP and Chief Legal Officer | Aug 24, 2026 | Sale(10b5-1 plan) | −600 | $49.62 | $29.77K | 116,394 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Jul 23, 2026 | Sale(10b5-1 plan) | −1,327 | $57.47 | $76.26K | 63,056 |
| Anne Kuykendall SVP and Chief Legal Officer | Jul 22, 2026 | Sale(10b5-1 plan) | −739 | $56.12 | $41.47K | 116,994 |
| Aaron Michael Johnson Interim CFO | Jul 20, 2026 | Tax withholding | −896 | $60.41 | $54.13K | 31,882 |
| Anthony George Frey SVP and Chief Revenue Officer | Jul 20, 2026 | Tax withholding | −532 | $60.41 | $32.14K | 75,557 |
| Anne Kuykendall SVP and Chief Legal Officer | Jul 20, 2026 | Tax withholding | −3,061 | $60.41 | $184.92K | 117,733 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Jul 20, 2026 | Tax withholding | −2,042 | $60.41 | $123.36K | 64,383 |
| Anne Kuykendall SVP and Chief Legal Officer | Jun 15, 2026 | Sale(10b5-1 plan) | −200 | $62.51 | $12.50K | 124,594 |
| Anne Kuykendall SVP and Chief Legal Officer | Jun 15, 2026 | Sale(10b5-1 plan) | −100 | $65.63 | $6.56K | 120,794 |
| Anne Kuykendall SVP and Chief Legal Officer | Jun 15, 2026 | Sale(10b5-1 plan) | −2,104 | $64.16 | $134.99K | 122,490 |
| Anne Kuykendall SVP and Chief Legal Officer | Jun 15, 2026 | Sale(10b5-1 plan) | −1,596 | $64.82 | $103.45K | 120,894 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Jun 1, 2026 | Sale(10b5-1 plan) | −1,439 | $58.50 | $84.18K | 72,337 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Jun 1, 2026 | Sale(10b5-1 plan) | −900 | $57.73 | $51.96K | 73,776 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Jun 1, 2026 | Sale(10b5-1 plan) | −1,100 | $56.54 | $62.19K | 74,676 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Jun 1, 2026 | Sale(10b5-1 plan) | −1,000 | $55.53 | $55.53K | 75,776 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Jun 1, 2026 | Sale(10b5-1 plan) | −1,300 | $60.76 | $78.99K | 66,425 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Jun 1, 2026 | Sale(10b5-1 plan) | −4,612 | $59.97 | $276.58K | 67,725 |
| Anne Kuykendall SVP and Chief Legal Officer | May 26, 2026 | Sale(10b5-1 plan) | −2,100 | $54.98 | $115.46K | 124,794 |
| Anne Kuykendall SVP and Chief Legal Officer | May 26, 2026 | Sale(10b5-1 plan) | −1,600 | $54.11 | $86.58K | 126,894 |
| Anne Kuykendall SVP and Chief Legal Officer | May 26, 2026 | Sale(10b5-1 plan) | −300 | $52.58 | $15.77K | 128,494 |
| David W. Heard Director | May 18, 2026 | Award | +4,485 | – | – | 4,485 |
| Maximiliane C. Straub Director | May 14, 2026 | Sale | −3,000 | $49.00 | $147.00K | 51,975 |
| Sandeep Nayyar Director | May 12, 2026 | Sale | −7,107 | $43.48 | $309.01K | 25,417 |
| Maximiliane C. Straub Director | May 12, 2026 | Sale | −4,000 | $44.34 | $177.36K | 54,975 |
| Sandeep Nayyar Director | May 11, 2026 | Sale | −12,893 | $45.09 | $581.35K | 32,524 |
| Maximiliane C. Straub Director | May 11, 2026 | Sale | −8,000 | $45.00 | $360.00K | 58,975 |
| Joseph Gates Clark SVP and Pres, Optimized LED | May 8, 2026 | Sale(10b5-1 plan) | −5,000 | $39.99 | $199.95K | 76,776 |
| Joseph Gates Clark SVP and Pres, Optimized LED | May 5, 2026 | Sale(10b5-1 plan) | −5,000 | $34.75 | $173.75K | 81,776 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Apr 24, 2026 | Sale(10b5-1 plan) | −5,000 | $29.75 | $148.75K | 86,776 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Apr 23, 2026 | Sale(10b5-1 plan) | −1,485 | $27.62 | $41.02K | 91,776 |
| Anne Kuykendall SVP and Chief Legal Officer | Apr 22, 2026 | Sale(10b5-1 plan) | −738 | $27.92 | $20.60K | 128,794 |
| Nathan Olmstead SVP and CFO | Apr 20, 2026 | Tax withholding | −2,605 | $26.74 | $69.66K | 101,233 |
| Anne Kuykendall SVP and Chief Legal Officer | Apr 20, 2026 | Tax withholding | −3,062 | $26.74 | $81.88K | 129,532 |
| Anthony George Frey SVP and Chief Revenue Officer | Apr 20, 2026 | Tax withholding | −532 | $26.74 | $14.23K | 76,089 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Apr 20, 2026 | Tax withholding | −2,288 | $26.74 | $61.18K | 93,261 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Apr 16, 2026 | Sale(10b5-1 plan) | −5,000 | $26.82 | $134.10K | 95,549 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Apr 9, 2026 | Sale(10b5-1 plan) | −12,546 | $22.55 | $282.91K | 99,726 |
| Anne Kuykendall SVP and Chief Legal Officer | Mar 16, 2026 | Sale(10b5-1 plan) | −4,000 | $17.75 | $71.00K | 131,352 |
| Anne Kuykendall SVP and Chief Legal Officer | Feb 25, 2026 | Sale(10b5-1 plan) | −4,000 | $20.80 | $83.20K | 135,352 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Feb 24, 2026 | Sale(10b5-1 plan) | −10,046 | $20.07 | $201.62K | 112,272 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Feb 10, 2026 | Sale(10b5-1 plan) | −1,346 | $19.03 | $25.61K | 122,318 |
| Mary G. Puma Director | Feb 6, 2026 | Award | +10,034 | – | – | 25,398 |
| Penny Herscher Director | Feb 6, 2026 | Award | +10,034 | – | – | 27,574 |
| Mark D. Papermaster Director | Feb 6, 2026 | Award | +10,034 | – | – | 34,816 |
| Sandeep Nayyar Director | Feb 6, 2026 | Award | +10,034 | – | – | 45,417 |
| Maximiliane C. Straub Director | Feb 6, 2026 | Award | +10,034 | – | – | 66,975 |
| Kashif Shaikh President and CEO, Director | Feb 2, 2026 | Award | +137,898 | – | – | 376,086 |
| Kashif Shaikh President and CEO, Director | Feb 2, 2026 | Award | +238,188 | – | – | 238,188 |
| Nathan Olmstead SVP and CFO | Jan 20, 2026 | Tax withholding | −2,988 | $19.96 | $59.64K | 103,838 |
| Mark Adams President and CEO, Director | Jan 20, 2026 | Tax withholding | −12,513 | $19.96 | $249.76K | 963,183 |
| Anthony George Frey SVP and Chief Revenue Officer | Jan 20, 2026 | Tax withholding | −610 | $19.96 | $12.18K | 74,954 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Jan 20, 2026 | Tax withholding | −2,564 | $19.96 | $51.18K | 123,664 |
| Anne Kuykendall SVP and Chief Legal Officer | Jan 20, 2026 | Tax withholding | −3,379 | $19.96 | $67.44K | 139,352 |
| Nathan Olmstead SVP and CFO | Nov 11, 2025 | Award | +9,684 | – | – | 106,826 |
| Mark Adams President and CEO, Director | Oct 20, 2025 | Tax withholding | −11,419 | $21.74 | $248.25K | 975,696 |
| Joseph Gates Clark SVP and Pres, Optimized LED | Oct 20, 2025 | Tax withholding | −1,890 | $21.74 | $41.09K | 126,228 |
| Nathan Olmstead SVP and CFO | Oct 20, 2025 | Tax withholding | −1,937 | $21.74 | $42.11K | 97,142 |
| Anne Kuykendall SVP and Chief Legal Officer | Oct 20, 2025 | Tax withholding | −2,639 | $21.74 | $57.37K | 142,731 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Clark Joseph Officer | Jul 23, 2026 | 1,327 | $78.56K | Jul 23, 2026 | Restricted Stock Units |
| Kuykendall Anne Officer | Jul 22, 2026 | 4,739 | $275.34K | Jul 22, 2026 | Restricted Stock Units |
| Clark Joseph Officer | Jun 1, 2026 | 10,351 | $577.90K | Jun 1, 2026 | Performance Stock Units |
| And B. Nayyar Rev Living Trust Nayyar Director | May 12, 2026 | 7,107 | $309.01K | May 12, 2026 | Restricted stock vesting under a registered plan |
| And B. Nayyar Rev Living Trust Nayyar Director | May 11, 2026 | 12,893 | $581.33K | May 11, 2026 | Restricted stock vesting under a registered plan |
| Clark Joseph Officer | May 8, 2026 | 4,649 | $181.22K | May 8, 2026 | Restricted Stock Units |
| Clark Joseph Officer | Apr 23, 2026 | 11,836 | $326.44K | Apr 23, 2026 | Restricted Stock Units |
| Kuykendall Anne Officer | Apr 22, 2026 | 8,738 | $243.96K | Apr 22, 2026 | Restricted Stock Units |
| Clark Joseph Officer | Apr 16, 2026 | 5,000 | $132.50K | Apr 16, 2026 | Restricted Stock Units |
| Clark Joseph Officer | Apr 9, 2026 | 12,546 | $277.52K | Apr 9, 2026 | Restricted Stock Units |
| Kuykendall Anne Officer | Feb 25, 2026 | 8,000 | $161.84K | Feb 25, 2026 | Restricted Stock Units |
| Clark Joseph Officer | Feb 24, 2026 | 10,046 | $193.39K | Feb 24, 2026 | Performance Stock Units |
| Clark Joseph Officer | Feb 10, 2026 | 1,346 | $25.57K | Feb 10, 2026 | Restricted Stock Units |
| A. Pacheco Jack Officer | Jul 21, 2025 | 63,447 | $1.55M | Jul 21, 2025 | Exercise of Stock Options |
| Penny Herscher Director | Jul 15, 2025 | 2,728 | $69.35K | Jul 15, 2025 | Stock Award |