PCMNYSEFiscal year ends June 30
PCM FUND, INC.
$4.91+0.01 (+0.20%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
2M
Shares held, 13F filers
Institutional holders
31
7 new, 3 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PCM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Rivernorth Capital Management, LLC | 512,236 | – | $2.86M | +32,732 | 0.14% |
| LPL Financial LLC | 348,132 | – | $1.94M | +38,630 | 0.00% |
| Guggenheim Capital LLC | 261,006 | – | $1.46M | −14,250 | 0.01% |
| Cambridge Investment Research Advisors, Inc. | 127,094 | – | $710 | +63,724 | 0.00% |
| Sovran Advisors, LLC | 69,868 | – | $389.86K | −988 | 0.03% |
| NewEdge Advisors, LLC | 66,750 | – | $372.47K | −11,845 | 0.00% |
| Concord Investment Counsel Inc. | 64,246 | – | $358.49K | +7,531 | 0.10% |
| Arlington Capital Management, Inc. | 62,070 | – | $346.35K | +4,582 | 0.22% |
| Landscape Capital Management, L.L.C. | 57,702 | – | $321.98K | −12,431 | 0.02% |
| Kestra Advisory Services, LLC | 35,832 | – | $199.94K | +10 | 0.00% |
| Physician Wealth Advisors, Inc. | 27,330 | – | $152.50K | – | 0.02% |
| Horizon Kinetics Asset Management LLC | 24,532 | – | $136.89K | – | 0.00% |
| Morgan Stanley | 24,523 | – | $136.84K | +5,973 | 0.00% |
| Osaic Holdings, Inc. | 23,350 | – | $130.29K | −1,268 | 0.00% |
| Raymond James Financial Inc | 19,120 | – | $106.69K | −13 | 0.00% |
| Citadel Advisors LLC | 18,690 | – | $104.29K | New | 0.00% |
| Commonwealth Equity Services, LLC | 18,075 | – | $100.86K | +496 | 0.00% |
| Scotia Capital Inc. | 14,676 | – | $81.89K | +48 | 0.00% |
| Logan Stone Capital, LLC | 13,732 | – | $76.63K | New | 0.02% |
| Hrt Financial LP | 13,694 | – | $76 | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 31 | 2M | 7 / 9 | 8 / 3 | 0M | 0M |
| Q1 2026 | 27 | 2M | 3 / 10 | 8 / 6 | 0M | 0M |
| Q4 2025 | 30 | 2M | 9 / 9 | 6 / 3 | 1M | 0M |
| Q3 2025 | 25 | 1M | 7 / 7 | 8 / 5 | 0M | 0M |
| Q2 2025 | 23 | 1M | 4 / 9 | 6 / 3 | 0M | 0M |
| Q1 2025 | 22 | 1M | 3 / 8 | 6 / 2 | 0M | 0M |
| Q4 2024 | 21 | 1M | 4 / 5 | 7 / 2 | 0M | 0M |
| Q3 2024 | 20 | 1M | 2 / 6 | 10 / 6 | 0M | 0M |
| Q2 2024 | 24 | 1M | 5 / 5 | 6 / 3 | 0M | 0M |
| Q1 2024 | 23 | 1M | 5 / 7 | 6 / 5 | 0M | 0M |
| Q4 2023 | 24 | 1M | 4 / 9 | 6 / 5 | 0M | 0M |
| Q3 2023 | 25 | 1M | 3 / 9 | 5 / 2 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Eric David Johnson | PRESIDENT | – | Jul 8, 2026 |
| Russel Davenport | ASSISTANT TREASURER | – | Jul 8, 2026 |
| Paul Vitale | ASSISTANT TREASURER | – | Jul 8, 2026 |
| Morgan Willard | ASSISTANT SECRETARY | – | Jul 8, 2026 |
| Myung Shin | ASSISTANT SECRETARY | – | Jul 8, 2026 |
| Sonia E. Bui | Assistant Secretary | – | Apr 3, 2025 |
| Sonya Morris | Director | – | Sep 26, 2025 |
| Mark D. Michel | Director | – | Sep 25, 2025 |
| David C. Flattum | Director | 0 | Dec 10, 2024 |
| Stephen Koon Bong Chang | – | – | Feb 2, 2026 |
| Mohit Mittal | – | – | Jan 30, 2026 |
| Jason William Mandinach | – | – | Jan 30, 2026 |
| Kristofer Kraus | – | – | Jan 31, 2025 |
| Benjamin Ferguson | – | – | Jan 31, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Sarah E. Cogan Director | Jan 9, 2020 | Buy | +1,000 | $11.67 | $11.67K | 1,000 |
| Alan Rappaport Director | Feb 21, 2019 | Buy | +1,000 | $10.69 | $10.69K | 1,000 |
| Daniel J. Ivascyn – | Feb 10, 2017 | Other | −91,519 | – | – | 91,519 |
| Bradford K. Gallagher Director | Jan 27, 2015 | Buy | +4,800 | $10.60 | $50.88K | 4,800 |
| William H. Gross – | Sep 10, 2013 | Buy | +10,636 | $11.35 | $120.72K | 25,618 |
| William H. Gross – | Sep 9, 2013 | Buy | +11,382 | $11.29 | $128.50K | 14,982 |
| William H. Gross – | Aug 13, 2013 | Buy | +6,233 | $11.41 | $71.12K | 6,233 |
| William H. Gross – | Aug 13, 2013 | Buy | +6,233 | $11.41 | $71.12K | 6,233 |
| William H. Gross – | Aug 13, 2013 | Buy | +6,234 | $11.41 | $71.13K | 6,234 |
| Brent R. Harris – | Jan 6, 2012 | Sale | −1,939 | $10.91 | $21.15K | 0 |
| Daniel J. Ivascyn – | Aug 9, 2011 | Buy | +3,700 | $10.19 | $37.70K | 88,105 |
| Daniel J. Ivascyn – | Aug 9, 2011 | Buy | +2,400 | $10.12 | $24.29K | 103,124 |
| Daniel J. Ivascyn – | Aug 9, 2011 | Buy | +900 | $10.20 | $9.18K | 84,405 |
| Daniel J. Ivascyn – | May 20, 2010 | Buy | +800 | $9.00 | $7.20K | 83,505 |
| Daniel J. Ivascyn – | May 20, 2010 | Buy | +200 | $8.99 | $1.80K | 55,022 |
| Daniel J. Ivascyn – | May 20, 2010 | Buy | +2,500 | $8.94 | $22.35K | 57,522 |
| Daniel J. Ivascyn – | May 20, 2010 | Buy | +1,100 | $8.97 | $9.87K | 58,622 |
| Daniel J. Ivascyn – | May 20, 2010 | Buy | +3,932 | $8.99 | $35.35K | 62,554 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +200 | $9.72 | $1.94K | 54,822 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +500 | $9.60 | $4.80K | 42,200 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +100 | $9.62 | $962 | 42,300 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +1,300 | $9.79 | $12.73K | 41,700 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +6,600 | $9.68 | $63.89K | 48,900 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +3,800 | $9.75 | $37.05K | 40,400 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +2,000 | $9.73 | $19.46K | 36,600 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +200 | $9.72 | $1.94K | 53,000 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +2,900 | $9.74 | $28.25K | 51,800 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +100 | $9.76 | $976 | 51,900 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +9,700 | $9.70 | $94.09K | 34,600 |
| Daniel J. Ivascyn – | Mar 24, 2008 | Buy | +900 | $9.77 | $8.79K | 52,800 |
| William J. Popejoy Director | Sep 7, 2007 | Buy | +4,019 | $10.86 | $43.65K | 9,296 |
| William J. Popejoy Director | Sep 7, 2007 | Buy | +1,004 | $10.88 | $10.92K | 10,300 |
| William J. Popejoy Director | Sep 7, 2007 | Buy | +2,677 | $10.80 | $28.91K | 3,677 |
| William J. Popejoy Director | Sep 7, 2007 | Buy | +1,600 | $10.84 | $17.34K | 5,277 |
| William J. Popejoy Director | Apr 12, 2007 | Buy | +1,000 | $12.20 | $12.20K | 1,000 |
| William J. Popejoy Director | Apr 12, 2007 | Buy | +2,500 | $12.19 | $30.48K | 2,500 |
| William J. Popejoy Director | Apr 12, 2007 | Buy | +2,500 | $12.18 | $30.45K | 2,500 |
| William J. Popejoy Director | Apr 12, 2007 | Buy | +2,500 | $12.15 | $30.38K | 2,500 |
| J. Michael Hagan Director | Mar 8, 2007 | Buy | +500 | $12.00 | $6.00K | 500 |
| J. Michael Hagan Director | Mar 8, 2007 | Buy | +400 | $12.00 | $4.80K | 900 |
| Daniel J. Ivascyn – | Mar 7, 2007 | Buy | +100 | $11.85 | $1.19K | 100 |
| Daniel J. Ivascyn – | Mar 7, 2007 | Buy | +10,000 | $11.86 | $118.60K | 10,100 |
| Daniel J. Ivascyn – | Mar 7, 2007 | Buy | +14,800 | $11.90 | $176.12K | 24,900 |
| R. Wesley Burns Director | Mar 7, 2007 | Buy | +1,300 | $12.00 | $15.60K | 3,800 |
| R. Wesley Burns Director | Mar 7, 2007 | Buy | +6,200 | $12.02 | $74.52K | 10,000 |
| William H. Gross – | Jul 24, 2006 | Sale | −55 | $13.69 | $753 | 153,676 |
| William C. Powers Senior Vice President | Mar 29, 2006 | Sale | −750 | $14.00 | $10.50K | 0 |
| William C. Powers Senior Vice President | Mar 29, 2006 | Sale | −1,750 | $13.96 | $24.43K | 750 |
| E. Phillip Cannon Director | Feb 28, 2006 | Buy | +1,500 | $14.00 | $21.00K | 1,500 |
| Brent R. Harris Director | May 19, 2004 | Buy | +2,500 | $12.00 | $30.00K | 2,500 |
| William H. Gross – | Sep 27, 2002 | Gift | −148,631 | – | – | 148,631 |
| Brent R. Harris Director | Jun 19, 2002 | Sale | −11,200 | $14.89 | $166.77K | 1,571 |
| Brent R. Harris Director | Jun 17, 2002 | Sale | −400 | $15.05 | $6.02K | 400 |
| Brent R. Harris Director | Jun 17, 2002 | Sale | −600 | $15.14 | $9.08K | 600 |
| William S. Thompson – | May 30, 2002 | Buy | +3,300 | $14.72 | $48.58K | 0 |
| William S. Thompson – | May 29, 2002 | Buy | +5,800 | $14.61 | $84.74K | 5,800 |
| William S. Thompson – | May 28, 2002 | Buy | +1,070 | $14.61 | $15.63K | 1,070 |
| William S. Thompson – | Aug 24, 2001 | Buy | +18,047 | $14.03 | $253.20K | 18,047 |
| R. Wesley Burns Director | Mar 12, 2001 | Buy | +2,500 | $12.91 | $32.28K | 10,000 |
| R. Wesley Burns Director | Jul 20, 2000 | Sale | −8,000 | $12.75 | $102.00K | 8,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.