PAVMNasdaqSurgical & Medical Instruments & ApparatusFiscal year ends December 31
PAVmed Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 13, 2026
$2.25−0.16 (-6.64%)
Close on Oct 19, 2026
- Market cap
- $14.11M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
11.7%
1M of 8M shares
Institutional holders
20
5 new, 4 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Dana Carrera | 974,246 | 15.30% | 13G (passive) amendment | Mar 27, 2026 |
| Ayrton Capital LLC | 709,069 | 9.99% | 13G (passive) amendment | Mar 31, 2026 |
| Nagelberg David S | 699,778 | 8.80% | 13G (passive) amendment | Jun 30, 2026 |
| Two Seas Capital LP | 657,219 | 9.99% | 13G (passive) | Mar 31, 2026 |
| First Manhattan Co. LLC. | 639,191 | 9.60% | 13G (passive) | Mar 31, 2026 |
| Matthew Sirovich | 637,670 | 9.90% | 13G (passive) | Mar 27, 2026 |
| Anthony Dubreville | 606,259 | 5.50% | 13G (passive) | Aug 30, 2024 |
| Craig Kallman 2015 Living Trust | 384,616 | 6.00% | 13G (passive) | Mar 27, 2026 |
| Aklog Lishan | 369,068 | 5.10% | 13D (active) | Apr 2, 2026 |
| Dols Scott V. | 346,155 | 5.40% | 13G (passive) | Mar 27, 2026 |
| Tasso Partners, LLC | 2,574,350 | 18.90% | 13G (passive) | Feb 21, 2025 |
| Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B | 1,226,316 | 9.90% | 13G (passive) amendment | Dec 31, 2024 |
| Sargent Investment Group, LLC | 1,006,300 | 5.80% | 13G (passive) | Jul 1, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PAVM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Two Seas Capital LP | 461,539 | 5.77% | $2.74M | – | 0.05% |
| First Manhattan Co. LLC. | 332,911 | 4.16% | $1.98M | +309,106 | 0.01% |
| Vanguard Capital Management LLC | 61,604 | 0.77% | $365.93K | +55,687 | 0.00% |
| Geode Capital Management, LLC | 36,678 | 0.46% | $217.87K | +24,901 | 0.00% |
| Vanguard Fiduciary Trust Co | 25,605 | 0.32% | $152.09K | +20,176 | 0.00% |
| BlackRock, Inc. | 17,092 | 0.21% | $101.53K | +14,676 | 0.00% |
| Morgan Stanley | 163 | 0.00% | $968 | −2 | 0.00% |
| Barclays PLC | 75 | 0.00% | $446 | New | 0.00% |
| SBI Securities Co., Ltd. | 67 | 0.00% | $398 | – | 0.00% |
| UBS Group AG | 57 | 0.00% | $339 | −18 | 0.00% |
| Wells Fargo & Company/Mn | 45 | 0.00% | $267 | – | 0.00% |
| Integrated Wealth Concepts LLC | 13 | 0.00% | $78 | New | 0.00% |
| Allworth Financial LP | 5 | 0.00% | $30 | −1 | 0.00% |
| Osaic Holdings, Inc. | 4 | 0.00% | $21 | – | 0.00% |
| Federation des caisses Desjardins du Quebec | 4 | 0.00% | $23 | New | 0.00% |
| Steward Partners Investment Advisory, LLC | 2 | 0.00% | $12 | +1 | 0.00% |
| Caitong International Asset Management Co., Ltd | 1 | 0.00% | $6 | New | 0.00% |
| Jones Financial Companies Lllp | 1 | 0.00% | $5 | – | 0.00% |
| Royal Bank of Canada | 1 | 0.00% | $0 | New | 0.00% |
| Bnp Paribas Arbitrage, Snc | 1 | 0.00% | $6 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 20 | 1M | 11.7% | 5 / 6 | 3 / 4 | 0M | 0M |
| Q1 2026 | 20 | 1M | 6.4% | 18 / 0 | 2 / 1 | 1M | 0M |
| Q4 2025 | 3 | 0M | 0.8% | 3 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PAVM | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 57,879 | 0.72% | $343.80K | 0.00% | Jun 30, 2026 |
| iShares Micro-Cap ETF | 13,795 | 0.17% | $81.94K | 0.01% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 6,189 | 0.08% | $38.25K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 1,217 | 0.02% | $7.52K | 0.00% | May 31, 2026 |
| 1290 VT Micro Cap Portfolio | 881 | 0.01% | $5.23K | 0.00% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 262 | 0.00% | $1.62K | 0.00% | May 31, 2026 |
| Total Stock Market Index Trust | 226 | 0.00% | $1.34K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Lishan Aklog | Chairman and CEO, Director | 367,573 | 4.60% | Apr 3, 2026 |
| Victoria Tou-ho Lee | Chief Medical Officer | 1,666 | 0.02% | Apr 13, 2026 |
| Dennis M. McGrath | President and CFO | 196,195 | 2.45% | Apr 3, 2026 |
| Shaun O'Neil | Chief Operating Officer | 115,598 | 1.45% | Apr 3, 2026 |
| Michael Adam Gordon | General Counsel | 115,000 | 1.44% | Apr 3, 2026 |
| Michael J. Glennon | Director | 21,653 | 0.27% | Apr 3, 2026 |
| Debra White | Director | 21,097 | 0.26% | Apr 3, 2026 |
| Timothy E. Baxter | Director | 21,097 | 0.26% | Apr 3, 2026 |
| Ronald M. Sparks | Director | 21,097 | 0.26% | Apr 3, 2026 |
| Sundeep Agrawal | Director | 19,337 | 0.24% | Apr 3, 2026 |
| Tasso Partners, LLC | 10% owner | 912,996 | 11.42% | Apr 6, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Victoria Tou-ho Lee Chief Medical Officer | Apr 2, 2026 | Award | +70,000 | – | – | 71,666 |
| Sundeep Agrawal Director | Apr 2, 2026 | Award | +13,930 | – | – | 19,337 |
| Dennis M. McGrath President and CFO | Apr 2, 2026 | Award | +180,000 | – | – | 186,695 |
| Shaun O'Neil Chief Operating Officer | Apr 2, 2026 | Award | +110,000 | – | – | 115,598 |
| Timothy E. Baxter Director | Apr 2, 2026 | Award | +13,930 | – | – | 21,097 |
| Ronald M. Sparks Director | Apr 2, 2026 | Award | +13,930 | – | – | 21,097 |
| Michael J. Glennon Director | Apr 2, 2026 | Award | +13,930 | – | – | 21,653 |
| Michael Adam Gordon General Counsel | Apr 2, 2026 | Award | +110,000 | – | – | 115,000 |
| Debra White Director | Apr 2, 2026 | Award | +13,930 | – | – | 21,097 |
| Lishan Aklog Chairman and CEO, Director | Apr 2, 2026 | Award | +350,000 | – | – | 357,614 |
| Debra White Director | Sep 30, 2025 | Award | +150,000 | – | – | 215,000 |
| Lishan Aklog Chairman and CEO, Director | Sep 30, 2025 | Award | +150,000 | – | – | 228,418 |
| Sundeep Agrawal Director | Sep 30, 2025 | Award | +150,000 | – | – | 162,195 |
| Michael Adam Gordon General Counsel | Sep 30, 2025 | Award | +150,000 | – | – | 150,000 |
| Dennis M. McGrath President and CFO | Sep 30, 2025 | Award | +150,000 | – | – | 200,834 |
| Shaun O'Neil Chief Operating Officer | Sep 30, 2025 | Award | +150,000 | – | – | 167,933 |
| Timothy E. Baxter Director | Sep 30, 2025 | Award | +150,000 | – | – | 215,000 |
| Michael J. Glennon Director | Sep 30, 2025 | Award | +150,000 | – | – | 231,667 |
| Ronald M. Sparks Director | Sep 30, 2025 | Award | +150,000 | – | – | 215,000 |
| James L. Cox Director | Feb 22, 2024 | Award | +65,000 | – | – | 65,000 |
| Debra White Director | Feb 22, 2024 | Award | +65,000 | – | – | 65,000 |
| Joan B. Harvey Director | Feb 22, 2024 | Award | +65,000 | – | – | 65,000 |
| Ronald M. Sparks Director | Feb 22, 2024 | Award | +65,000 | – | – | 65,000 |
| Michael J. Glennon Director | Feb 22, 2024 | Award | +65,000 | – | – | 315,000 |
| Timothy E. Baxter Director | Feb 22, 2024 | Award | +65,000 | – | – | 65,000 |
| Michael J. Glennon Director | Dec 7, 2022 | Buy | +100,000 | $0.62 | $62.00K | 250,000 |
| Michael J. Glennon Director | Dec 6, 2022 | Buy | +88,000 | $0.64 | $56.32K | 150,000 |
| Michael J. Glennon Director | Dec 5, 2022 | Buy | +62,000 | $0.69 | $42.78K | 62,000 |
| Shaun O'Neil Chief Operating Officer | May 4, 2022 | Tax withholding | −25,935 | $1.38 | $35.79K | 265,469 |
| Lishan Aklog Chairman and CEO, Director | Mar 28, 2022 | Tax withholding | −79,636 | $1.18 | $93.97K | 176,277 |
| Dennis M. McGrath President & CFO | Mar 28, 2022 | Tax withholding | −199,973 | $1.18 | $235.97K | 755,489 |
| Shaun O'Neil Chief Operating Officer | Feb 22, 2022 | Tax withholding | −75,000 | $2.43 | $182.25K | 150,000 |
| Dennis M. McGrath President & CFO | Apr 1, 2021 | Award | +150,000 | – | – | 955,462 |
| Lishan Aklog Chairman and CEO, Director, 10% owner | Apr 1, 2021 | Award | +150,000 | – | – | 1,255,913 |
| Lishan Aklog Chairman and CEO, Director, 10% owner | Mar 18, 2021 | Buy | +7,500 | $4.31 | $32.32K | 1,105,913 |
| Matthew Sirovich 10% owner | Nov 25, 2020 | Sale | −33,203 | $1.96 | $65.08K | 1,027,744 |
| Matthew Sirovich 10% owner | Nov 24, 2020 | Sale | −53,036 | $2.00 | $106.07K | 1,060,947 |
| Matthew Sirovich 10% owner | Nov 19, 2020 | Sale | −75,211 | $1.83 | $137.64K | 1,113,983 |
| Matthew Sirovich 10% owner | Nov 18, 2020 | Sale | −24,789 | $1.78 | $44.12K | 1,189,194 |
| Matthew Sirovich 10% owner | May 29, 2020 | Sale | −131,082 | $1.98 | $259.54K | 1,213,983 |
| Matthew Sirovich 10% owner | May 28, 2020 | Sale | −69,839 | $2.06 | $143.87K | 1,345,065 |
| Lishan Aklog Chairman and CEO, Director, 10% owner | Apr 30, 2020 | Award | +250,000 | – | – | 1,098,413 |
| Dennis M. McGrath President & CFO | Apr 30, 2020 | Award | +250,000 | – | – | 791,704 |
| Matthew Sirovich 10% owner | Jan 30, 2020 | Option exercise | +1,199,383 | $0.01 | $11.99K | 1,938,297 |
| Dennis M. McGrath President & CFO | May 24, 2019 | Buy | +5,000 | $1.09 | $5.45K | 529,000 |
| Lishan Aklog Chairman and CEO, Director, 10% owner | May 23, 2019 | Buy | +30,000 | $1.10 | $33.00K | 848,413 |
| Lishan Aklog Chairman and CEO, Director, 10% owner | Mar 15, 2019 | Award | +200,000 | – | – | 818,413 |
| Dennis M. McGrath EVP & CFO | Mar 15, 2019 | Award | +500,000 | – | – | 524,000 |
| Matthew Sirovich 10% owner | Dec 27, 2018 | Other | +272,400 | – | – | 738,914 |
| Matthew Sirovich 10% owner | Dec 27, 2018 | Other | +60,000 | – | – | 792,000 |
| Lishan Aklog Chairman and CEO, Director, 10% owner | Aug 28, 2018 | Buy | +30,000 | $1.18 | $35.40K | 618,413 |
| Dennis M. McGrath EVP & CFO | Jun 12, 2018 | Option exercise | +12,000 | – | – | 24,000 |
| Lishan Aklog Chairman and CEO, Director, 10% owner | Jun 12, 2018 | Option exercise | +1,018 | – | – | 2,303 |
| Lishan Aklog Chairman and CEO, Director, 10% owner | Jun 12, 2018 | Option exercise | +980 | – | – | 2,280 |
| Ira Scott Greenspan 10% owner | Jun 8, 2018 | Sale | −18,300 | $1.04 | $19.03K | 421,691 |
| Ira Scott Greenspan 10% owner | Jun 1, 2018 | Sale | −532,255 | $0.97 | $516.29K | 439,991 |
| Lishan Aklog Chairman and CEO, Director, 10% owner | Feb 2, 2018 | Gift | −34,153 | – | – | 588,413 |
| Venture Partners LLC Pavilion 10% owner | Dec 22, 2017 | Gift | −150,000 | – | – | 622,566 |
| Venture Partners LLC Pavilion 10% owner | Dec 21, 2017 | Other | +1,936,038 | – | – | 4,456,570 |
| Venture Partners LLC Pavilion 10% owner | Dec 21, 2017 | Other | −5,646,562 | – | – | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| L. Cox James Director, Former Board Member, Resigned on Sept 6, 2024 | Dec 12, 2024 | 9,469 | $7.38K | Dec 12, 2024 | Compensation for Past Services |
| L. Cox James Director, Former Board Member, Resigned on Sept 6, 2024 | Dec 9, 2024 | 38,095 | $32.74K | Dec 9, 2024 | Compensation for Past Services |
| L. Cox James Director, Former Board Member, Resigned on Sept 6, 2024 | Dec 6, 2024 | 15,600 | $15.63K | Dec 6, 2024 | Compensation for Past Services |
| L. Cox James Director, Former Board Member, Resigned on Sept 6, 2024 | Dec 5, 2024 | 1,836 | $1.85K | Dec 5, 2024 | Compensation for Past Services |