OXLCNasdaqFiscal year ends March 31Also trades as OXLCG, OXLCI, OXLCL, OXLCM, OXLCN, OXLCO, OXLCZ
Oxford Lane Capital Corp.
$7.54−0.37 (-4.68%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
18M
Shares held, 13F filers
Institutional holders
95
27 new, 15 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Leroy Scott Frantz | 400,000 | 5.01% | 13G (passive) amendment | Jun 1, 2026 |
| Thomas Philip Majewski | 1,676,658 | 20.05% | 13D (active) | May 1, 2026 |
| Eagle Point Credit Management LLC | 1,521,519 | 19.00% | 13G (passive) | Oct 7, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of OXLC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 3,840,792 | – | $33.65M | +272,427 | 0.00% |
| Polar Asset Management Partners Inc. | 2,350,000 | – | $20.59M | +350,000 | 0.34% |
| Kohlberg Kravis Roberts & Co. L.P. | 1,771,302 | – | $15.52M | −1,415,928 | 0.27% |
| Citadel Advisors LLC | 1,703,401 | – | $14.92M | +559,421 | 0.00% |
| Goldman Sachs Group Inc | 1,452,349 | – | $12.72M | +1,441,642 | 0.00% |
| Jain Global LLC | 1,017,585 | – | $8.91M | +951,335 | 0.04% |
| Blackstone Inc. | 910,000 | – | $7.97M | +235,000 | 0.02% |
| Barclays PLC | 850,002 | – | $7.45M | +311,586 | 0.00% |
| Eagle Point Credit Management LLC | 834,459 | – | $7.31M | – | 11.04% |
| Ares Management LLC | 268,564 | – | $2.35M | +9,872 | 0.10% |
| Freestone Capital Holdings, LLC | 211,424 | – | $1.85M | −9,955 | 0.05% |
| Alpine Global Management, LLC | 198,112 | – | $1.74M | −59,880 | 0.28% |
| J.W. Cole Advisors, Inc. | 167,521 | – | $1.47M | New | 0.03% |
| Virtus Investment Advisers, Inc. | 153,504 | – | $1.34M | −55,143 | 0.31% |
| Delphi Financial Group, Inc. | 145,030 | – | $1.27M | – | 0.63% |
| Susquehanna International Group, Llp | 110,333 | – | $966.52K | +1,833 | 0.00% |
| Wedbush Securities Inc | 96,234 | – | $843 | −36,895 | 0.02% |
| Osaic Holdings, Inc. | 91,451 | – | $801.11K | +21,712 | 0.00% |
| Founders Financial Alliance, LLC | 88,808 | – | $777.96K | −2,814 | 0.10% |
| LPL Financial LLC | 84,148 | – | $737.14K | −9,063 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 95 | 18M | 27 / 33 | 20 / 15 | 5M | 5M |
| Q1 2026 | 87 | 17M | 16 / 37 | 22 / 39 | 12M | 4M |
| Q4 2025 | 112 | 10M | 42 / 34 | 27 / 23 | 5M | 2M |
| Q3 2025 | 94 | 7M | 94 / 0 | 0 / 0 | 7M | 0M |
| Q1 2025 | 0 | 0M | 0 / 0 | 0 / 1 | 0M | 0M |
| Q4 2024 | 1 | 0M | 1 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of OXLC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Modern Capital Tactical Income Fund | 224,500 | – | $1.97M | 2.90% | Jun 30, 2026 |
| WisdomTree Private Credit and Alternative Income Fund | 186,631 | – | $1.86M | 3.62% | May 31, 2026 |
| Touchstone Funds Group Trust-Touchstone Ares Credit Opportunities Fund | 171,064 | – | $1.50M | 0.17% | Jun 30, 2026 |
| Virtus Private Credit Strategy ETF | 153,504 | – | $1.41M | 4.63% | Jul 31, 2026 |
| WisdomTree Private Credit and Alternative Income Digital Fund | 12,960 | – | $113.53K | 3.21% | Jun 30, 2026 |
| Militia Long/Short Equity ETF | -650,508 | – | -$6.49M | -1.77% | May 29, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Jonathan H. Cohen | Chief Executive Officer, Director | 7,824,728 | Dec 17, 2024 |
| Saul B. Rosenthal | President, Director | 7,789,887 | Dec 17, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Jonathan H. Cohen Chief Executive Officer, Director | Dec 17, 2024 | Buy | +2,960,000 | $5.08 | $15.04M | 7,824,728 |
| Saul B. Rosenthal President, Director | Dec 17, 2024 | Buy | +2,960,000 | $5.08 | $15.04M | 5,474,887 |
| Saul B. Rosenthal President, Director | May 28, 2024 | Buy | +2,315,000 | $5.40 | $12.50M | 2,315,000 |
| Saul B. Rosenthal President, Director | May 28, 2024 | Buy | +2,315,000 | $5.40 | $12.50M | 2,514,887 |
| Jonathan H. Cohen Chief Executive Officer, Director | May 28, 2024 | Buy | +4,630,000 | $5.40 | $25.00M | 4,864,728 |
| Mark Jeffrey Ashenfelter Director | Mar 10, 2023 | Buy | +6,000 | $5.18 | $31.08K | 30,000 |
| Reassurance Co Wilton 10% owner | Jul 14, 2021 | Sale | −9,675 | $26.30 | $254.45K | – |
| Reassurance Co Wilton 10% owner | Jul 13, 2021 | Sale | −431,225 | $26.20 | $11.30M | – |
| Reassurance Co Wilton 10% owner | Jul 9, 2021 | Sale | −2,400 | $26.20 | $62.88K | – |
| Point Credit Management LLC Eagle 10% owner | Jun 29, 2021 | Sale | −10,778 | $24.91 | $268.48K | 380,145 |
| Point Credit Management LLC Eagle 10% owner | Jun 29, 2021 | Sale | −3,543 | $25.15 | $89.11K | 213,543 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 28, 2021 | Sale | −9,917 | $25.14 | $249.31K | 226,536 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 28, 2021 | Sale | −14,657 | $24.94 | $365.55K | 401,923 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 25, 2021 | Sale | −16,931 | $25.15 | $425.81K | 236,453 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 25, 2021 | Sale | −13,624 | $25.01 | $340.74K | 416,580 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 24, 2021 | Sale | −9,635 | $25.17 | $242.51K | 253,384 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 24, 2021 | Sale | −47,834 | $25.02 | $1.20M | 430,204 |
| Thomas P. Majewski 10% owner | Jun 17, 2021 | Sale | −273,300 | $277578.00 | $75.86B | 332,759 |
| Thomas P. Majewski 10% owner | Jun 17, 2021 | Sale | −21,994 | $25.04 | $550.73K | 602,765 |
| Thomas P. Majewski 10% owner | Jun 17, 2021 | Sale | −13,800 | $24.95 | $344.31K | – |
| Thomas P. Majewski 10% owner | Jun 16, 2021 | Sale | −13,441 | $25.00 | $336.03K | – |
| Thomas P. Majewski 10% owner | Jun 16, 2021 | Sale | −7,392 | $25.12 | $185.69K | 616,565 |
| Thomas P. Majewski 10% owner | Jun 16, 2021 | Sale | −432,600 | $439814.00 | $190.26B | 354,753 |
| Thomas P. Majewski 10% owner | Jun 15, 2021 | Sale | −2,800 | $25.11 | $70.31K | – |
| Thomas P. Majewski 10% owner | Jun 15, 2021 | Sale | −4,521 | $25.21 | $113.97K | 630,006 |
| Thomas P. Majewski 10% owner | Jun 15, 2021 | Sale | −1,251,075 | $1273649.00 | $1.59T | 362,145 |
| Thomas P. Majewski 10% owner | Apr 19, 2021 | Sale | −300,400 | $302192.79 | $90.78B | 21,250,800 |
| Thomas P. Majewski 10% owner | Apr 16, 2021 | Sale | −1,147,500 | $1153118.16 | $1.32T | 21,551,200 |
| Thomas P. Majewski 10% owner | Apr 15, 2021 | Sale | −743,800 | $751310.38 | $558.82B | 22,698,700 |
| Thomas P. Majewski 10% owner | Apr 15, 2021 | Other | −1,544 | $25.00 | $38.60K | 0 |
| Leroy Scott Frantz 10% owner | Apr 15, 2021 | Other | −292,404 | $25.07 | $7.33M | 0 |
| Thomas P. Majewski 10% owner | Apr 12, 2021 | Sale | −175,000 | $177146.90 | $31.00B | 23,442,500 |
| Thomas P. Majewski 10% owner | Apr 9, 2021 | Sale | −168,375 | $170447.52 | $28.70B | 23,617,500 |
| Jonathan H. Cohen Chief Executive Officer, Director | Mar 18, 2020 | Buy | +24,728 | $2.29 | $56.63K | 234,728 |
| Saul B. Rosenthal President, Director | Mar 18, 2020 | Buy | +37,187 | $2.36 | $87.76K | 199,887 |
| Saul B. Rosenthal President, Director | Mar 13, 2020 | Buy | +1,700 | $5.05 | $8.59K | 162,700 |
| Bruce L. Rubin CFO, SEC, TREAS | Mar 12, 2020 | Other | −1,495 | $25.06 | $37.46K | 3,005 |
| Jonathan H. Cohen Chief Executive Officer, Director | Mar 12, 2020 | Other | −21,474 | $25.06 | $538.14K | 42,970 |
| Saul B. Rosenthal President, Director | Mar 12, 2020 | Buy | +31,000 | $5.00 | $155.00K | 161,000 |
| Saul B. Rosenthal President, Director | Mar 12, 2020 | Other | −14,011 | $25.06 | $351.12K | 28,211 |
| Leroy Scott Frantz 10% owner | Mar 12, 2020 | Other | −145,218 | $25.06 | $3.64M | 292,404 |
| Mark Jeffrey Ashenfelter Director | Feb 27, 2020 | Buy | +6,000 | $8.05 | $48.30K | 24,000 |
| John Stuart Reardon Director | Feb 13, 2020 | Buy | +3,000 | $9.30 | $27.90K | 6,000 |
| David S. Shin Director | Feb 7, 2020 | Buy | +3,000 | $9.32 | $27.96K | 5,728 |
| Leroy Scott Frantz 10% owner | Feb 6, 2020 | Buy | +400,000 | $25.00 | $10.00M | 400,000 |
| Saul B. Rosenthal President, Director | Nov 25, 2019 | Buy | +20,000 | $25.48 | $509.60K | 42,222 |
| Jonathan H. Cohen Chief Executive Officer, Director | Nov 25, 2019 | Buy | +20,000 | $25.48 | $509.60K | 64,444 |
| John Stuart Reardon Director | Aug 30, 2019 | Buy | +3,000 | $9.85 | $29.55K | 3,000 |
| Mark Jeffrey Ashenfelter Director | Dec 20, 2018 | Buy | +3,000 | $7.60 | $22.80K | 18,000 |
| David S. Shin Director | Feb 27, 2018 | Buy | +2,000 | $10.12 | $20.24K | 2,000 |
| Leroy Scott Frantz 10% owner | Aug 7, 2017 | Buy | −11,750 | $25.20 | $296.10K | 11,750 |
| Leroy Scott Frantz 10% owner | Jul 14, 2017 | Other | −200,000 | $25.07 | $5.01M | 0 |
| Saul B. Rosenthal President, Director | Jun 22, 2017 | Buy | +20,000 | $9.79 | $195.80K | 130,000 |
| Leroy Scott Frantz 10% owner | Jun 14, 2017 | Buy | +200,000 | $25.00 | $5.00M | 200,000 |
| Mark Jeffrey Ashenfelter Director | Aug 20, 2015 | Buy | +2,500 | $12.52 | $31.30K | 15,000 |
| Jonathan H. Cohen Chief Executive Officer | Mar 11, 2014 | Option exercise | +10,000 | $17.00 | $170.00K | 210,000 |
| Patrick Conroy CFO, CCO & Corp. Secretary | Mar 11, 2014 | Option exercise | +5,000 | $17.00 | $85.00K | 35,000 |
| Saul B. Rosenthal President, Director | Mar 11, 2014 | Option exercise | +10,000 | $17.00 | $170.00K | 110,000 |
| Mark Jeffrey Ashenfelter Director | Mar 7, 2014 | Buy | +2,500 | $17.00 | $42.50K | 12,500 |
| Mark Jeffrey Ashenfelter Director | Dec 19, 2013 | Buy | +1,000 | $17.00 | $17.00K | 10,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.