OPXSNasdaqOptical Instruments & LensesFiscal year ends September 28
Optex Systems Holdings Inc
Financials through Q3 FY2026, quarter ended Jun 28, 2026Last filing: 10-Q on Aug 11, 2026
$9.68−0.14 (-1.48%)
Close on Oct 19, 2026
- Market cap
- $67.10M
- P/E (TTM)
- 17.6
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
40.1%
3M of 7M shares
Institutional holders
38
7 new, 4 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 8 sales
Net sold $1.61M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Topline Capital Partners, LP | 806,063 | 11.80% | 13G (passive) amendment | Feb 12, 2024 |
| Wasatch Advisors LP | 634,671 | 9.10% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of OPXS | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Wasatch Advisors LP | 634,671 | 9.12% | $8.90M | +236,523 | 0.06% |
| Topline Capital Management, LLC | 449,363 | 6.46% | $6.30M | −130,000 | 1.63% |
| Punch & Associates Investment Management, Inc. | 339,740 | 4.88% | $4.77M | +16,265 | 0.24% |
| LPL Financial LLC | 225,007 | 3.23% | $3.16M | −30,865 | 0.00% |
| Vanguard Capital Management LLC | 218,622 | 3.14% | $3.07M | +19,817 | 0.00% |
| Archon Capital Management LLC | 196,124 | 2.82% | $2.75M | +538 | 1.12% |
| Meros Investment Management, LP | 95,312 | 1.37% | $1.34M | New | 0.42% |
| Geode Capital Management, LLC | 66,501 | 0.96% | $933.74K | +3,776 | 0.00% |
| Mink Brook Asset Management LLC | 62,284 | 0.89% | $873.85K | −2,555 | 0.39% |
| Marshall Wace, Llp | 51,518 | 0.74% | $722.80K | −47,458 | 0.00% |
| O'Shaughnessy Asset Management, LLC | 44,702 | 0.64% | $627.17K | −9,571 | 0.00% |
| BlackRock, Inc. | 40,920 | 0.59% | $574.11K | +5,414 | 0.00% |
| Ameriprise Financial Inc | 38,826 | 0.56% | $544.73K | −34,742 | 0.00% |
| Dimensional Fund Advisors LP | 36,749 | 0.53% | $515.30K | +8,131 | 0.00% |
| Vanguard Fiduciary Trust Co | 34,716 | 0.50% | $487.07K | +228 | 0.00% |
| Citadel Advisors LLC | 34,675 | 0.50% | $486.49K | +14,561 | 0.00% |
| Ritholtz Wealth Management | 31,114 | 0.45% | $436.53K | −9,269 | 0.01% |
| Pensionmark Financial Group, LLC | 25,961 | 0.37% | $364.23K | −5,642 | 0.01% |
| State Street Corp | 25,857 | 0.37% | $362.77K | – | 0.00% |
| Wealth Enhancement Advisory Services, LLC | 24,075 | 0.35% | $303.83K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 38 | 3M | 40.1% | 7 / 13 | 14 / 4 | 0M | 0M |
| Q1 2026 | 36 | 3M | 38.2% | 8 / 11 | 8 / 10 | 1M | 0M |
| Q4 2025 | 39 | 2M | 33.5% | 6 / 15 | 11 / 4 | 1M | 0M |
| Q3 2025 | 38 | 2M | 28.4% | 12 / 14 | 8 / 4 | 0M | 0M |
| Q2 2025 | 30 | 2M | 23.6% | 9 / 7 | 8 / 4 | 0M | 0M |
| Q1 2025 | 25 | 2M | 21.7% | 5 / 6 | 6 / 2 | 0M | 0M |
| Q4 2024 | 22 | 1M | 21.3% | 6 / 6 | 7 / 0 | 1M | 0M |
| Q3 2024 | 16 | 1M | 8.8% | 3 / 9 | 3 / 3 | 0M | 0M |
| Q2 2024 | 17 | 1M | 7.9% | 7 / 4 | 3 / 1 | 0M | 0M |
| Q1 2024 | 11 | 0M | 7.1% | 3 / 4 | 2 / 3 | 0M | 0M |
| Q4 2023 | 11 | 0M | 7.1% | 5 / 3 | 2 / 2 | 0M | 0M |
| Q3 2023 | 8 | 1M | 7.3% | 4 / 2 | 1 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of OPXS | Value | % of fund | As of |
|---|---|---|---|---|---|
| Wasatch Micro Cap Value Fund | 317,982 | 4.57% | $4.46M | 1.15% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 148,398 | 2.13% | $2.08M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 63,028 | 0.91% | $884.28K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 28,613 | 0.41% | $325.04K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 18,785 | 0.27% | $263.55K | 0.02% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 10,327 | 0.15% | $117.31K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 8,683 | 0.12% | $98.64K | 0.00% | May 31, 2026 |
| Acuitas US Microcap Fund | 6,965 | 0.10% | $97.72K | 0.08% | Jun 30, 2026 |
| Dimensional U.S. Small Cap ETF | 5,637 | 0.08% | $63.64K | 0.00% | Jul 31, 2026 |
| U.S. Micro Cap Portfolio | 4,874 | 0.07% | $55.03K | 0.00% | Jul 31, 2026 |
| Vanguard Institutional Total Stock Market Index Fund | 3,932 | 0.06% | $55.17K | 0.00% | Jun 30, 2026 |
| Royce Quant Small-Cap Quality Value ETF | 3,811 | 0.05% | $53.47K | 0.19% | Jun 30, 2026 |
| Fidelity Nasdaq Composite Index Fund | 3,623 | 0.05% | $41.16K | 0.00% | May 31, 2026 |
| Vanguard Balanced Index Fund | 3,264 | 0.05% | $45.79K | 0.00% | Jun 30, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 2,138 | 0.03% | $24.14K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Chad Michael George | CEO and President, Director | 7,035 | 0.10% | Mar 13, 2026 |
| Karen Lea Hawkins | CFO | 102,216,879 | 1468.66% | Dec 19, 2025 |
| Danny Robert Schoening | Director, 10% owner | 103,008,112 | 1480.03% | Jan 9, 2026 |
| Dale E. Lehmann | Director | 122,721 | 1.76% | Nov 6, 2025 |
| Judd Dayton | Director, 10% owner | 862,606 | 12.39% | Nov 6, 2025 |
| R. Rimmy Malhotra | Director | 100,165 | 1.44% | Nov 6, 2025 |
| Collin McBirney | – | – | – | Jun 30, 2025 |
| Topline Capital Management, LLC | – | 691,256 | 9.93% | Jun 30, 2025 |
| Topline Capital Partners, LP | 10% owner | 691,256 | 9.93% | Jun 30, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Chad Michael George CEO and President, Director | Mar 11, 2026 | Sale | −7,035 | $13.62 | $95.82K | 0 |
| Danny Robert Schoening Director, 10% owner | Jan 8, 2026 | Sale(10b5-1 plan) | −2,815 | $13.55 | $38.14K | 822,839 |
| Danny Robert Schoening Director, 10% owner | Jan 8, 2026 | Sale(10b5-1 plan) | −26,109 | $14.11 | $368.40K | 796,730 |
| Danny Robert Schoening Director, 10% owner | Jan 7, 2026 | Sale(10b5-1 plan) | −27,946 | $13.44 | $375.59K | 825,654 |
| Danny Robert Schoening Director, 10% owner | Jan 6, 2026 | Sale(10b5-1 plan) | −14,066 | $13.02 | $183.14K | 853,600 |
| Danny Robert Schoening Director, 10% owner | Jan 5, 2026 | Sale(10b5-1 plan) | −5,495 | $13.08 | $71.87K | 867,666 |
| Danny Robert Schoening Director, 10% owner | Jan 2, 2026 | Sale(10b5-1 plan) | −4,451 | $13.09 | $58.26K | 902,857 |
| Danny Robert Schoening Director, 10% owner | Jan 2, 2026 | Sale(10b5-1 plan) | −29,696 | $13.99 | $415.45K | 873,161 |
| Danny Robert Schoening CEO, Director, 10% owner | Dec 5, 2025 | Award | +4,700 | $14.33 | $67.35K | 907,308 |
| Judd Dayton Director, 10% owner | Nov 4, 2025 | Award | +4,000 | $16.74 | $66.96K | 51,600 |
| R. Rimmy Malhotra Director | Nov 4, 2025 | Award | +4,000 | $16.74 | $66.96K | 98,278 |
| Dale E. Lehmann Director | Nov 4, 2025 | Award | +4,000 | $16.74 | $66.96K | 122,721 |
| Chad Michael George CEO and President, Director | Aug 11, 2025 | Tax withholding | −2,965 | $12.84 | $38.07K | 7,035 |
| Chad Michael George CEO and President, Director | Aug 11, 2025 | Award | +10,000 | – | – | 10,000 |
| Chad Michael George President | Aug 11, 2025 | Award | +10,000 | – | – | 10,000 |
| Topline Capital Management, LLC – | Jun 30, 2025 | Sale | −47,700 | $11.68 | $557.14K | 691,256 |
| Topline Capital Partners, LP 10% owner | Jun 30, 2025 | Sale | −47,700 | $11.68 | $557.14K | 691,256 |
| Topline Capital Management, LLC – | Jun 27, 2025 | Sale | −10,000 | $11.26 | $112.60K | 738,956 |
| R. Rimmy Malhotra Director | Jun 27, 2025 | Sale | −15,000 | $11.01 | $165.15K | 94,278 |
| Topline Capital Partners, LP 10% owner | Jun 27, 2025 | Sale | −10,000 | $11.26 | $112.60K | 738,956 |
| Topline Capital Management, LLC – | Jun 26, 2025 | Sale | −30,945 | $11.07 | $342.56K | 748,956 |
| Topline Capital Partners, LP 10% owner | Jun 26, 2025 | Sale | −30,945 | $11.07 | $342.56K | 748,956 |
| Judd Dayton Director, 10% owner | Jun 17, 2025 | Sale | −1,800 | $8.95 | $16.11K | 786,006 |
| Judd Dayton Director, 10% owner | Jun 16, 2025 | Sale | −14,077 | $9.28 | $130.63K | 787,806 |
| Judd Dayton Director, 10% owner | Jun 13, 2025 | Sale | −2,500 | $9.45 | $23.63K | 801,883 |
| R. Rimmy Malhotra Director | Jun 9, 2025 | Sale | −5,000 | $9.37 | $46.85K | 1,887 |
| Karen Lea Hawkins CFO | Jun 6, 2025 | Sale | −12,000 | $9.21 | $110.52K | 31,606 |
| Dale E. Lehmann Director | Jun 6, 2025 | Sale | −18,000 | $9.20 | $165.60K | 118,721 |
| Dale E. Lehmann Director | Jun 5, 2025 | Sale | −7,537 | $9.47 | $71.38K | 136,721 |
| Danny Robert Schoening President & CEO, Director, 10% owner | Jun 3, 2025 | Sale(10b5-1 plan) | −14,033 | $8.78 | $123.21K | 902,608 |
| Danny Robert Schoening President & CEO, Director, 10% owner | Jun 2, 2025 | Sale(10b5-1 plan) | −5,967 | $8.60 | $51.32K | 916,641 |
| Danny Robert Schoening President & CEO, Director, 10% owner | May 23, 2025 | Sale(10b5-1 plan) | −2,186 | $8.07 | $17.64K | 922,608 |
| Danny Robert Schoening President & CEO, Director, 10% owner | May 22, 2025 | Sale(10b5-1 plan) | −9,787 | $8.05 | $78.79K | 924,794 |
| Danny Robert Schoening President & CEO, Director, 10% owner | May 21, 2025 | Sale(10b5-1 plan) | −10,027 | $8.01 | $80.32K | 934,581 |
| Dale E. Lehmann Director | Mar 7, 2025 | Sale | −30,000 | $5.65 | $169.50K | 144,258 |
| Topline Capital Management, LLC – | Dec 30, 2024 | Sale | −13,674 | $7.24 | $99.00K | 779,901 |
| Topline Capital Partners, LP 10% owner | Dec 30, 2024 | Sale | −13,674 | $7.24 | $99.00K | 779,901 |
| Topline Capital Management, LLC – | Dec 27, 2024 | Sale | −12,488 | $7.01 | $87.54K | 793,575 |
| Topline Capital Partners, LP 10% owner | Dec 27, 2024 | Sale | −12,488 | $7.01 | $87.54K | 793,575 |
| Judd Dayton Director, 10% owner | Nov 5, 2024 | Award | +7,600 | $8.10 | $61.56K | 47,600 |
| R. Rimmy Malhotra Director | Nov 5, 2024 | Award | +7,600 | $8.10 | $61.56K | 109,278 |
| Dale E. Lehmann Director | Nov 5, 2024 | Award | +7,600 | $8.10 | $61.56K | 174,258 |
| Danny Robert Schoening PRESIDENT & CEO, Director, 10% owner | May 17, 2024 | Tax withholding | −4,870 | $8.08 | $39.35K | 944,608 |
| Danny Robert Schoening PRESIDENT & CEO, Director, 10% owner | May 17, 2024 | Option exercise | +20,000 | – | – | 949,478 |
| Karen Lea Hawkins CFO | May 17, 2024 | Tax withholding | −1,704 | $8.08 | $13.77K | 43,606 |
| Karen Lea Hawkins CFO | May 17, 2024 | Option exercise | +7,000 | – | – | 45,310 |
| Danny Robert Schoening PRESIDENT & CEO, Director, 10% owner | Mar 13, 2024 | Tax withholding | −4,690 | $6.95 | $32.60K | 929,478 |
| Karen Lea Hawkins CFO | Mar 13, 2024 | Tax withholding | −1,641 | $6.95 | $11.40K | 38,310 |
| Danny Robert Schoening PRESIDENT & CEO, Director, 10% owner | Mar 11, 2024 | Option exercise | +20,000 | – | – | 934,168 |
| Karen Lea Hawkins CFO | Mar 11, 2024 | Option exercise | +7,000 | – | – | 39,951 |
| Karen Lea Hawkins CFO | Jan 5, 2024 | Tax withholding | −4,151 | $6.32 | $26.23K | 32,951 |
| Danny Robert Schoening PRESIDENT & CEO, Director, 10% owner | Jan 5, 2024 | Tax withholding | −10,286 | $6.32 | $65.01K | 914,168 |
| Karen Lea Hawkins CFO | Dec 29, 2023 | Option exercise | +14,000 | – | – | 37,102 |
| Danny Robert Schoening PRESIDENT & CEO, Director, 10% owner | Dec 29, 2023 | Option exercise | +40,000 | – | – | 924,454 |
| Karen Lea Hawkins CFO | Oct 2, 2023 | Option exercise | +7,000 | – | – | 24,642 |
| Karen Lea Hawkins CFO | Oct 2, 2023 | Tax withholding | −1,540 | $3.98 | $6.13K | 23,102 |
| Danny Robert Schoening PRESIDENT & CEO, Director, 10% owner | Oct 2, 2023 | Tax withholding | −4,400 | $3.98 | $17.51K | 884,454 |
| Danny Robert Schoening PRESIDENT & CEO, Director, 10% owner | Oct 2, 2023 | Option exercise | +20,000 | – | – | 888,854 |
| Judd Dayton Director, 10% owner | May 9, 2023 | Award | +40,000 | – | – | 40,000 |
| Topline Capital Management, LLC – | Apr 6, 2023 | Buy | +15,000 | $2.99 | $44.85K | 806,063 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Chad Michael George Officer | Mar 11, 2026 | 7,035 | $92.86K | Mar 11, 2026 | Stock Award |
| Danny Robert Schoening Officer | Jan 2, 2026 | 110,578 | $1.55M | Jan 2, 2026 | VARIOUS METHODS ACQUIRED BETWEEN: 1.2.17 TO 5.23.24 |
| R. Rimmy Malhotra Director | Jun 27, 2025 | 15,000 | $155.10K | Jun 27, 2025 | Stock Award |
| Sudbury Capital Fund, LP 10% Stockholder | Jun 16, 2025 | 250,000 | $2.38M | Jun 16, 2025 | Open market transactions |
| Danny Robert Schoening Officer | May 21, 2025 | 42,000 | $326.00K | May 21, 2025 | STOCK PURCHASE |