OMCCOTCShort-Term Business Credit InstitutionsFiscal year ends March 31
OLD MARKET CAPITAL Corp
Financials through Q2 FY2026, quarter ended Sep 30, 2025Last filing: 10-Q on Nov 14, 2025
$4.00+0.20 (+5.26%)
Close on Oct 19, 2026
- Market cap
- $27.02M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0.0%
0M of 7M shares
Institutional holders
0
0 new, 2 sold out
Net institutional buying
-3M
In Q2 2026
Insider trades, 12 months
3 buys · 0 sales
Net bought $11.67K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| The TCW Group, Inc., on behalf of the TCW Business Unit | 600,704 | 8.90% | 13D (active) | Sep 7, 2017 |
| Edward A. Collery | 562,727 | 7.72% | 13G (passive) amendment | Dec 31, 2023 |
| Adam K. Peterson | 2,515,471 | 37.80% | 13D (active) amendment | Dec 13, 2024 |
Top institutional holders
13F holdings as of Mar 31, 2026
| Holder | Shares | % of OMCC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Magnolia Group, LLC | 2,515,902 | 37.05% | $11.25M | – | 2.09% |
| Empowered Funds, LLC | 24,998 | 0.37% | $111.74K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 0 | 0M | 0.0% | 0 / 0 | 0 / 2 | 0M | 3M |
| Q1 2026 | 2 | 3M | 37.4% | 0 / 0 | 0 / 12 | 0M | 1M |
| Q4 2025 | 17 | 4M | 62.8% | 1 / 4 | 6 / 3 | 0M | 0M |
| Q3 2025 | 19 | 4M | 63.5% | 2 / 3 | 8 / 1 | 0M | 0M |
| Q2 2025 | 18 | 4M | 65.0% | 1 / 3 | 5 / 1 | 0M | 0M |
| Q1 2025 | 18 | 4M | 64.3% | 0 / 2 | 6 / 2 | 0M | 0M |
| Q4 2024 | 20 | 4M | 64.5% | 2 / 6 | 5 / 2 | 0M | 0M |
| Q3 2024 | 20 | 4M | 63.6% | 4 / 2 | 4 / 5 | 0M | 0M |
| Q2 2024 | 22 | 4M | 64.2% | 21 / 0 | 0 / 0 | 4M | 0M |
| Q1 2024 | 1 | 0M | 1.4% | 1 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of OMCC | Value | % of fund | As of |
|---|---|---|---|---|---|
| U.S. Small Cap Value Portfolio | 132,175 | 1.95% | $561.08K | 0.00% | Jul 31, 2026 |
| U.S. Micro Cap Portfolio | 52,302 | 0.77% | $222.02K | 0.00% | Jul 31, 2026 |
| U.S. Small Cap Portfolio | 32,619 | 0.48% | $138.47K | 0.00% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 32,528 | 0.48% | $138.08K | 0.00% | Jul 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 24,998 | 0.37% | $108.74K | 0.00% | Jun 30, 2026 |
| U.S. Core Equity 1 Portfolio | 9,349 | 0.14% | $39.69K | 0.00% | Jul 31, 2026 |
| U.S. Vector Equity Portfolio | 6,362 | 0.09% | $27.01K | 0.00% | Jul 31, 2026 |
| U.S. Core Equity 2 Portfolio | 4,597 | 0.07% | $19.51K | 0.00% | Jul 31, 2026 |
| U.S. Sustainability Core 1 Portfolio | 2,491 | 0.04% | $10.57K | 0.00% | Jul 31, 2026 |
| JNL/DFA U.S. Small Cap Fund | 1,866 | 0.03% | $8.12K | 0.00% | Jun 30, 2026 |
| AST Small-Cap Equity Portfolio | 1,776 | 0.03% | $7.73K | 0.00% | Jun 30, 2026 |
| U.S. Social Core Equity 2 Portfolio | 797 | 0.01% | $3.38K | 0.00% | Jul 31, 2026 |
| AZL DFA U.S. Core Equity Fund | 745 | 0.01% | $3.24K | 0.00% | Jun 30, 2026 |
| Dimensional US Sustainability Core 1 ETF | 110 | 0.00% | $467 | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Jeffrey C. Royal | CHIEF EXECUTIVE OFFICER, Director | 194,959 | 2.87% | Jan 12, 2026 |
| Mark R. Radabaugh | PRESIDENT/CEO OF AMPLEX | 32,070 | 0.47% | Dec 18, 2025 |
| Dylan J. Flott | CONTROLLER | 3,589 | 0.05% | Nov 26, 2025 |
| Charles Krebs | CHIEF FINANCIAL OFFICER | 12,474 | 0.18% | Sep 11, 2025 |
| Robert J. Bresnahan | CFO OF AMPLEX | – | – | Mar 20, 2025 |
| Adam K. Peterson | Director, 10% owner | 3,939,802 | 58.02% | Jan 13, 2026 |
| Mark R. Hutchins | Director | 23,029 | 0.34% | Jan 12, 2026 |
| Jeremy Qinli Zhu | Director | 632,884 | 9.32% | Jan 12, 2026 |
| Brendan Joseph Keating | Director | 42,890 | 0.63% | Jan 12, 2026 |
| Magnolia Group, Llc | 10% owner | 2,543,935 | 37.47% | Jan 13, 2026 |
| Magnolia Capital Fund, Lp | 10% owner | 2,546,084 | 37.50% | Jan 13, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Magnolia Capital Fund, Lp 10% owner | Jan 9, 2026 | Buy | +2,149 | – | – | 2,546,084 |
| Jeffrey C. Royal CHIEF EXECUTIVE OFFICER, Director | Jan 9, 2026 | Award | +14,324 | – | – | 194,959 |
| Brendan Joseph Keating Director | Jan 9, 2026 | Award | +2,626 | – | – | 40,628 |
| Mark R. Hutchins Director | Jan 9, 2026 | Award | +2,626 | – | – | 23,029 |
| Jeremy Qinli Zhu Director | Jan 9, 2026 | Award | +2,626 | – | – | 32,180 |
| Mark R. Radabaugh PRESIDENT/CEO OF AMPLEX | Dec 17, 2025 | Buy | +2,000 | $5.56 | $11.12K | 32,070 |
| Mark R. Radabaugh PRESIDENT/CEO OF AMPLEX | Dec 16, 2025 | Buy | +100 | $5.49 | $549 | 30,070 |
| Dylan J. Flott CONTROLLER | Nov 24, 2025 | Award | +3,089 | – | – | 3,589 |
| Jeffrey C. Royal CHIEF EXECUTIVE OFFICER, Director | Oct 6, 2025 | Award | +13,183 | – | – | 180,635 |
| Brendan Joseph Keating Director | Oct 6, 2025 | Award | +5,932 | – | – | 38,002 |
| Mark R. Hutchins Director | Oct 6, 2025 | Award | +5,932 | – | – | 20,403 |
| Jeremy Qinli Zhu Director | Oct 6, 2025 | Award | +5,932 | – | – | 29,554 |
| Magnolia Group, Llc 10% owner | Oct 6, 2025 | Buy | +5,493 | – | – | 2,543,935 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Sep 10, 2025 | Buy | +591 | $5.41 | $3.20K | 12,474 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Sep 9, 2025 | Buy | +84 | $5.42 | $455 | 11,883 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Sep 3, 2025 | Buy | +23 | $5.36 | $123 | 11,799 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Aug 20, 2025 | Buy | +110 | $5.37 | $591 | 11,776 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Aug 19, 2025 | Buy | +447 | $5.56 | $2.49K | 11,666 |
| Dylan J. Flott CONTROLLER | Aug 19, 2025 | Buy | +500 | $5.61 | $2.81K | 500 |
| Charles Krebs Chief Financial Officer | Jul 30, 2025 | Buy | +350 | $5.80 | $2.03K | 11,219 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Jul 23, 2025 | Buy | +100 | $6.27 | $627 | 10,869 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Jul 22, 2025 | Buy | +463 | $6.27 | $2.90K | 10,769 |
| Mark R. Radabaugh PRESIDENT/CEO OF AMPLEX | Jul 15, 2025 | Buy | +14,688 | $6.49 | $95.33K | 29,970 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Jul 14, 2025 | Buy | +39 | $6.16 | $240 | 10,306 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Jul 11, 2025 | Buy | +261 | $6.16 | $1.61K | 10,267 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Jul 10, 2025 | Buy | +750 | $6.12 | $4.59K | 10,006 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Jul 9, 2025 | Buy | +1,150 | $6.18 | $7.11K | 9,256 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Jul 8, 2025 | Award | +3,636 | – | – | 8,106 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Jul 7, 2025 | Buy | +34 | $5.70 | $194 | 4,470 |
| Magnolia Capital Fund, Lp 10% owner | Jul 3, 2025 | Buy | +6,136 | – | – | 2,538,442 |
| Brendan Joseph Keating Director | Jul 3, 2025 | Award | +7,500 | – | – | 32,070 |
| Jeffrey C. Royal CHIEF EXECUTIVE OFFICER, Director | Jul 3, 2025 | Award | +13,352 | – | – | 167,452 |
| Jeremy Qinli Zhu Director | Jul 3, 2025 | Award | +7,500 | – | – | 23,622 |
| Mark R. Hutchins Director | Jul 3, 2025 | Award | +7,500 | – | – | 14,471 |
| Mark R. Radabaugh PRESIDENT/CEO OF AMPLEX | Jul 2, 2025 | Buy | +32 | $5.75 | $184 | 15,282 |
| Jeffrey C. Royal CHIEF EXECUTIVE OFFICER, Director | Apr 2, 2025 | Award | +11,841 | – | – | 154,100 |
| Jeffrey C. Royal CHIEF EXECUTIVE OFFICER, Director | Jan 9, 2025 | Award | +30,000 | – | – | 142,259 |
| Jeffrey C. Royal CHIEF EXECUTIVE OFFICER, Director | Jan 9, 2025 | Award | +12,467 | – | – | 112,259 |
| Magnolia Capital Fund, Lp 10% owner | Dec 18, 2024 | Buy | +4,835 | $6.02 | $29.11K | 2,532,306 |
| Magnolia Capital Fund, Lp 10% owner | Dec 17, 2024 | Buy | +12,000 | $5.95 | $71.40K | 2,527,471 |
| Jeffrey C. Royal CHIEF EXECUTIVE OFFICER, Director | Dec 13, 2024 | Buy | +31,500 | $6.00 | $189.00K | 99,792 |
| Magnolia Capital Fund, Lp 10% owner | Dec 13, 2024 | Buy | +73,000 | $6.00 | $438.00K | 2,515,471 |
| Charles Krebs CHIEF FINANCIAL OFFICER | Sep 3, 2024 | Buy | +2,000 | $5.97 | $11.94K | 4,436 |
| Brendan Joseph Keating Director | Jun 6, 2024 | Award | +3,077 | – | – | 24,570 |
| Mark R. Hutchins Director | Jun 6, 2024 | Award | +3,077 | – | – | 6,971 |
| Jeffrey C. Royal CHIEF EXECUTIVE OFFICER, Director | Jun 6, 2024 | Award | +3,077 | – | – | 68,292 |
| Jeremy Qinli Zhu Director | Jun 6, 2024 | Award | +3,077 | – | – | 16,122 |
| Adam K. Peterson Director, 10% owner | Jun 6, 2024 | Buy | +3,077 | – | – | 2,442,471 |
| Magnolia Group, Llc 10% owner | Mar 7, 2023 | Buy | +12,000 | $6.05 | $72.60K | 2,439,394 |
| Jeffrey C. Royal Director | Feb 24, 2023 | Buy | +643 | $6.15 | $3.95K | 65,215 |
| Jeffrey C. Royal Director | Feb 23, 2023 | Buy | +10,000 | $6.26 | $62.60K | 64,572 |
| Jeffrey C. Royal Director | Nov 21, 2022 | Buy | +2,501 | $6.51 | $16.28K | 54,572 |
| Jeffrey C. Royal Director | Nov 18, 2022 | Buy | +15,000 | $6.57 | $98.55K | 52,071 |
| Jeffrey C. Royal Director | Nov 17, 2022 | Buy | +2,500 | $6.70 | $16.75K | 37,071 |
| Jeremy Qinli Zhu Director | Aug 30, 2022 | Award | +2,262 | – | – | 13,045 |
| Brendan Joseph Keating Director | Aug 30, 2022 | Award | +2,262 | – | – | 23,755 |
| Jeffrey C. Royal Director | Aug 30, 2022 | Award | +2,262 | – | – | 34,571 |
| Adam K. Peterson Director, 10% owner | Aug 30, 2022 | Buy | +2,262 | – | – | 2,427,394 |
| Mark R. Hutchins Director | Aug 30, 2022 | Award | +2,262 | – | – | 3,894 |
| Magnolia Group, Llc 10% owner | May 27, 2022 | Buy | +8,106 | $9.70 | $78.63K | 2,425,132 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.