NUWENasdaqElectromedical & Electrotherapeutic ApparatusFiscal year ends December 31
Nuwellis, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 13, 2026
$0.56+0.01 (+1.68%)
Close on Oct 19, 2026
- Market cap
- $101.13K
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0.6%
0M of 4M shares
Institutional holders
5
5 new, 0 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sabby Volatility Warrant Master Fund, Ltd. | 89,685 | 5.40% | 13G (passive) | Dec 31, 2025 |
| Bigger Michael | 478,000 | 9.99% | 13G (passive) | Jun 9, 2025 |
| Easton Jeff | 193,050 | 6.20% | 13G (passive) | Aug 3, 2026 |
| Erb John L | 1,666,767 | 7.30% | 13D (active) | Jun 9, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NUWE | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sabby Management, LLC | 16,372 | 0.45% | $49.94K | New | 0.05% |
| UBS Group AG | 4,415 | 0.12% | $13.47K | New | 0.00% |
| Tower Research Capital LLC (TRC) | 138 | 0.00% | $421 | New | 0.00% |
| Morgan Stanley | 35 | 0.00% | $107 | New | 0.00% |
| SBI Securities Co., Ltd. | 4 | 0.00% | $12 | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 5 | 0M | 0.6% | 5 / 0 | 0 / 0 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Michael Kendrick McCormick | President and CEO, Director | – | – | Jul 1, 2026 |
| John L. Erb | CEO and President, Director, 10% owner | 1,100,022 | 30.16% | Jul 1, 2025 |
| Carisa Schultz | Chief Financial Officer | – | – | Feb 12, 2026 |
| Martin J. Emerson | Director | – | – | Apr 29, 2026 |
| Gregory D. Waller | Director | 2 | 0.00% | Apr 29, 2026 |
| David McDonald | Director | – | – | Apr 29, 2026 |
| Archelle Georgiou Feldshon | Director | – | – | Apr 29, 2026 |
| Katharyn Field | Director | – | – | Feb 11, 2026 |
| Mika Grasso | Director | – | – | Feb 11, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| John L. Erb CEO and President, Director, 10% owner | Jun 10, 2025 | Conversion | +7,522 | $0.06 | $451 | 1,100,022 |
| John L. Erb CEO and President, Director, 10% owner | Jun 9, 2025 | Conversion | +1,092,500 | $0.06 | $65.55K | 1,092,500 |
| Nestor Jaramillo Jr. President and CEO, Director | Mar 15, 2023 | Buy | +4,098 | $4.79 | $19.63K | 4,098 |
| John L. Erb CEO and President, Director | Mar 12, 2019 | Buy | +9,523 | $5.25 | $50.00K | 11,615 |
| Gregory D. Waller Director | Aug 10, 2018 | Sale | −72 | $1.03 | $74 | 2 |
| John L. Erb CEO and President, Director | Jul 3, 2018 | Buy | +23,584 | $2.12 | $50.00K | 29,355 |
| Ki Yong Choi 10% owner | Oct 12, 2017 | Buy | +30,141 | $0.48 | $14.47K | 1,793,109 |
| Ki Yong Choi 10% owner | Oct 11, 2017 | Buy | +31,504 | $0.56 | $17.64K | 1,762,968 |
| Ki Yong Choi 10% owner | Sep 13, 2017 | Buy | +78,211 | $0.64 | $50.06K | 1,731,464 |
| Ki Yong Choi 10% owner | Aug 10, 2017 | Buy | +13,253 | $0.64 | $8.48K | 1,653,253 |
| Ki Yong Choi 10% owner | Aug 8, 2017 | Buy | +180,000 | $0.78 | $140.40K | 1,640,000 |
| John L. Erb CEO and President, Director | Apr 19, 2017 | Buy | +100,000 | – | – | 115,468 |
| Matthew E. Likens Director | Feb 2, 2017 | Award | +1,437 | – | – | 1,437 |
| Steven Frank Brandt Director | Feb 2, 2017 | Award | +1,437 | – | – | 1,437 |
| Molly Wade Vice President | Jan 15, 2017 | Tax withholding | −41 | $8.19 | $336 | 909 |
| Claudia Drayton Chief Financial Officer | Jan 15, 2017 | Tax withholding | −54 | $8.19 | $442 | 762 |
| Claudia Drayton Chief Financial Officer | Dec 15, 2016 | Tax withholding | −1,629 | $0.47 | $766 | 24,481 |
| Molly Wade Vice President | Dec 15, 2016 | Tax withholding | −1,256 | $0.47 | $590 | 28,500 |
| John L. Erb CEO & President, Director | Nov 28, 2016 | Buy | +80,000 | $0.22 | $17.60K | 464,128 |
| Claudia Drayton Chief Financial Officer | Nov 21, 2016 | Sale | −20 | $5.27 | $105 | 740 |
| Claudia Drayton Chief Financial Officer | Nov 15, 2016 | Tax withholding | −1,629 | $0.18 | $293 | 26,110 |
| Molly Wade Vice President | Nov 15, 2016 | Tax withholding | −1,256 | $0.18 | $226 | 29,756 |
| Molly Wade Vice President | Oct 15, 2016 | Tax withholding | −1,256 | $0.37 | $465 | 31,012 |
| Claudia Drayton Chief Financial Officer | Oct 15, 2016 | Tax withholding | −1,629 | $0.37 | $603 | 27,739 |
| Claudia Drayton Chief Financial Officer | Sep 15, 2016 | Tax withholding | −1,629 | $0.79 | $1.29K | 29,368 |
| Molly Wade Vice President | Sep 15, 2016 | Tax withholding | −1,256 | $0.79 | $992 | 32,268 |
| Molly Wade Vice President | Aug 15, 2016 | Tax withholding | −1,256 | $0.80 | $1.00K | 33,524 |
| Claudia Drayton Chief Financial Officer | Aug 15, 2016 | Tax withholding | −1,629 | $0.80 | $1.30K | 30,997 |
| Claudia Drayton Chief Financial Officer | Jul 15, 2016 | Tax withholding | −1,629 | $0.78 | $1.27K | 32,626 |
| Molly Wade Vice President | Jul 15, 2016 | Tax withholding | −1,256 | $0.78 | $980 | 34,780 |
| Molly Wade Vice President | Jun 15, 2016 | Tax withholding | −1,256 | $0.62 | $779 | 36,036 |
| Claudia Drayton Chief Financial Officer | Jun 15, 2016 | Tax withholding | −1,629 | $0.62 | $1.01K | 34,255 |
| Gregory D. Waller Director | May 26, 2016 | Award | +32,864 | – | – | 46,039 |
| Warren S. Watson Director | May 26, 2016 | Award | +32,864 | – | – | 42,492 |
| Paul Buckman Director | May 26, 2016 | Award | +32,864 | – | – | 56,876 |
| Jon W. Salveson Director | May 26, 2016 | Award | +32,864 | – | – | 42,492 |
| Claudia Drayton Chief Financial Officer | May 15, 2016 | Tax withholding | −1,629 | $0.63 | $1.03K | 35,884 |
| Molly Wade Vice President | May 15, 2016 | Tax withholding | −1,256 | $0.63 | $791 | 37,292 |
| Claudia Drayton Chief Financial Officer | Apr 15, 2016 | Tax withholding | −1,629 | $0.74 | $1.21K | 37,513 |
| Molly Wade Vice President | Apr 15, 2016 | Tax withholding | −1,256 | $0.74 | $929 | 38,548 |
| John L. Erb CEO and President, Director | Mar 16, 2016 | Buy | +2,500 | $0.91 | $2.28K | 384,128 |
| John L. Erb CEO and President, Director | Mar 16, 2016 | Award | +356,000 | – | – | 381,628 |
| Claudia Drayton Chief Financial Officer | Mar 15, 2016 | Tax withholding | −1,629 | $0.83 | $1.35K | 39,142 |
| Molly Wade Vice President | Mar 15, 2016 | Tax withholding | −1,256 | $0.83 | $1.04K | 39,804 |
| John L. Erb CEO and President, Director | Mar 15, 2016 | Buy | +8,000 | $0.95 | $7.60K | 25,628 |
| John L. Erb CEO and President, Director | Mar 14, 2016 | Buy | +8,000 | $0.86 | $6.88K | 17,628 |
| Molly Wade Vice President | Feb 15, 2016 | Tax withholding | −1,256 | $0.96 | $1.21K | 41,060 |
| Claudia Drayton Chief Financial Officer | Feb 15, 2016 | Tax withholding | −1,629 | $0.96 | $1.56K | 40,771 |
| Claudia Drayton Chief Financial Officer | Jan 15, 2016 | Award | +38,400 | – | – | 42,400 |
| Molly Wade Vice President | Jan 15, 2016 | Award | +29,600 | – | – | 42,316 |
| Claudia Drayton Chief Financial Officer | Nov 23, 2015 | Sale | −1 | $52.80 | $53 | 760 |
| Brian Brown SVP, Technology & Operations | Aug 13, 2015 | Buy | +4,000 | $2.80 | $11.20K | 20,000 |
| Paul Buckman Director | Aug 11, 2015 | Buy | +10,000 | $2.55 | $25.50K | 24,012 |
| Claudia Drayton Chief Financial Officer | Aug 11, 2015 | Buy | +3,500 | $2.58 | $9.03K | 4,000 |
| Claudia Drayton Chief Financial Officer | Aug 11, 2015 | Buy | +500 | $2.55 | $1.28K | 500 |
| Debra Kridner Exec VP, Regulatory Affairs | Aug 11, 2015 | Buy | +4,000 | $2.89 | $11.56K | 29,500 |
| Debra Kridner Exec VP, Regulatory Affairs | Aug 1, 2015 | Tax withholding | −557 | $3.11 | $1.73K | 25,500 |
| David A. Rosa Chief Executive Officer, Director | Aug 1, 2015 | Tax withholding | −5,226 | $3.11 | $16.25K | 119,587 |
| Molly Wade Vice President | Aug 1, 2015 | Tax withholding | −607 | $3.11 | $1.89K | 12,716 |
| Debra Kridner Exec VP, Regulatory Affairs | Jul 1, 2015 | Tax withholding | −557 | $3.29 | $1.83K | 26,057 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.