Neostellar Capital Corp.
Close on Oct 19, 2026
- Market cap
- $161.62M
- P/E (TTM)
- 1.6
- Dividend yield
- –
About Neostellar Capital
The company is an investment entity that targets holdings across private and publicly traded businesses. Its activities center on acquiring stakes through equity and debt instruments, including preferred stock, common stock, convertible notes, warrants, and simple agreements for future equity. The organization divides its investments across several key industry sectors, encompassing artificial intelligence, software as a service, financial technology and services, consumer goods and services, logistics and supply chain, and education technology. Its target portfolio companies operate in diverse commercial spaces spanning enterprise software, educational platforms, transportation services, and digital marketplaces.
Geographically, the entity allocates capital across domestic and global markets, categorizing its investment distribution within the United States across the Northeast, West, Midwest, and Southeast regions, alongside an international segment. The provided documentation does not specify the organization's headquarters location, physical offices, or employee headcount.
Summary of the business section of Neostellar Capital's latest annual report, written by StockData.
Company profile
Company
- Legal name
- Neostellar Capital Corp.
- Headquarters
- New York, NY
- Address
- 640 Fifth Avenue, 12th Floor 10019
- Phone
- (650) 235-4769
- Website
- neostellar.vc
- Employees
- 9, Dec 31, 2025
- Incorporated in
- Maryland
- Fiscal year ends
- December 31
- Auditor
- Marcum LLP, Boston, MA
Stock & identifiers
- Ticker
- NSLR
- Other tickers
- NSLRL
- Exchange
- Nasdaq
- IPO date
- Apr 28, 2011
- Shares outstanding
- 26M, Sep 23, 2026
- Public float
- $179.92M, Dec 31, 2025
- Filer category
- Non-accelerated filer
- SEC CIK
- 1509470
- CUSIP
- 86887Q109
- ISIN
- US86887Q1094
- LEI
- 549300YR4IAV0VJFWN84
- EIN
- 27-4443543
Executives and directors
Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years
| Name | Position | Shares owned |
|---|---|---|
| Mark D. Klein | Chairman, CEO and President, Director | 1,765,463 |
| Allison Green | See Remarks | 207,990 |
| James Robert Nash | Chief Compliance Officer | – |
| Ronald M. Lott | Director | 19,468 |
| Erik A. Falk | Director | 50,000 |
| Marc Mazur | Director | 68,950 |
| Leonard Potter | Director | 105,815 |
| Lisa Westley | Director | 58,831 |
| Richard C. Szuch | Director | 9,303 |
CEO pay and shareholder return
Pay versus performance table from the proxy statement
| Fiscal year | CEO total pay | CEO pay actually paid | Other executives (avg) | Value of $100 invested | Peer group |
|---|---|---|---|---|---|
| FY2025 Mr. Klein | $6.73M | $8.52M | $1.88M | $135 | $180 |
| FY2024 Mr. Klein | $3.16M | $3.50M | $1.29M | $79 | $150 |
| FY2023 Mr. Klein | $2.98M | $3.00M | $1.23M | $53 | $116 |
| FY2022 Mr. Klein | $4.35M | $643.96K | $1.52M | $51 | $81 |
| FY2021 Mr. Klein | $7.55M | $7.36M | $1.63M | $173 | $121 |
| FY2020 Mr.Klein | $4.00M | $1.74M | $1.21M | $217 | $144 |
“Actually paid” adjusts reported pay for changes in the value of equity awards. Shareholder return assumes $100 invested at the start of the measurement period, as disclosed by the company.
Employees
Headcount reported in annual reports
“As of December 31, 2025, we had nine employees, each of whom was directly employed by us.”
Corporate history
Events identified from SEC filings
| Date | Event | Details |
|---|---|---|
| Jun 26, 2026 | Name change | Name changed from SURO CAPITAL CORP. to Neostellar Capital Corp. |
| Apr 4, 2025 | Auditor change | Change in certifying accountant (8-K Item 4.01) |
| Dec 17, 2021 | Listing | Registration of securities on an exchange (Form 8-A) |
| Nov 24, 2021 | Listing notice | Notice of delisting or failure to satisfy a listing rule (8-K Item 3.01) |
| Jun 16, 2020 | Name change | Name changed from SUTTER ROCK CAPITAL CORP. to SURO CAPITAL CORP. |
| Nov 18, 2019 | Auditor change | Change in certifying accountant (8-K Item 4.01) |
| Jul 24, 2019 | Name change | Name changed from GSV Capital Corp. to SUTTER ROCK CAPITAL CORP. |
| Apr 8, 2019 | Listing notice | Notice of delisting or failure to satisfy a listing rule (8-K Item 3.01) |
| Mar 18, 2019 | Late filing | Notification of late filing |
| Mar 23, 2017 | Listing notice | Notice of delisting or failure to satisfy a listing rule (8-K Item 3.01) |
| Apr 28, 2015 | Auditor change | Change in certifying accountant (8-K Item 4.01) |
| Aug 16, 2011 | Late filing | Notification of late filing |
| May 10, 2011 | Name change | Name changed from NeXt Innovation Corp. to GSV Capital Corp. |
| Apr 27, 2011 | Listing | Registration of securities on an exchange (Form 8-A) |
| Mar 30, 2011 | Name change | Name changed from NeXt BDC Capital Corp. to NeXt Innovation Corp. |