NOEMNasdaqBlank ChecksFiscal year ends December 31Also trades as NOEMR, NOEMU, NOEMW
CO2 Energy Transition Corp.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 13, 2026
$10.59+0.07 (+0.62%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
8M
Shares held, 13F filers
Institutional holders
31
5 new, 1 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Mizuho Financial Group, Inc. | 838,309 | 8.70% | 13G (passive) amendment | Jun 30, 2025 |
| Karpus Management, Inc. | 670,404 | 18.04% | 13G (passive) amendment | Jul 31, 2026 |
| AQR Capital Management, LLC | 590,000 | 6.15% | 13G (passive) | Dec 31, 2024 |
| Aristeia Capital, L.L.C. | 590,000 | 6.20% | 13G (passive) | Dec 31, 2024 |
| MM Asset Management Inc. | 590,000 | 6.16% | 13G (passive) amendment | Jun 30, 2025 |
| MMCAP International Inc. SPC | 590,000 | 6.30% | 13G (passive) amendment | Dec 31, 2025 |
| Td Securities (USA) LLC | 511,082 | 5.30% | 13G (passive) | Dec 31, 2025 |
| Barclays PLC | 501,776 | 5.23% | 13G (passive) | Mar 31, 2026 |
| Ramya Rao | 497,499 | 5.94% | 13G (passive) | Dec 31, 2024 |
| Charles E. Fox | 2,566,173 | 26.80% | 13D (active) | Apr 15, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NOEM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Mizuho Securities USA LLC | 1,681,458 | – | $17.36M | +840,729 | 0.17% |
| Karpus Management, Inc. | 671,571 | – | $7.01M | −58,100 | 0.20% |
| MMCAP International Inc. SPC | 590,000 | – | $6.16M | – | 0.52% |
| Aristeia Capital LLC | 578,096 | – | $6.04M | – | 0.08% |
| AQR Arbitrage LLC | 563,283 | – | $5.95M | +800 | 0.08% |
| Rivernorth Capital Management, LLC | 427,327 | – | $4.57M | −316 | 0.22% |
| Whitebox Advisors LLC | 390,000 | – | $4.07M | – | 0.05% |
| Toronto Dominion Bank | 353,371 | – | $3.69M | −171,695 | 0.00% |
| Polar Asset Management Partners Inc. | 342,726 | – | $3.58M | +52,726 | 0.06% |
| Westchester Capital Management, LLC | 331,013 | – | $3.50M | – | 0.17% |
| Hudson Bay Capital Management LP | 290,001 | – | $3.06M | +1 | 0.01% |
| D. E. Shaw & Co., Inc. | 280,000 | – | $2.96M | – | 0.00% |
| Sona Asset Management (US) LLC | 252,019 | – | $2.63M | – | 0.06% |
| Two Sigma Investments, LP | 217,499 | – | $2.27M | – | 0.00% |
| L1 Global Manager Pty Ltd | 140,000 | – | $1.46M | – | 1.03% |
| RLH Capital LLC | 124,228 | – | $1.30M | New | 0.62% |
| Wolverine Asset Management LLC | 77,873 | – | $812.99K | +4,744 | 0.01% |
| Clear Street Group Inc. | 69,008 | – | $720.44K | +40,562 | 0.00% |
| Centiva Capital, LP | 40,000 | – | $422.40K | – | 0.00% |
| Heights Capital Management, Inc | 40,000 | – | $422.40K | – | 0.10% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 31 | 8M | 5 / 8 | 3 / 1 | 1M | 0M |
| Q1 2026 | 27 | 7M | 3 / 4 | 4 / 2 | 0M | 0M |
| Q4 2025 | 26 | 7M | 3 / 6 | 3 / 2 | 0M | 0M |
| Q3 2025 | 25 | 7M | 3 / 7 | 2 / 3 | 1M | 0M |
| Q2 2025 | 26 | 6M | 9 / 5 | 5 / 1 | 1M | 0M |
| Q1 2025 | 19 | 6M | 19 / 0 | 0 / 0 | 6M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of NOEM | Value | % of fund | As of |
|---|---|---|---|---|---|
| AQR Diversified Arbitrage Fund | 127,667 | – | $1.35M | 0.05% | Jun 30, 2026 |
| The Merger Fund | 125,000 | – | $1.32M | 0.05% | Jun 30, 2026 |
| Virtus Westchester Event-Driven Fund | 102,834 | – | $1.09M | 0.84% | Jun 30, 2026 |
| Global Multi-Strategy Fund | 46,099 | – | $480.81K | 0.09% | May 31, 2026 |
| JNL/Westchester Capital Event Driven Fund | 36,418 | – | $384.57K | 0.81% | Jun 30, 2026 |
| Rivernorth Enhanced Pre-Merger SPAC ETF | 7,418 | – | $78.33K | 1.10% | Jun 30, 2026 |
| Fidelity Nasdaq Composite Index Fund | 289 | – | $3.01K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Charles Edward Fox | Chairman and Director | – | Nov 20, 2024 |
| Brady Douglas Rodgers | Director and CEO | – | Nov 20, 2024 |
| Mark A. Mathews | General Counsel | – | Jan 21, 2025 |
| Harold R. DeMoss III | Chief Financial Officer | – | Nov 20, 2024 |
| William Flores | Director | – | Nov 20, 2024 |
| Marcella Burke | Director | – | Nov 20, 2024 |
| James Miao Wang | Director | – | Nov 20, 2024 |
| CO2 Energy Transition, LLC | 10% owner | 2,565,000 | May 29, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| CO2 Energy Transition, LLC 10% owner | Nov 22, 2024 | Buy | +265,000 | – | – | 25,650,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.