NMLNYSEFiscal year ends November 30
Neuberger Energy Infrastructure & Income Fund Inc.
$10.10+0.01 (+0.10%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
21M
Shares held, 13F filers
Institutional holders
89
10 new, 8 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $342.00K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Bank Of America Corp /De/ | 3,828,535 | 6.80% | 13G (passive) amendment | Mar 31, 2026 |
| Morgan Stanley Smith Barney LLC | 3,458,002 | 6.10% | 13G (passive) amendment | Jun 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NML | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Bank Of America Corp /De/ | 3,796,841 | – | $38.50M | −30,694 | 0.00% |
| Morgan Stanley | 3,220,189 | – | $32.65M | −29,024 | 0.00% |
| City Of London Investment Management Co Ltd | 2,781,835 | – | $28.21M | −83,723 | 1.70% |
| Saba Capital Management, L.P. | 1,951,651 | – | $19.79M | +208,597 | 0.51% |
| UBS Group AG | 946,783 | – | $9.60M | +51,643 | 0.00% |
| Advisors Asset Management, Inc. | 901,049 | – | $9.14M | +24,841 | 0.14% |
| D. E. Shaw & Co., Inc. | 813,814 | – | $8.25M | – | 0.00% |
| Private Management Group Inc | 507,125 | – | $5.14M | −234,682 | 0.14% |
| Oppenheimer & Co Inc | 402,706 | – | $4.08M | +5,467 | 0.04% |
| Thomas J. Herzfeld Advisors, Inc. | 352,764 | – | $3.58M | +29,238 | 1.10% |
| Stifel Financial Corp | 310,691 | – | $3.15M | −11,836 | 0.00% |
| Ameriprise Financial Inc | 300,970 | – | $3.05M | −27,169 | 0.00% |
| Cohen & Steers, Inc. | 287,000 | – | $2.91K | – | 0.00% |
| Invesco Ltd. | 267,509 | – | $2.71M | +12,895 | 0.00% |
| Uhlmann Price Securities, LLC | 246,450 | – | $2.50M | +6,548 | 0.09% |
| Raymond James Financial Inc | 230,830 | – | $2.34M | +41,250 | 0.00% |
| Wells Fargo & Company/Mn | 228,824 | – | $2.32M | +2,633 | 0.00% |
| NewEdge Advisors, LLC | 228,521 | – | $2.32M | +59,367 | 0.01% |
| LPL Financial LLC | 215,754 | – | $2.19M | +84,479 | 0.00% |
| Focus Partners Wealth | 196,204 | – | $1.99M | −72,220 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 89 | 21M | 10 / 38 | 19 / 8 | 1M | 1M |
| Q1 2026 | 88 | 20M | 11 / 37 | 16 / 6 | 2M | 1M |
| Q4 2025 | 85 | 20M | 12 / 34 | 17 / 9 | 2M | 1M |
| Q3 2025 | 83 | 18M | 8 / 31 | 19 / 7 | 1M | 2M |
| Q2 2025 | 83 | 20M | 9 / 33 | 18 / 9 | 1M | 1M |
| Q1 2025 | 84 | 20M | 11 / 32 | 16 / 8 | 1M | 2M |
| Q4 2024 | 81 | 21M | 12 / 27 | 21 / 5 | 1M | 3M |
| Q3 2024 | 76 | 22M | 8 / 28 | 19 / 7 | 2M | 4M |
| Q2 2024 | 75 | 24M | 14 / 24 | 21 / 12 | 1M | 14M |
| Q1 2024 | 73 | 37M | 13 / 24 | 17 / 5 | 4M | 2M |
| Q4 2023 | 65 | 35M | 4 / 23 | 16 / 8 | 8M | 1M |
| Q3 2023 | 71 | 28M | 10 / 18 | 18 / 7 | 1M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of NML | Value | % of fund | As of |
|---|---|---|---|---|---|
| Saba Closed-End Funds ETF | 1,095,395 | – | $10.72M | 2.54% | May 31, 2026 |
| The Institutional International Equity Portfolio | 148,668 | – | $1.51M | 0.12% | Jun 30, 2026 |
| Calamos CEF Income & Arbitrage ETF | 41,732 | – | $436.52K | 1.29% | Jul 31, 2026 |
| Multi-Hedge Strategies Fund | 297 | – | $3.01K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 105 | – | $1.06K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Douglas A. Rachlin | – | 568,817 | Nov 18, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Douglas A. Rachlin – | Nov 17, 2025 | Buy | +40,000 | $8.55 | $342.00K | 418,817 |
| Douglas A. Rachlin – | May 5, 2023 | Buy | +50,000 | $6.25 | $312.50K | 378,817 |
| Douglas A. Rachlin – | Apr 28, 2023 | Buy | +58,580 | $6.55 | $383.70K | 328,817 |
| Douglas A. Rachlin – | Dec 14, 2022 | Buy | +600 | $6.84 | $4.10K | 270,237 |
| Douglas A. Rachlin – | Dec 12, 2022 | Buy | +31,536 | $6.84 | $215.71K | 269,637 |
| Douglas A. Rachlin – | Dec 2, 2022 | Buy | +49,900 | $7.10 | $354.29K | 238,101 |
| Douglas A. Rachlin – | Nov 30, 2022 | Buy | +100 | $7.10 | $710 | 188,201 |
| Paolo Frattaroli – | Nov 23, 2022 | Buy | +2,000 | $7.06 | $14.12K | 7,000 |
| Douglas A. Rachlin – | Nov 18, 2022 | Buy | +3,101 | $6.90 | $21.40K | 188,101 |
| Douglas A. Rachlin – | Dec 23, 2021 | Buy | +50,000 | $5.06 | $253.00K | 185,000 |
| Douglas A. Rachlin – | Jul 16, 2021 | Buy | +25,000 | $4.74 | $118.50K | 135,000 |
| Douglas A. Rachlin – | Jul 14, 2021 | Buy | +50,000 | $4.85 | $242.50K | 110,000 |
| Douglas A. Rachlin – | Nov 10, 2020 | Buy | +50,000 | $2.75 | $137.50K | 150,000 |
| Douglas A. Rachlin – | Oct 21, 2020 | Buy | +50,000 | $2.55 | $127.50K | 100,000 |
| Douglas A. Rachlin – | Jul 30, 2020 | Buy | +50,000 | $2.71 | $135.50K | 50,000 |
| Paolo Frattaroli – | Apr 3, 2020 | Buy | +4,000 | $1.81 | $7.24K | 5,000 |
| George W. Morriss Director | Apr 2, 2020 | Buy | +2,500 | $1.91 | $4.78K | 3,668 |
| Douglas A. Rachlin – | Nov 8, 2019 | Buy | +50,000 | $6.59 | $329.50K | 60,000 |
| Paolo Frattaroli – | Dec 7, 2018 | Buy | +1,000 | $7.39 | $7.39K | 1,000 |
| Faith Colish – | Jan 10, 2018 | Sale | −100 | $9.94 | $994 | 0 |
| Berman Llc Neuberger – | Apr 12, 2016 | Sale | −6,605.42 | $6.37 | $42.08K | 0 |
| Peter P. Trapp Director | Jul 15, 2015 | Sale | −1,000 | $15.68 | $15.68K | 0 |
| Yves C. Siegel – | Jul 13, 2015 | Buy | +1,000 | $16.06 | $16.06K | 4,000 |
| Yves C. Siegel – | Nov 26, 2013 | Buy | +1,000 | $17.98 | $17.98K | 3,000 |
| Yves C. Siegel – | Oct 25, 2013 | Buy | +2,000 | $18.53 | $37.06K | 2,000 |
| Douglas A. Rachlin – | Oct 25, 2013 | Buy | +10,000 | $18.53 | $185.30K | 10,000 |
| Peter P. Trapp Director | Apr 29, 2013 | Buy | +1,000 | $20.31 | $20.31K | 1,000 |
| George W. Morriss Director | Apr 4, 2013 | Buy | +700 | $20.62 | $14.43K | 700 |
| Faith Colish Director | Mar 26, 2013 | Buy | +100 | $20.08 | $2.01K | 100 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.