NLSTOTCSemiconductors & Related DevicesFiscal year ends January 2
NETLIST INC
Financials through Q2 FY2026, quarter ended Jun 27, 2026Last filing: 10-Q on Aug 11, 2026
$5.95+0.21 (+3.66%)
Close on Oct 19, 2026
- Market cap
- $2.21B
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0.0%
0M of 350M shares
Institutional holders
4
2 new, 1 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 18 sales
Net sold $2.12M
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NLST | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Kingswood Wealth Advisors, LLC | 44,600 | 0.01% | $137.37K | New | 0.01% |
| Northland Securities, Inc. | 26,500 | 0.01% | $81.62K | +15,300 | 0.05% |
| Opus Capital Group, LLC | 19,500 | 0.01% | $60 | – | 0.01% |
| Compass Financial Management LLC | 11,000 | 0.00% | $33.88K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 4 | 0M | 0.0% | 2 / 1 | 0 / 1 | 0M | 0M |
| Q1 2026 | 3 | 0M | 0.0% | 0 / 0 | 2 / 0 | 0M | 0M |
| Q4 2025 | 3 | 0M | 0.0% | 1 / 0 | 1 / 0 | 0M | 0M |
| Q3 2025 | 2 | 0M | 0.0% | 0 / 1 | 0 / 0 | 0M | 0M |
| Q2 2025 | 2 | 0M | 0.0% | 1 / 0 | 0 / 0 | 0M | 0M |
| Q1 2025 | 1 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q4 2024 | 1 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q3 2024 | 1 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q2 2024 | 2 | 0M | 0.1% | 1 / 0 | 0 / 1 | 0M | 0M |
| Q1 2024 | 2 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q4 2023 | 2 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q3 2023 | 2 | 0M | 0.0% | 0 / 1 | 0 / 1 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Chun K. Hong | President, CEO and Chairman, Director | 16,188,064 | 4.63% | Jul 17, 2026 |
| Gail M. Sasaki | EVP and CFO | 534,594 | 0.15% | Aug 19, 2026 |
| Blake Welcher | Director | 200,000 | 0.06% | Jun 9, 2026 |
| Jun Cho | Director | 300,000 | 0.09% | Jun 9, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Gail M. Sasaki EVP and CFO | Aug 17, 2026 | Sale(10b5-1 plan) | −100,000 | $6.91 | $691.00K | 534,594 |
| Gail M. Sasaki EVP and CFO | Aug 12, 2026 | Sale(10b5-1 plan) | −25,000 | $4.49 | $112.25K | 634,594 |
| Gail M. Sasaki EVP and CFO | Aug 5, 2026 | Sale(10b5-1 plan) | −25,000 | $3.99 | $99.75K | 659,594 |
| Chun K. Hong President, CEO and Chairman, Director | Jul 16, 2026 | Award | +4,000,000 | – | – | 12,676,887 |
| Chun K. Hong President, CEO and Chairman, Director | Jun 8, 2026 | Sale | −40,000 | $2.72 | $108.80K | 8,676,887 |
| Blake Welcher Director | Jun 5, 2026 | Award | +100,000 | – | – | 200,000 |
| Chun K. Hong President, CEO and Chairman, Director | Jun 5, 2026 | Award | +856,500 | – | – | 8,716,887 |
| Gail M. Sasaki EVP and CFO | Jun 5, 2026 | Award | +200,000 | – | – | 684,594 |
| Jun Cho Director | Jun 5, 2026 | Award | +100,000 | – | – | 300,000 |
| Gail M. Sasaki EVP and CFO | May 15, 2026 | Sale(10b5-1 plan) | −8,876 | $2.63 | $23.34K | 484,594 |
| Gail M. Sasaki EVP and CFO | May 11, 2026 | Sale(10b5-1 plan) | −25,000 | $3.49 | $87.25K | 493,470 |
| Jun Cho Director | Apr 23, 2026 | Sale(10b5-1 plan) | −10,000 | $2.18 | $21.80K | 200,000 |
| Blake Welcher Director | Apr 22, 2026 | Sale(10b5-1 plan) | −37,500 | $2.00 | $75.00K | 100,000 |
| Jun Cho Director | Apr 22, 2026 | Sale(10b5-1 plan) | −10,000 | $1.98 | $19.80K | 210,000 |
| Jun Cho Director | Mar 25, 2026 | Sale(10b5-1 plan) | −10,000 | $1.89 | $18.90K | 220,000 |
| Blake Welcher Director | Mar 17, 2026 | Sale(10b5-1 plan) | −37,500 | $1.66 | $62.25K | 137,500 |
| Gail M. Sasaki EVP and CFO | Mar 16, 2026 | Sale(10b5-1 plan) | −20,898 | $1.50 | $31.35K | 518,470 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 16, 2026 | Sale(10b5-1 plan) | −93,995 | $1.50 | $140.99K | 7,860,387 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 13, 2026 | Sale(10b5-1 plan) | −194,500 | $1.50 | $291.75K | 7,954,382 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 12, 2026 | Sale(10b5-1 plan) | −5,500 | $1.50 | $8.25K | 8,148,882 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 12, 2026 | Sale(10b5-1 plan) | −50,000 | $1.50 | $75.00K | 3,511,177 |
| Chun K. Hong President, CEO and Chairman, Director | Jan 5, 2026 | Sale(10b5-1 plan) | −50,000 | $1.00 | $50.00K | 3,561,177 |
| Chun K. Hong President, CEO and Chairman, Director | Jan 5, 2026 | Sale(10b5-1 plan) | −200,000 | $1.00 | $200.00K | 8,154,382 |
| Chun K. Hong President, CEO and Chairman, Director | Dec 31, 2025 | Option exercise | +300,000 | $0.70 | $210.00K | 8,354,382 |
| Blake Welcher Director | Nov 26, 2025 | Award | +100,000 | – | – | 175,000 |
| Chun K. Hong President, CEO and Chairman, Director | Nov 26, 2025 | Award | +1,000,000 | – | – | 8,054,382 |
| Jun Cho Director | Nov 26, 2025 | Award | +150,000 | – | – | 230,000 |
| Gail M. Sasaki EVP and CFO | Nov 26, 2025 | Award | +200,000 | – | – | 539,368 |
| Chun K. Hong President, CEO and Chairman, Director | Jun 24, 2025 | Buy | +4,285,715 | $0.70 | $3.00M | 7,054,382 |
| Gail M. Sasaki EVP and CFO | May 15, 2025 | Sale(10b5-1 plan) | −10,430 | $0.72 | $7.51K | 339,368 |
| Chun K. Hong President, CEO and Chairman, Director | May 15, 2025 | Sale(10b5-1 plan) | −61,374 | $0.72 | $44.19K | 2,768,667 |
| Gail M. Sasaki EVP and CFO | Mar 17, 2025 | Sale(10b5-1 plan) | −10,430 | $1.15 | $11.99K | 349,798 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 17, 2025 | Sale(10b5-1 plan) | −41,721 | $1.15 | $47.98K | 2,830,041 |
| Gail M. Sasaki EVP and CFO | Mar 14, 2025 | Sale(10b5-1 plan) | −10,430 | $1.05 | $10.95K | 360,228 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 14, 2025 | Sale(10b5-1 plan) | −52,046 | $1.05 | $54.65K | 2,871,762 |
| Gail M. Sasaki EVP and CFO | Aug 12, 2024 | Sale(10b5-1 plan) | −8,183 | $1.25 | $10.23K | 370,658 |
| Gail M. Sasaki EVP and CFO | Jul 15, 2024 | Sale(10b5-1 plan) | −4,092 | $1.47 | $6.02K | 378,841 |
| Gail M. Sasaki EVP and CFO | May 14, 2024 | Award | +100,000 | – | – | 382,933 |
| Chun K. Hong President, CEO and Chairman, Director | May 14, 2024 | Award | +750,000 | – | – | 2,923,808 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 18, 2024 | Sale(10b5-1 plan) | −51,972 | $1.62 | $84.19K | 2,173,808 |
| Gail M. Sasaki EVP and CFO | Mar 18, 2024 | Sale(10b5-1 plan) | −10,415 | $1.62 | $16.87K | 282,933 |
| Gail M. Sasaki EVP and CFO | Mar 15, 2024 | Sale(10b5-1 plan) | −10,415 | $1.79 | $18.64K | 293,348 |
| Gail M. Sasaki EVP and CFO | Mar 6, 2024 | Sale | −3,917 | $1.54 | $6.03K | 303,763 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 6, 2024 | Sale | −15,667 | $1.54 | $24.13K | 2,225,780 |
| Gail M. Sasaki Vice President and CFO | Jan 16, 2024 | Sale(10b5-1 plan) | −5,202 | $2.02 | $10.51K | 307,680 |
| Gail M. Sasaki Vice President and CFO | Sep 6, 2023 | Sale(10b5-1 plan) | −3,292 | $1.91 | $6.29K | 312,882 |
| Gail M. Sasaki Vice President and CFO | Aug 11, 2023 | Sale(10b5-1 plan) | −8,820 | $3.24 | $28.58K | 316,174 |
| Gail M. Sasaki Vice President and CFO | Jul 13, 2023 | Sale(10b5-1 plan) | −4,364 | $3.27 | $14.27K | 324,994 |
| Gail M. Sasaki Vice President and CFO | Apr 24, 2023 | Sale(10b5-1 plan) | −95,273 | $5.44 | $518.29K | 329,358 |
| Chun K. Hong President, CEO and Chairman, Director | Apr 24, 2023 | Sale(10b5-1 plan) | −500,000 | $5.49 | $2.75M | 3,611,177 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 22, 2023 | Sale(10b5-1 plan) | −208,634 | $4.00 | $834.54K | 4,111,177 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 21, 2023 | Sale(10b5-1 plan) | −41,366 | $4.00 | $165.46K | 4,319,811 |
| Gail M. Sasaki Vice President and CFO | Mar 17, 2023 | Sale(10b5-1 plan) | −50,000 | $3.33 | $166.50K | 424,631 |
| Gail M. Sasaki Vice President and CFO | Mar 17, 2023 | Sale(10b5-1 plan) | −18,417 | $3.24 | $59.67K | 474,631 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 16, 2023 | Sale(10b5-1 plan) | −250,000 | $3.04 | $760.00K | 4,361,177 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 16, 2023 | Award | +499,000 | – | – | 2,241,447 |
| Gail M. Sasaki Vice President and CFO | Mar 16, 2023 | Award | +100,000 | – | – | 493,048 |
| Gail M. Sasaki Vice President and CFO | Mar 15, 2023 | Sale(10b5-1 plan) | −10,318 | $3.07 | $31.68K | 393,048 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 10, 2023 | Sale | −46,000 | $2.82 | $129.72K | 1,881,150 |
| Chun K. Hong President, CEO and Chairman, Director | Mar 10, 2023 | Sale | −138,703 | $2.82 | $391.14K | 1,742,447 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Gail M. Sasaki Officer | Aug 17, 2026 | 100,000 | $690.66K | Aug 17, 2026 | Vested Restricted Stock Units |
| Gail M. Sasaki Officer | Aug 12, 2026 | 25,000 | $112.25K | Aug 12, 2026 | Vested Restricted Stock Units |
| Gail M. Sasaki Officer | Aug 5, 2026 | 25,000 | $99.75K | Aug 5, 2026 | Vested Restricted Stock Units |
| Chun K. Hong Officer, Director | Jun 8, 2026 | 40,000 | $108.75K | Jun 8, 2026 | Vested Restricted Stock Units |
| Gail M. Sasaki Officer | May 15, 2026 | 8,876 | $23.31K | May 15, 2026 | Vested Restricted Stock Units |
| Gail M. Sasaki Officer | May 11, 2026 | 25,000 | $87.25K | May 11, 2026 | Vested Restricted Stock Units |
| Jun Cho Director | Apr 23, 2026 | 10,000 | $21.80K | Apr 23, 2026 | Vested Restricted Stock Units |
| Blake Welcher Director | Apr 22, 2026 | 37,500 | $75.00K | Apr 22, 2026 | Vested Restricted Stock Units |
| Jun Cho Director | Apr 22, 2026 | 10,000 | $19.80K | Apr 22, 2026 | Vested Restricted Stock Units |
| Jun Cho Director | Mar 25, 2026 | 10,000 | $18.90K | Mar 25, 2026 | Vested Restricted Stock Units |
| Blake Welcher Director | Mar 17, 2026 | 37,500 | $62.36K | Mar 17, 2026 | Vested Restricted Stock Units |
| Chun K. Hong Officer, Director | Mar 16, 2026 | 93,995 | $141.08K | Mar 16, 2026 | Vested Restricted Stock Units |
| Gail M. Sasaki Officer | Mar 16, 2026 | 20,898 | $31.37K | Mar 16, 2026 | Vested Restricted Stock Units |
| Chun K. Hong Officer, Director | Mar 12, 2026 | 250,000 | $375.00K | Mar 12, 2026 | Founder Shares |
| Chun K. Hong Officer, Director | Jan 5, 2026 | 250,000 | $250.00K | Jan 5, 2026 | Vested Restricted Stock Units |