NHSNYSEFiscal year ends October 31
Neuberger High Yield Strategies Fund Inc.
$5.30−0.04 (-0.75%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
14M
Shares held, 13F filers
Institutional holders
61
19 new, 10 sold out
Net institutional buying
7M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| The Charger Corporation | 5,725,238 | 22.08% | 13G (passive) amendment | Dec 31, 2025 |
| Sit Investment Associates, Inc. | 5,447,450 | 13.00% | 13G (passive) | Apr 30, 2026 |
| First Trust Portfolios L.P. | 5,304,286 | 20.46% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NHS | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 5,605,481 | – | $34.98K | +5,300,207 | 0.66% |
| Rivernorth Capital Management, LLC | 1,371,413 | – | $8.56M | New | 0.41% |
| Absolute Investment Advisers, LLC | 800,744 | – | $5.00M | New | 0.48% |
| Morgan Stanley | 725,270 | – | $4.53M | +66,138 | 0.00% |
| Guggenheim Capital LLC | 488,989 | – | $3.05M | −44,525 | 0.02% |
| LPL Financial LLC | 415,028 | – | $2.59M | −65,557 | 0.00% |
| GraniteShares Advisors LLC | 392,922 | – | $2.45M | +51,425 | 1.58% |
| Quarry LP | 341,935 | – | $2.13M | −145,393 | 0.18% |
| Invesco Ltd. | 322,732 | – | $2.01M | +79,763 | 0.00% |
| Wells Fargo & Company/Mn | 286,201 | – | $1.79M | +19,887 | 0.00% |
| Uncommon Cents Investing LLC | 247,750 | – | $1.55M | +66,588 | 0.34% |
| Cable Car Capital, LP | 233,169 | – | $1.45M | −316,831 | 0.03% |
| J.W. Cole Advisors, Inc. | 218,297 | – | $1.36M | New | 0.02% |
| Toronto Dominion Bank | 204,757 | – | $1.28M | New | 0.00% |
| Clear Street Group Inc. | 198,684 | – | $1.24M | New | 0.00% |
| JPMorgan Chase & Co | 198,182 | – | $1.22M | +8,182 | 0.00% |
| Ameriprise Financial Inc | 172,589 | – | $1.08M | −335 | 0.00% |
| Marex Group plc | 161,473 | – | $1.01M | +116,473 | 0.00% |
| Harbour Investments, Inc. | 152,385 | – | $950.88K | −16,916 | 0.01% |
| Bramshill Investments, LLC | 133,785 | – | $834.82K | +34,682 | 0.06% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 61 | 14M | 19 / 26 | 8 / 10 | 9M | 2M |
| Q1 2026 | 53 | 7M | 17 / 15 | 12 / 6 | 3M | 0M |
| Q4 2025 | 43 | 4M | 8 / 16 | 14 / 7 | 1M | 0M |
| Q3 2025 | 42 | 4M | 7 / 17 | 13 / 5 | 0M | 0M |
| Q2 2025 | 41 | 4M | 7 / 20 | 7 / 3 | 0M | 0M |
| Q1 2025 | 37 | 3M | 5 / 10 | 15 / 7 | 0M | 1M |
| Q4 2024 | 39 | 4M | 13 / 14 | 9 / 3 | 1M | 0M |
| Q3 2024 | 31 | 3M | 2 / 13 | 7 / 8 | 1M | 0M |
| Q2 2024 | 37 | 3M | 4 / 13 | 11 / 1 | 0M | 2M |
| Q1 2024 | 34 | 5M | 4 / 14 | 9 / 12 | 1M | 1M |
| Q4 2023 | 43 | 4M | 6 / 17 | 11 / 3 | 1M | 0M |
| Q3 2023 | 40 | 3M | 7 / 16 | 8 / 12 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of NHS | Value | % of fund | As of |
|---|---|---|---|---|---|
| GraniteShares HIPS U.S. High Income ETF | 392,922 | – | $2.45M | 2.23% | Jun 30, 2026 |
| Invesco CEF Income Composite ETF | 228,741 | – | $1.46M | 0.18% | May 31, 2026 |
| LoCorr Spectrum Income Fund | 122,818 | – | $766.38K | 1.10% | Jun 30, 2026 |
| RiverNorth/Oaktree High Income Fund | 44,950 | – | $280.49K | 0.48% | Jun 30, 2026 |
| Robinson Opportunistic Income Fund | 32,593 | – | $203.38K | 1.91% | Jun 30, 2026 |
| RiverNorth Active Income ETF | 31,542 | – | $189.25K | 0.48% | Jul 31, 2026 |
| Absolute Cef Opportunities | 9,251 | – | $57.73K | 1.18% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 806 | – | $5.03K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 286 | – | $1.78K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Of America Corp /De/ Bank | 10% owner | 400 | Sep 1, 2026 |
| Of America Na Bank | 10% owner | 500 | Sep 1, 2026 |
| Chris Kocinski | – | 28,000 | Apr 27, 2026 |
| Joseph Lind | – | 45,333 | Apr 24, 2026 |
| Steven Richard Ruh | – | – | Jan 9, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Of America Na Bank 10% owner | Aug 28, 2026 | Other | +100 | – | – | 500 |
| Chris Kocinski – | Apr 15, 2026 | Option exercise | +7,000 | $6.50 | $45.50K | 28,000 |
| Joseph Lind – | Apr 15, 2026 | Option exercise | +12,833 | $6.50 | $83.41K | 45,333 |
| Chris Kocinski – | Jul 17, 2025 | Buy | +6,000 | $7.40 | $44.40K | 21,000 |
| Chris Kocinski – | May 29, 2025 | Buy | +15,000 | $7.44 | $111.60K | 15,000 |
| MetLife Investment Management, LLC 10% owner | Sep 18, 2023 | Other | −768,000 | – | – | 0 |
| MetLife Investment Management, LLC 10% owner | Sep 18, 2023 | Other | −3,968,000 | – | – | 0 |
| MetLife Investment Management, LLC 10% owner | Sep 18, 2023 | Other | −26,500,000 | – | – | 0 |
| MetLife Investment Management, LLC 10% owner | Sep 18, 2023 | Other | −1,344,000 | – | – | 0 |
| MetLife Investment Management, LLC 10% owner | Sep 18, 2023 | Other | −5,726,934 | – | – | 0 |
| MetLife Investment Management, LLC 10% owner | Sep 18, 2023 | Other | −5,190,034 | – | – | 0 |
| MetLife Investment Management, LLC 10% owner | Sep 18, 2023 | Other | −8,583,032 | – | – | 0 |
| Joseph Lind – | Jul 3, 2023 | Option exercise | +5,833 | $7.42 | $43.28K | 32,500 |
| Bradley Tank – | Jul 3, 2023 | Option exercise | +6,028 | $7.42 | $44.73K | 18,082 |
| Bradley Tank – | Jul 3, 2023 | Option exercise | +67,472 | $7.42 | $500.64K | 202,412 |
| Bradley Tank – | Jul 3, 2023 | Option exercise | +46,148 | $7.42 | $342.42K | 138,443 |
| Bradley Tank – | Jun 21, 2023 | Option exercise | +23,074 | $7.42 | $171.21K | 92,295 |
| Bradley Tank – | Jun 21, 2023 | Option exercise | +33,736 | $7.42 | $250.32K | 134,940 |
| Bradley Tank – | Jun 21, 2023 | Option exercise | +3,014 | $7.42 | $22.36K | 12,054 |
| George W. Morriss Director | Jun 21, 2023 | Option exercise | +3,422 | $7.42 | $25.39K | 13,689 |
| Joseph Lind – | Jun 21, 2023 | Option exercise | +6,667 | $7.42 | $49.47K | 26,667 |
| Joseph Lind – | Jun 7, 2022 | Buy | +5,000 | $9.14 | $45.70K | 20,000 |
| Joseph Lind – | Jun 6, 2022 | Buy | +5,000 | $9.25 | $46.25K | 15,000 |
| MetLife Investment Management, LLC 10% owner | Jun 3, 2022 | Buy | +26,500,000 | $26500000.00 | $702.25T | – |
| Joseph Lind – | May 17, 2022 | Option exercise | +5,000 | $8.60 | $43.00K | 15,000 |
| Bradley Tank – | May 17, 2022 | Option exercise | +25,301 | $8.60 | $217.59K | 101,204 |
| Bradley Tank – | May 17, 2022 | Option exercise | +2,260 | $8.60 | $19.44K | 9,040 |
| Bradley Tank – | May 17, 2022 | Option exercise | +17,305 | $8.60 | $148.82K | 69,221 |
| George W. Morriss Director | May 17, 2022 | Option exercise | +3,763 | $8.60 | $32.36K | 9,100 |
| MetLife Investment Management, LLC 10% owner | Dec 14, 2020 | Other | −3,083,733 | $3092858.28 | $9.54T | 5,726,934 |
| MetLife Investment Management, LLC 10% owner | Dec 14, 2020 | Other | −2,794,633 | $2802902.78 | $7.83T | 5,190,034 |
| MetLife Investment Management, LLC 10% owner | Dec 14, 2020 | Other | −4,621,634 | $4635310.19 | $21.42T | 8,583,032 |
| MetLife Investment Management, LLC 10% owner | Dec 14, 2020 | Other | −192,000 | $2406193.05 | $461.99B | 768,000 |
| MetLife Investment Management, LLC 10% owner | Dec 14, 2020 | Other | −336,000 | $4210837.84 | $1.41T | 1,344,000 |
| MetLife Investment Management, LLC 10% owner | Dec 14, 2020 | Other | −992,000 | $12431997.43 | $12.33T | 3,968,000 |
| Boaz Weinstein 10% owner | Dec 14, 2020 | Returned to company | −3,572,083 | $12.03 | $42.97M | 1,202,787 |
| Saba Capital Management, L.P. 10% owner | Dec 11, 2020 | Sale | −100,000 | $11.85 | $1.19M | 4,774,870 |
| MetLife Investment Management, LLC 10% owner | Aug 4, 2020 | Buy | +1,680,000 | $12.50 | $21.00M | 1,680,000 |
| MetLife Investment Management, LLC 10% owner | Aug 4, 2020 | Other | −17,621,333 | $17647166.12 | $310.97T | 8,810,667 |
| MetLife Investment Management, LLC 10% owner | Aug 4, 2020 | Other | −26,409,334 | $26448050.45 | $698.48T | 13,204,666 |
| MetLife Investment Management, LLC 10% owner | Aug 4, 2020 | Other | −1,400 | $35092143.82 | $49.13B | 0 |
| MetLife Investment Management, LLC 10% owner | Aug 4, 2020 | Other | −15,969,333 | $15992744.26 | $255.39T | 7,984,667 |
| MetLife Investment Management, LLC 10% owner | Aug 4, 2020 | Buy | +960,000 | $12.50 | $12.00M | 960,000 |
| MetLife Investment Management, LLC 10% owner | Aug 4, 2020 | Buy | +4,960,000 | $12.50 | $62.00M | 4,960,000 |
| Saba Capital Management, L.P. 10% owner | May 27, 2020 | Buy | +30,619 | $10.49 | $321.19K | 4,874,870 |
| Saba Capital Management, L.P. 10% owner | May 26, 2020 | Buy | +10,544 | $10.24 | $107.97K | 4,844,251 |
| Boaz Weinstein 10% owner | May 22, 2020 | Buy | +1,813 | $10.15 | $18.40K | 4,833,707 |
| Boaz Weinstein 10% owner | May 21, 2020 | Buy | +15,492 | $10.02 | $155.23K | 4,831,894 |
| Boaz Weinstein 10% owner | May 20, 2020 | Buy | +73,981 | $10.05 | $743.51K | 4,816,402 |
| Boaz Weinstein 10% owner | May 19, 2020 | Buy | +1,305 | $9.90 | $12.92K | 4,742,421 |
| Boaz Weinstein 10% owner | May 18, 2020 | Buy | +30,325 | $9.86 | $299.00K | 4,741,116 |
| Boaz Weinstein 10% owner | May 15, 2020 | Buy | +13,361 | $9.78 | $130.67K | 4,710,791 |
| Saba Capital Management, L.P. 10% owner | May 14, 2020 | Buy | +37,168 | $9.72 | $361.27K | 4,697,430 |
| Saba Capital Management, L.P. 10% owner | May 13, 2020 | Buy | +43,343 | $9.89 | $428.66K | 4,660,262 |
| Boaz Weinstein 10% owner | May 12, 2020 | Buy | +9,093 | $9.98 | $90.75K | 4,616,919 |
| Boaz Weinstein 10% owner | May 11, 2020 | Buy | +10,945 | $9.93 | $108.68K | 4,607,826 |
| Saba Capital Management, L.P. 10% owner | May 8, 2020 | Buy | +95,200 | $9.96 | $948.19K | 4,596,881 |
| Saba Capital Management, L.P. 10% owner | May 7, 2020 | Buy | +59,780 | $9.88 | $590.63K | 4,501,681 |
| Boaz Weinstein 10% owner | May 5, 2020 | Buy | +10,000 | $9.80 | $98.00K | 4,441,901 |
| Boaz Weinstein 10% owner | May 1, 2020 | Buy | +20,976 | $9.61 | $201.58K | 4,431,901 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.