NCVNYSEFiscal year ends January 31Also trades as NCV.PA
Virtus Convertible & Income Fund
$14.82+0.04 (+0.27%)
Close on Oct 19, 2026
- Market cap
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- P/E (TTM)
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- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
6M
Shares held, 13F filers
Institutional holders
59
9 new, 8 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $5.99K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Morgan Stanley | 5,363,123 | 5.90% | 13G (passive) | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NCV | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 1,200,261 | – | $21.11M | −104,094 | 0.00% |
| Congress Park Capital LLC | 813,039 | – | $14.30M | +10,715 | 3.86% |
| Advisors Asset Management, Inc. | 662,033 | – | $11.65M | +60,957 | 0.18% |
| Guggenheim Capital LLC | 517,653 | – | $9.11M | +100,251 | 0.06% |
| Penserra Capital Management LLC | 393,601 | – | $6.92K | +15,025 | 0.05% |
| LPL Financial LLC | 387,995 | – | $6.82M | +17,648 | 0.00% |
| Saba Capital Management, L.P. | 336,482 | – | $5.92M | −387,096 | 0.15% |
| Envestnet Asset Management Inc | 305,024 | – | $5.37M | +215,172 | 0.00% |
| Ameriprise Financial Inc | 261,266 | – | $4.60M | −12,678 | 0.00% |
| Bank Of America Corp /De/ | 259,164 | – | $4.56M | −756 | 0.00% |
| Thomas J. Herzfeld Advisors, Inc. | 185,909 | – | $3.27M | New | 1.00% |
| Summit Financial, LLC | 120,157 | – | $2.11M | −3,841 | 0.02% |
| Osaic Holdings, Inc. | 106,675 | – | $1.88M | +8,172 | 0.00% |
| NewEdge Advisors, LLC | 85,040 | – | $1.50M | +14,199 | 0.00% |
| Park Avenue Securities LLC | 82,281 | – | $1.45K | −2,339 | 0.01% |
| CoreCap Advisors, LLC | 72,675 | – | $1.28M | +4,475 | 0.04% |
| Invesco Ltd. | 65,455 | – | $1.15M | +2,792 | 0.00% |
| Wealth Care LLC | 62,340 | – | $1.10M | −5,959 | 0.89% |
| Cambridge Investment Research Advisors, Inc. | 55,326 | – | $974 | +27,320 | 0.00% |
| Kestra Advisory Services, LLC | 50,394 | – | $886.44K | +1,072 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 59 | 6M | 9 / 21 | 17 / 8 | 1M | 1M |
| Q1 2026 | 60 | 7M | 8 / 21 | 22 / 9 | 1M | 1M |
| Q4 2025 | 64 | 7M | 9 / 26 | 15 / 5 | 1M | 0M |
| Q3 2025 | 61 | 6M | 9 / 20 | 18 / 8 | 1M | 1M |
| Q2 2025 | 63 | 6M | 21 / 12 | 21 / 10 | 2M | 1M |
| Q1 2025 | 53 | 5M | 53 / 0 | 0 / 0 | 5M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of NCV | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 391,729 | – | $6.89M | 0.96% | Jun 30, 2026 |
| Saba Closed-End Funds ETF | 157,980 | – | $2.77M | 0.66% | May 31, 2026 |
| Thrivent Multisector Bond Fund | 10,679 | – | $178.87K | 0.02% | Jul 31, 2026 |
| Thrivent Conservative Allocation Fund | 5,408 | – | $95.13K | 0.01% | Jun 30, 2026 |
| Thrivent Conservative Allocation Portfolio | 3,393 | – | $59.68K | 0.01% | Jun 30, 2026 |
| Thrivent Multisector Bond Portfolio | 2,675 | – | $47.05K | 0.03% | Jun 30, 2026 |
| Thrivent Dynamic Allocation Fund | 1,396 | – | $23.38K | 0.01% | Jul 31, 2026 |
| Thrivent Dynamic Allocation Portfolio | 1,358 | – | $23.89K | 0.01% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 122 | – | $2.15K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 44 | – | $774 | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Connie D. McDaniel | Director | 723 | Aug 20, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Connie D. McDaniel Director | Aug 18, 2026 | Buy | +356 | $16.83 | $5.99K | 723 |
| Connie D. McDaniel Director | Jun 16, 2025 | Buy | +367 | $13.59 | $4.99K | 367 |
| David J. Oberto – | Oct 6, 2023 | Returned to company | −138.59 | $3.05 | $423 | 0 |
| Group AG UBS 10% owner | Nov 3, 2022 | Other | −8,056 | – | – | 0 |
| Deborah A. DeCotis Director | Mar 3, 2022 | Buy | +989 | $5.03 | $4.97K | 989 |
| Philip R. McLoughlin Director | Feb 25, 2022 | Buy | +2,100 | $4.95 | $10.40K | 2,100 |
| George R. Aylward President and CEO, Director | Dec 21, 2021 | Buy | +8,821 | $5.67 | $50.02K | 8,821 |
| James S. Macleod Director | Oct 1, 2021 | Buy | +12,892 | $5.94 | $76.58K | 13,892 |
| F. Ford Drummond Director | Apr 29, 2021 | Buy | +1,715 | $5.81 | $9.96K | 1,715 |
| Alan Rappaport Director | Apr 27, 2021 | Buy | +1,000 | $5.86 | $5.86K | 2,000 |
| Group AG UBS 10% owner | Feb 5, 2021 | Buy | +50 | $5.88 | $294 | 273,222 |
| Group AG UBS 10% owner | Feb 5, 2021 | Buy | +159 | $5.87 | $933 | 273,172 |
| Group AG UBS 10% owner | Feb 5, 2021 | Buy | +241 | $5.88 | $1.42K | 273,013 |
| Sarah E. Cogan Director | Aug 21, 2019 | Buy | +1,800 | $5.70 | $10.26K | 1,800 |
| Group AG UBS 10% owner | Jun 17, 2019 | Sale | −29 | $25.20 | $731 | 59 |
| James S. Macleod Director | Dec 20, 2017 | Buy | +1,000 | $7.06 | $7.06K | 1,000 |
| Justin Kass – | Jun 27, 2017 | Sale | −410 | $6.99 | $2.87K | 12,246 |
| Justin Kass – | Jun 27, 2017 | Sale | −7,829 | $6.98 | $54.65K | 0 |
| Justin Kass – | Jun 27, 2017 | Sale | −4,417.33 | $6.98 | $30.83K | 7,829 |
| Justin Kass – | Sep 4, 2015 | Buy | +3,000 | $6.46 | $19.38K | 10,164 |
| Douglas Forsyth – | Jun 25, 2014 | Sale | −2,500 | $10.58 | $26.45K | 0 |
| Douglas Forsyth – | Jun 25, 2014 | Sale | −9,000 | $10.58 | $95.22K | 2,500 |
| Douglas Forsyth – | Jun 25, 2014 | Sale | −2,500 | $10.57 | $26.43K | 11,500 |
| Douglas Forsyth – | Jun 25, 2014 | Sale | −1,000 | $10.57 | $10.57K | 14,000 |
| Ag Ubs 10% owner | Oct 18, 2013 | Buy | +1 | – | – | 8,056 |
| Ag Ubs 10% owner | Apr 16, 2013 | Other | +1 | – | – | 8,055 |
| Ag Ubs 10% owner | Jan 29, 2013 | Other | +1 | – | – | 8,054 |
| Ag Ubs 10% owner | Jul 25, 2012 | Other | +3 | – | – | 8,053 |
| Justin Kass – | Sep 7, 2011 | Buy | +50 | $8.86 | $443 | 4,500 |
| Justin Kass – | Sep 7, 2011 | Buy | +3,350 | $8.87 | $29.71K | 3,350 |
| Justin Kass – | Sep 7, 2011 | Buy | +1,100 | $8.86 | $9.75K | 4,450 |
| Justin Kass – | Mar 4, 2011 | Sale | −18,609.57 | $11.07 | $206.01K | 0 |
| Justin Kass – | Feb 7, 2011 | Sale | −15,000 | $10.82 | $162.30K | 18,459 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Dec 15, 2010 | Buy | +30 | $9.78 | $293 | 30 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Dec 15, 2010 | Sale | −30 | $9.87 | $296 | 0 |
| Alan Rappaport Director | Sep 7, 2010 | Buy | +1,000 | $9.69 | $9.69K | 1,000 |
| Ag Ubs 10% owner | Aug 31, 2010 | Other | +8 | – | – | 7,834 |
| Matthew E. John – | Mar 11, 2008 | Buy | +500 | $11.81 | $5.91K | 1,350 |
| William Stickney – | Mar 7, 2008 | Sale | −2,391 | $12.25 | $29.29K | 0 |
| William Stickney – | Mar 7, 2008 | Sale | −2,300.09 | $12.23 | $28.13K | 2,391 |
| William Stickney – | Mar 7, 2008 | Sale | −4,000 | $12.21 | $48.84K | 4,691 |
| William Stickney – | Mar 7, 2008 | Sale | −2,000 | $12.19 | $24.38K | 8,691 |
| William Stickney – | Mar 7, 2008 | Sale | −2,000 | $12.16 | $24.32K | 10,691 |
| Michael Yee – | Feb 14, 2008 | Buy | +600 | $12.15 | $7.29K | 8,600 |
| Michael Yee – | Feb 14, 2008 | Buy | +2,000 | $12.25 | $24.50K | 12,000 |
| Michael Yee – | Feb 14, 2008 | Buy | +1,400 | $12.18 | $17.05K | 10,000 |
| Justin Kass – | Feb 13, 2008 | Buy | +18,100 | $13.08 | $236.75K | 30,000 |
| Justin Kass – | Feb 13, 2008 | Buy | +100 | $13.06 | $1.31K | 11,300 |
| Justin Kass – | Feb 13, 2008 | Buy | +200 | $13.05 | $2.61K | 11,200 |
| Justin Kass – | Feb 13, 2008 | Buy | +600 | $13.07 | $7.84K | 11,900 |
| Justin Kass – | Feb 13, 2008 | Buy | +18,100 | $13.08 | $236.75K | 30,000 |
| Justin Kass – | Jan 28, 2008 | Buy | +200 | $12.84 | $2.57K | 200 |
| Justin Kass – | Jan 28, 2008 | Buy | +6,200 | $12.90 | $79.98K | 11,000 |
| Justin Kass – | Jan 28, 2008 | Buy | +2,700 | $12.89 | $34.80K | 4,800 |
| Justin Kass – | Jan 28, 2008 | Buy | +900 | $12.88 | $11.59K | 2,100 |
| Justin Kass – | Jan 28, 2008 | Buy | +800 | $12.87 | $10.30K | 1,200 |
| Justin Kass – | Jan 28, 2008 | Buy | +200 | $12.85 | $2.57K | 400 |
| Lawrence G. Altadonna Treasurer | Aug 17, 2007 | Buy | +1,100 | $13.65 | $15.02K | 1,100 |
| Nicole Larrabee – | Aug 17, 2007 | Buy | +300 | $13.29 | $3.99K | 300 |
| Elizabeth Lemesevski – | Aug 17, 2007 | Buy | +300 | $11.75 | $3.53K | 300 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.