NBHNYSEFiscal year ends October 31
NEUBERGER MUNICIPAL FUND INC.
$9.21+0.04 (+0.44%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
13M
Shares held, 13F filers
Institutional holders
76
7 new, 8 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
1 buys · 2 sales
Net bought $480
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Banc of America Preferred Funding Corporation | 2,279 | 100.00% | 13D (active) amendment | Jan 10, 2012 |
| , : First Trust Portfolios L.P.: First Trust Advisors L.P.: The Charger Corporation | 1,928,988 | 6.51% | 13G (passive) amendment | Jun 30, 2024 |
| Saba Capital Management, L.P. | 1,602,250 | 5.41% | 13D (active) amendment | Jul 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NBH | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 2,342,220 | – | $24.71M | +307,180 | 0.07% |
| Morgan Stanley | 1,342,907 | – | $14.17M | +1,161 | 0.00% |
| Rivernorth Capital Management, LLC | 937,491 | – | $9.89M | +7,716 | 0.47% |
| 1607 Capital Partners, LLC | 806,630 | – | $8.51M | −199,909 | 0.74% |
| Advisors Asset Management, Inc. | 805,862 | – | $8.50M | +80,205 | 0.13% |
| Guggenheim Capital LLC | 710,279 | – | $7.49M | −25,972 | 0.05% |
| Robinson Capital Management, LLC | 512,302 | – | $5.40M | +87,042 | 2.39% |
| UBS Group AG | 500,488 | – | $5.28M | +27,080 | 0.00% |
| Rareview Capital LLC | 396,617 | – | $3.90M | −65,844 | 2.18% |
| Van Eck Associates Corp | 281,107 | – | $2.97M | +1,251 | 0.00% |
| Sit Investment Associates Inc | 250,226 | – | $2.64K | +137,180 | 0.05% |
| Professional Financial Management, Inc. | 243,660 | – | $2.57M | −5,535 | 2.61% |
| Cohen & Steers, Inc. | 222,982 | – | $2.35K | +5,000 | 0.00% |
| Melfa Wealth Management, LLC | 189,301 | – | $2.00M | −17,246 | 1.08% |
| Bank Of America Corp /De/ | 167,221 | – | $1.76M | +64,790 | 0.00% |
| Hennion & Walsh Asset Management, Inc. | 159,603 | – | $1.68M | −59,225 | 0.05% |
| Invesco Ltd. | 152,814 | – | $1.61M | −5,291 | 0.00% |
| Allspring Global Investments Holdings, LLC | 152,052 | – | $1.60M | New | 0.00% |
| Fiera Capital Corp | 150,606 | – | $1.59M | −5,665 | 0.01% |
| Worthington Financial Partners, LLC | 134,893 | – | $1.42M | −8,937 | 1.18% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 76 | 13M | 7 / 30 | 24 / 8 | 1M | 1M |
| Q1 2026 | 77 | 13M | 8 / 34 | 20 / 14 | 1M | 1M |
| Q4 2025 | 84 | 13M | 17 / 26 | 20 / 3 | 2M | 1M |
| Q3 2025 | 71 | 12M | 7 / 28 | 17 / 8 | 1M | 1M |
| Q2 2025 | 73 | 12M | 8 / 29 | 17 / 8 | 1M | 1M |
| Q1 2025 | 75 | 12M | 9 / 26 | 23 / 10 | 2M | 2M |
| Q4 2024 | 78 | 12M | 18 / 24 | 14 / 10 | 2M | 1M |
| Q3 2024 | 72 | 11M | 6 / 15 | 30 / 13 | 1M | 1M |
| Q2 2024 | 80 | 11M | 7 / 25 | 29 / 13 | 1M | 3M |
| Q1 2024 | 86 | 12M | 15 / 20 | 26 / 6 | 2M | 0M |
| Q4 2023 | 79 | 11M | 28 / 29 | 13 / 7 | 7M | 0M |
| Q3 2023 | 58 | 4M | 8 / 19 | 18 / 6 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of NBH | Value | % of fund | As of |
|---|---|---|---|---|---|
| Robinson Tax Advantaged Income Fund | 512,302 | – | $5.40M | 2.42% | Jun 30, 2026 |
| VanEck CEF Muni Income ETF | 287,448 | – | $2.92M | 1.33% | Jul 31, 2026 |
| Rareview Tax Advantaged Income ETF | 222,819 | – | $2.35M | 12.81% | Jun 30, 2026 |
| Rareview Dynamic Fixed Income ETF | 167,511 | – | $1.77M | 2.12% | Jun 30, 2026 |
| Matisse Discounted Bond CEF Strategy | 123,161 | – | $1.30M | 2.44% | Jun 30, 2026 |
| Aspiriant Risk-Managed Municipal Bond Fund | 29,711 | – | $313.45K | 0.02% | Jun 30, 2026 |
| Amplify Municipal CEF High Income ETF | 3,228 | – | $34.06K | 2.80% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 10% owner | 3,400 | May 22, 2026 |
| Of America Corp /De/ Bank | 10% owner | 1,200 | May 22, 2026 |
| Bofa Securities, Inc. | 10% owner | 104 | Dec 13, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Of America Corp /De/ Bank 10% owner | May 20, 2026 | Sale | −2,000 | $10.11 | $20.22K | 1,200 |
| Of America Corp /De/ Bank 10% owner | May 20, 2026 | Sale | −1,200 | $10.11 | $12.13K | 0 |
| Of America Corp /De/ Bank 10% owner | May 20, 2026 | Buy | +3,200 | $10.26 | $32.83K | 3,200 |
| Of America Corp /De/ Bank 10% owner | Nov 18, 2024 | Sale | −800 | $10.65 | $8.52K | 0 |
| Of America Corp /De/ Bank 10% owner | Nov 18, 2024 | Buy | +800 | $10.66 | $8.53K | 800 |
| Of America Corp /De/ Bank 10% owner | Oct 23, 2023 | Other | +822 | – | – | 2,279 |
| of America Preferred Funding Corp Banc 10% owner | Nov 14, 2022 | Other | −200 | – | – | 1,457 |
| of America Preferred Funding Corp Banc 10% owner | Aug 15, 2022 | Other | −47 | – | – | 1,657 |
| Bradley Tank – | Jul 30, 2019 | Sale | −19,400 | $15.40 | $298.76K | 0 |
| of America Preferred Funding Corp Banc 10% owner | Apr 1, 2019 | Other | −90 | – | – | 1,704 |
| Bradley Tank – | Dec 27, 2018 | Buy | +16,000 | $12.56 | $200.96K | 16,000 |
| of America Preferred Funding Corp Banc 10% owner | Nov 29, 2018 | Other | −918 | – | – | 1,794 |
| of America Preferred Funding Corp Banc 10% owner | Nov 29, 2018 | Other | +918 | – | – | 1,794 |
| Faith Colish – | Jan 10, 2018 | Sale | −100 | $14.74 | $1.47K | 0 |
| Bradley Tank – | Dec 11, 2017 | Buy | +3,400 | $14.88 | $50.59K | 3,400 |
| Bofa Securities, Inc. 10% owner | Dec 8, 2016 | Sale | −1 | $15.17 | $15 | 104 |
| Bofa Securities, Inc. 10% owner | Aug 23, 2016 | Buy | +1 | $17.48 | $17 | 105 |
| Bofa Securities, Inc. 10% owner | Jul 7, 2016 | Buy | +200 | $17.04 | $3.41K | 104 |
| Bofa Securities, Inc. 10% owner | Jul 7, 2016 | Buy | +200 | $17.04 | $3.41K | 0 |
| Bofa Securities, Inc. 10% owner | Jul 7, 2016 | Buy | +750 | $17.04 | $12.78K | 0 |
| Bofa Securities, Inc. 10% owner | Jul 7, 2016 | Buy | +100 | $17.04 | $1.70K | 0 |
| Bofa Securities, Inc. 10% owner | Jul 5, 2016 | Sale | −1,250 | $16.79 | $20.99K | 0 |
| Bofa Securities, Inc. 10% owner | Jun 9, 2015 | Buy | +10 | $14.66 | $147 | 104 |
| Bofa Securities, Inc. 10% owner | Jun 8, 2015 | Sale | −10 | $14.76 | $148 | 94 |
| Bofa Securities, Inc. 10% owner | Dec 11, 2014 | Buy | +2,000 | $15.64 | $31.28K | 2,104 |
| Bofa Securities, Inc. 10% owner | Dec 11, 2014 | Sale | −200 | $15.62 | $3.12K | 104 |
| Bofa Securities, Inc. 10% owner | Dec 11, 2014 | Sale | −1,800 | $15.57 | $28.03K | 304 |
| Of America Na Bank 10% owner | Jul 2, 2014 | Other | −3,850 | – | – | 0 |
| Bofa Securities, Inc. 10% owner | Jul 5, 2013 | Sale | −8 | $13.98 | $112 | 104 |
| Bofa Securities, Inc. 10% owner | Jul 5, 2013 | Sale | −406 | $13.96 | $5.67K | 112 |
| Bofa Securities, Inc. 10% owner | Jul 5, 2013 | Sale | −86 | $13.98 | $1.20K | 518 |
| Bofa Securities, Inc. 10% owner | Jul 5, 2013 | Buy | +500 | $13.98 | $6.99K | 604 |
| Stephen Blake Miller – | Oct 5, 2012 | Sale | −100 | $17.01 | $1.70K | 0 |
| Bofa Securities, Inc. 10% owner | Apr 5, 2012 | Sale | −300 | $16.07 | $4.82K | 104 |
| Bofa Securities, Inc. 10% owner | Apr 4, 2012 | Buy | +300 | $15.78 | $4.73K | 404 |
| James Iselin – | Feb 17, 2012 | Buy | +100 | $15.72 | $1.57K | 100 |
| Stephen Blake Miller – | Feb 17, 2012 | Buy | +100 | $15.62 | $1.56K | 100 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −100 | $15.77 | $1.58K | 104 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −100 | $15.78 | $1.58K | 204 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −500 | $15.77 | $7.89K | 304 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −900 | $15.76 | $14.18K | 804 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −100 | $15.78 | $1.58K | 1,704 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −500 | $15.77 | $7.89K | 1,804 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −100 | $15.78 | $1.58K | 2,304 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −100 | $15.78 | $1.58K | 2,404 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −100 | $15.78 | $1.58K | 2,504 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −94 | $15.77 | $1.48K | 2,604 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Sale | −100 | $15.78 | $1.58K | 2,698 |
| Bofa Securities, Inc. 10% owner | Jan 10, 2012 | Buy | +2,694 | $15.85 | $42.70K | 2,798 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jul 8, 2011 | Buy | +200 | $14.17 | $2.83K | 3,400 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jul 8, 2011 | Buy | +1,700 | $14.16 | $24.07K | 3,200 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jul 8, 2011 | Buy | +200 | $14.18 | $2.84K | 3,600 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jul 8, 2011 | Buy | +900 | $14.14 | $12.73K | 900 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jul 8, 2011 | Sale | −3,600 | $14.08 | $50.69K | 0 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jul 8, 2011 | Buy | +600 | $14.15 | $8.49K | 1,500 |
| Of America Corp /De/ Bank 10% owner | Mar 26, 2010 | Sale | −500 | $14.09 | $7.05K | 0 |
| Of America Corp /De/ Bank 10% owner | Mar 26, 2010 | Buy | +500 | $14.38 | $7.19K | 500 |
| Of America Corp /De/ Bank 10% owner | Aug 25, 2009 | Buy | +400 | $13.19 | $5.28K | 400 |
| Of America Corp /De/ Bank 10% owner | Aug 25, 2009 | Buy | +407 | $13.20 | $5.37K | 407 |
| Of America Corp /De/ Bank 10% owner | Aug 25, 2009 | Sale | −400 | $13.19 | $5.28K | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.