MMDNYSEFiscal year ends May 31
NYLIM MacKay DefinedTerm Muni Opportunities Fund
$13.90+0.02 (+0.14%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
6M
Shares held, 13F filers
Institutional holders
71
6 new, 4 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 4 sales
Net sold $196.32K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| First Trust Portfolios L.P. | 1,700,203 | 9.05% | 13G (passive) amendment | Sep 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of MMD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 728,962 | – | $11.30M | −7,086 | 0.32% |
| Raymond James Financial Inc | 676,967 | – | $10.49M | +1,384 | 0.00% |
| Morgan Stanley | 483,912 | – | $7.50M | +32,047 | 0.00% |
| Robinson Capital Management, LLC | 458,692 | – | $7.11M | +26,190 | 3.14% |
| Guggenheim Capital LLC | 413,332 | – | $6.41M | −19,204 | 0.04% |
| Bank Of America Corp /De/ | 321,161 | – | $4.98M | +3,122 | 0.00% |
| Wells Fargo & Company/Mn | 281,468 | – | $4.36M | +14,742 | 0.00% |
| Noble Wealth Management PBC | 124,708 | – | $1.93M | +4,708 | 0.87% |
| Kestra Advisory Services, LLC | 112,179 | – | $1.75M | +96,757 | 0.01% |
| Royal Bank of Canada | 106,326 | – | $1.65M | −42,097 | 0.00% |
| NewEdge Advisors, LLC | 103,674 | – | $1.61M | +6,454 | 0.00% |
| ProVise Management Group, LLC | 103,033 | – | $1.60M | +7,357 | 0.11% |
| Rivernorth Capital Management, LLC | 99,375 | – | $1.54M | +30,815 | 0.07% |
| Invesco Ltd. | 93,876 | – | $1.46M | +31,236 | 0.00% |
| Envestnet Asset Management Inc | 91,377 | – | $1.42M | −2,620 | 0.00% |
| City Of London Investment Management Co Ltd | 87,267 | – | $1.35M | – | 0.08% |
| LPL Financial LLC | 83,453 | – | $1.29M | +20,255 | 0.00% |
| Park Avenue Securities LLC | 79,707 | – | $1.24K | −3,431 | 0.01% |
| Advisors Asset Management, Inc. | 78,096 | – | $1.21M | New | 0.02% |
| Cambridge Investment Research Advisors, Inc. | 75,210 | – | $1.17K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 71 | 6M | 6 / 30 | 19 / 4 | 1M | 0M |
| Q1 2026 | 70 | 6M | 7 / 23 | 23 / 11 | 0M | 1M |
| Q4 2025 | 76 | 6M | 19 / 21 | 21 / 6 | 1M | 0M |
| Q3 2025 | 63 | 5M | 9 / 18 | 23 / 6 | 1M | 1M |
| Q2 2025 | 60 | 5M | 6 / 21 | 21 / 9 | 1M | 0M |
| Q1 2025 | 65 | 4M | 13 / 25 | 20 / 9 | 1M | 1M |
| Q4 2024 | 61 | 4M | 21 / 10 | 23 / 22 | 1M | 4M |
| Q3 2024 | 64 | 7M | 5 / 23 | 23 / 7 | 1M | 1M |
| Q2 2024 | 67 | 7M | 3 / 25 | 24 / 8 | 1M | 2M |
| Q1 2024 | 73 | 8M | 8 / 26 | 27 / 7 | 1M | 1M |
| Q4 2023 | 73 | 8M | 19 / 13 | 31 / 5 | 2M | 1M |
| Q3 2023 | 60 | 6M | 8 / 25 | 19 / 5 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of MMD | Value | % of fund | As of |
|---|---|---|---|---|---|
| Robinson Tax Advantaged Income Fund | 458,692 | – | $7.11M | 3.19% | Jun 30, 2026 |
| The Intermediate Term Municipal Bond Portfolio | 87,267 | – | $1.35M | 0.24% | Jun 30, 2026 |
| Rareview Tax Advantaged Income ETF | 38,814 | – | $601.62K | 3.28% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 325 | – | $5.04K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 115 | – | $1.78K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| John J. Lawlor | – | 4,400 | Aug 10, 2026 |
| Alison Hiers Micucci | – | 0 | Aug 6, 2026 |
| Stephanie Lynch | – | 0 | Jan 8, 2026 |
| Adeel Jivraj | – | 0 | Jan 8, 2026 |
| Robert A. Dimella | – | 0 | Dec 1, 2025 |
| David Dowden | – | 3,300 | Jan 21, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| John J. Lawlor – | Aug 7, 2026 | Sale | −100 | $15.02 | $1.50K | 4,400 |
| John J. Lawlor – | Aug 7, 2026 | Sale | −1,150 | $15.00 | $17.25K | 3,250 |
| Robert A. Dimella – | Nov 25, 2025 | Sale | −0.72 | $14.92 | $11 | 0 |
| Robert A. Dimella – | Nov 20, 2025 | Sale | −11,964.72 | $14.84 | $177.56K | 0 |
| David Dowden – | Jan 17, 2025 | Buy | +3,300 | $14.92 | $49.24K | 3,300 |
| John J. Lawlor – | Jan 14, 2025 | Buy | +2,000 | $14.74 | $29.48K | 4,500 |
| John J. Lawlor – | Nov 20, 2024 | Buy | +2,500 | $15.79 | $39.48K | 2,500 |
| Michael Denlinger – | Aug 18, 2023 | Sale | +0.07 | $16.67 | $1 | 0 |
| Michael Denlinger – | Aug 7, 2023 | Sale | −4,567 | $16.86 | $77.00K | 0 |
| Michael Denlinger – | Jul 10, 2023 | Sale | −4,326 | $16.95 | $73.33K | 4,548 |
| Michael Petty – | Nov 22, 2022 | Sale | −0.32 | $16.21 | $5 | 0 |
| Michael Petty – | Nov 21, 2022 | Sale | −1,709 | $16.15 | $27.60K | 0 |
| Michael Denlinger – | Oct 11, 2022 | Buy | +855 | $15.75 | $13.47K | 8,544 |
| Michael Denlinger – | May 13, 2022 | Buy | +3,250 | $17.23 | $56.00K | 7,520 |
| Robert A. Dimella – | Apr 11, 2022 | Buy | +10,000 | $17.90 | $179.00K | 10,000 |
| Scott Sprauer – | Apr 11, 2022 | Buy | +2,000 | $17.89 | $35.78K | 2,000 |
| Michael Denlinger – | Apr 8, 2022 | Buy | +4,250 | $18.15 | $77.14K | 4,250 |
| Yie-Hsin Hung Director | May 21, 2021 | Buy | +400 | $22.39 | $8.96K | 12,000 |
| Jeffrey S. Phlegar – | May 12, 2021 | Sale | −2,500 | $22.87 | $57.18K | 0 |
| John J. Lawlor – | May 12, 2021 | Sale | −3,000 | $22.66 | $67.98K | 0 |
| Robert A. Dimella – | May 10, 2021 | Sale | −320 | $22.83 | $7.31K | 244 |
| Robert A. Dimella – | May 10, 2021 | Sale | −244 | $22.84 | $5.57K | 0 |
| Robert A. Dimella – | May 7, 2021 | Sale | −5,233 | $22.90 | $119.84K | 4,549 |
| Robert A. Dimella – | May 7, 2021 | Sale | −3,985 | $22.90 | $91.26K | 564 |
| Yie-Hsin Hung Director | Mar 19, 2021 | Buy | +11,600 | $21.30 | $247.08K | 11,600 |
| Inc Citigroup 10% owner | Dec 15, 2020 | Other | −350 | $100000.00 | $35.00M | 0 |
| Inc Citigroup 10% owner | Jun 15, 2020 | Other | −350 | $100000.00 | $35.00M | 0 |
| Michael Petty – | May 29, 2020 | Award | +503.21 | $20.94 | $10.54K | 1,503 |
| Robert A. Dimella – | May 29, 2020 | Award | +25.33 | $20.94 | $530 | 9,391 |
| Robert A. Dimella – | Jan 15, 2020 | Sale | −2,040 | $21.90 | $44.68K | 9,366 |
| Richard H. Nolan Jr Director | Mar 7, 2019 | Buy | +25,000 | $20.30 | $507.50K | 25,000 |
| Robert A. Dimella – | Dec 6, 2018 | Sale | −4,936 | $20.03 | $98.87K | 5,960 |
| Stephen P. Fisher President | Jan 11, 2017 | Sale | −300 | $19.05 | $5.72K | 0 |
| Stephen P. Fisher President | Jan 11, 2017 | Sale | −1,900 | $19.04 | $36.18K | 300 |
| Stephen P. Fisher President | Jan 11, 2017 | Sale | −2,150 | $19.03 | $40.91K | 2,200 |
| Stephen P. Fisher President | Nov 18, 2016 | Award | +250 | $18.01 | $4.50K | 4,350 |
| Stephen P. Fisher President | Nov 14, 2016 | Award | +2,398 | $18.40 | $44.12K | 2,500 |
| Stephen P. Fisher President | Nov 14, 2016 | Award | +1,600 | $18.01 | $28.82K | 4,100 |
| Stephen P. Fisher President | Nov 11, 2016 | Award | +102 | $18.44 | $1.88K | 102 |
| Scott Sprauer – | Jul 1, 2016 | Sale | −1,500 | $20.85 | $31.28K | 0 |
| David Dowden – | May 6, 2016 | Sale | −1,500 | $20.15 | $30.22K | 0 |
| David Dowden – | May 6, 2016 | Sale | −2,000 | $20.19 | $40.38K | 0 |
| David Dowden – | May 6, 2016 | Sale | −1,500 | $20.21 | $30.32K | 0 |
| John M. Loffredo – | May 6, 2016 | Sale | −54 | $20.12 | $1.09K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −100 | $20.20 | $2.02K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −200 | $20.24 | $4.05K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −1 | $20.21 | $20 | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −300 | $20.12 | $6.04K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −200 | $20.18 | $4.04K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −1,943 | $20.16 | $39.17K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −802 | $20.17 | $16.18K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −1,241 | $20.14 | $24.99K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −2,497 | $20.15 | $50.31K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −1,400 | $20.11 | $28.15K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −700 | $20.19 | $14.13K | 0 |
| John M. Loffredo – | May 5, 2016 | Sale | −1,500 | $20.13 | $30.20K | 0 |
| York Life Investment Management Holdings LLC New – | Feb 25, 2015 | Sale | −6,304.25 | $18.60 | $117.26K | 0 |
| Drew Lawton – | Apr 21, 2014 | Sale | −0.95 | $17.05 | $16 | 0 |
| Drew Lawton – | Apr 21, 2014 | Sale | −5,834 | $17.05 | $99.47K | 1 |
| Drew Lawton – | Apr 17, 2014 | Sale | −1,235 | $17.08 | $21.09K | 8,635 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.