MORGAN GROUP HOLDING CO
Close on Oct 19, 2026
- Market cap
- $1.32M
- P/E (TTM)
- –
- Dividend yield
- –
About Morgan Group
Security & Commodity Brokers, Dealers, Exchanges & Services, SIC 6200
Morgan Group Holding Co. operates through its wholly-owned subsidiary, G.research, LLC, an institutional research and securities brokerage firm. The firm provides institutional research services, agency-based securities brokerage, and underwriting capabilities, including syndicate participation and placement agent roles. Its primary revenue streams comprise commissions, hard-dollar payments, underwriting fees, and selling concessions. G.research serves institutional clients, such as hedge funds and asset managers, alongside affiliated mutual funds and managed accounts, primarily those advised by Gabelli Funds, LLC and GAMCO Asset Management Inc.
The company operates with a lean workforce comprising one executive officer and four employees performing day-to-day functions. It owns no real estate properties and conducts its operations from leased office space in Rye, New York, which also serves as its corporate headquarters. Its business activities and regulatory coverage are based in the United States.
Summary of the business section of Morgan Group's latest annual report, written by StockData.
Company profile
Company
- Legal name
- MORGAN GROUP HOLDING CO
- Founded
- 2001
- Headquarters
- Rye, NY
- Address
- 401 Theodore Fremd Avenue 10580
- Phone
- (914) 921-8821
- Website
- morgangroupholdingco.com
- Employees
- 1, Dec 31, 2016
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- Fiscal year ends
- December 31
- Auditor
- RSM US, LLP, New York, New York
Stock & identifiers
- Ticker
- MGHL
- Exchange
- OTC
- Shares outstanding
- 1M, Oct 31, 2023
- Public float
- $410.95K, Mar 15, 2023
- Filer category
- Non-accelerated filer<br>Smaller reporting company
- Stock splits
- 1-for-100 reverse, Jun 11, 2020; 12-for-1, Apr 2, 2020
- SEC CIK
- 1162283
- EIN
- 13-4196940
Executives and directors
Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years
No recent ownership filings by officers or directors
Morgan Group's leadership is listed in its proxy statement (Form DEF 14A).
Employees
Headcount reported in annual reports
“At present, we have one full time employee.”
Corporate history
Events identified from SEC filings
| Date | Event | Details |
|---|---|---|
| Jan 12, 2024 | Deregistration | Termination of SEC registration (Form 15) |
| Nov 15, 2023 | Late filing | Notification of late filing |
| Apr 1, 2021 | Late filing | Notification of late filing |
| Jan 13, 2021 | Auditor change | Change in certifying accountant (8-K Item 4.01) |
| Dec 10, 2020 | Auditor change | Change in certifying accountant (8-K Item 4.01) |
| Mar 31, 2020 | Late filing | Notification of late filing |
| Nov 6, 2019 | Acquisition / sale | Completion of acquisition or disposition of assets (8-K Item 2.01) |
| Nov 6, 2019 | Auditor change | Change in certifying accountant (8-K Item 4.01) |
| Mar 31, 2008 | Late filing | Notification of late filing |
| Aug 14, 2002 | Late filing | Notification of late filing |