LSTANasdaqPharmaceutical PreparationsFiscal year ends December 31
LISATA THERAPEUTICS, INC.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 6, 2026
$1.00−0.03 (-2.91%)
Close on Oct 19, 2026
- Market cap
- $9.11M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
12.1%
1M of 9M shares
Institutional holders
31
3 new, 5 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Branham Justin Earl | 462,149 | 5.10% | 13G (passive) | Aug 21, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of LSTA | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 278,837 | 3.09% | $948.05K | +7,022 | 0.00% |
| Yakira Capital Management, Inc. | 138,561 | 1.54% | $471.11K | New | 0.13% |
| Css LLC/Il | 110,422 | 1.23% | $375.44K | +48,524 | 0.01% |
| Deltec Asset Management LLC | 83,197 | 0.92% | $282.87K | −6,803 | 0.04% |
| Rangeley Capital, LLC | 81,000 | 0.90% | $275.40K | +6,000 | 0.25% |
| Geode Capital Management, LLC | 72,632 | 0.81% | $247.00K | +1,745 | 0.00% |
| Virtu Financial LLC | 58,782 | 0.65% | $200 | +16,569 | 0.01% |
| BlackRock, Inc. | 54,857 | 0.61% | $186.51K | – | 0.00% |
| Vanguard Fiduciary Trust Co | 48,964 | 0.54% | $166.48K | +14,047 | 0.00% |
| Gts Securities LLC | 30,200 | 0.34% | $102.68K | −1,196 | 0.00% |
| State Street Corp | 25,348 | 0.28% | $86.18K | – | 0.00% |
| Jane Street Group, LLC | 18,741 | 0.21% | $63.72K | New | 0.00% |
| Citadel Advisors LLC | 15,541 | 0.17% | $52.84K | −7,125 | 0.00% |
| Northern Trust Corp | 15,534 | 0.17% | $52.82K | +5,266 | 0.00% |
| JBF Capital, Inc. | 14,347 | 0.16% | $48.78K | +1,113 | 0.01% |
| Cerity Partners LLC | 12,183 | 0.14% | $41.42K | – | 0.00% |
| Bank Of America Corp /De/ | 10,353 | 0.11% | $35.20K | – | 0.00% |
| HighTower Advisors, LLC | 10,042 | 0.11% | $34.14K | – | 0.00% |
| International Assets Investment Management, LLC | 5,000 | 0.06% | $16.80K | – | 0.00% |
| Founders Capital Management | 1,667 | 0.02% | $5.67K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 31 | 1M | 12.1% | 3 / 9 | 5 / 5 | 0M | 0M |
| Q1 2026 | 33 | 1M | 11.6% | 13 / 5 | 3 / 4 | 1M | 0M |
| Q4 2025 | 25 | 1M | 7.9% | 6 / 7 | 6 / 2 | 0M | 0M |
| Q3 2025 | 21 | 1M | 8.2% | 3 / 5 | 5 / 2 | 0M | 0M |
| Q2 2025 | 20 | 1M | 8.7% | 2 / 6 | 3 / 4 | 0M | 0M |
| Q1 2025 | 22 | 1M | 8.7% | 3 / 6 | 5 / 2 | 0M | 0M |
| Q4 2024 | 21 | 1M | 8.7% | 2 / 4 | 4 / 1 | 0M | 0M |
| Q3 2024 | 20 | 1M | 8.5% | 2 / 7 | 4 / 3 | 0M | 0M |
| Q2 2024 | 22 | 1M | 8.3% | 2 / 7 | 3 / 1 | 0M | 0M |
| Q1 2024 | 21 | 1M | 8.3% | 1 / 7 | 5 / 2 | 0M | 0M |
| Q4 2023 | 22 | 1M | 8.3% | 2 / 7 | 5 / 1 | 0M | 0M |
| Q3 2023 | 21 | 1M | 7.6% | 3 / 8 | 2 / 4 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of LSTA | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 191,371 | 2.12% | $650.66K | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 80,444 | 0.89% | $273.51K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 39,003 | 0.43% | $126.76K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 10,373 | 0.12% | $33.71K | 0.00% | May 31, 2026 |
| Vanguard Balanced Index Fund | 7,022 | 0.08% | $23.87K | 0.00% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 4,379 | 0.05% | $14.23K | 0.00% | May 31, 2026 |
| U.S. Social Core Equity 2 Portfolio | 2,185 | 0.02% | $2.16K | 0.00% | Jul 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 2,010 | 0.02% | $6.53K | 0.00% | May 31, 2026 |
| Dimensional US Sustainability Core 1 ETF | 100 | 0.00% | $99 | 0.00% | Jul 31, 2026 |
| Dimensional US Core Equity 1 ETF | 8 | 0.00% | $8 | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| David J. Mazzo | President & CEO, Director | 352,986 | 3.92% | Jan 13, 2026 |
| Joshua Lehrer-Graiwer | President & COO | 27,808 | 0.31% | Sep 28, 2026 |
| Tariq Imam | SVP, Bus Dev, General Counsel | 36,591 | 0.41% | Jan 13, 2026 |
| Kristen K. Buck | EVP, R&D and CMO | 95,609 | 1.06% | Jan 13, 2026 |
| James Nisco | SVP, Fin/Treas, Chief Actg Off | 32,311 | 0.36% | Jan 13, 2026 |
| Ted W. Love | Director | 19,260 | 0.21% | Sep 28, 2026 |
| Mohammad Azab | Director | 104,925 | 1.16% | Jan 13, 2026 |
| Gregory B. Brown | Director | 95,659 | 1.06% | Jan 13, 2026 |
| Cynthia Louise Flowers | Director | 95,446 | 1.06% | Jan 13, 2026 |
| Heidi Henson | Director | 85,725 | 0.95% | Jan 13, 2026 |
| Steven M. Klosk | Director | 95,815 | 1.06% | Jan 13, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 9, 2026 | Tax withholding | −781 | $1.97 | $1.54K | 32,311 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 9, 2026 | Award | +15,000 | – | – | 38,491 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 9, 2026 | Tax withholding | −2,131 | $1.97 | $4.20K | 36,360 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 9, 2026 | Tax withholding | −2,131 | $1.97 | $4.20K | 34,229 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 9, 2026 | Tax withholding | −1,137 | $1.97 | $2.24K | 33,092 |
| Tariq Imam SVP, Bus Dev, General Counsel | Jan 9, 2026 | Tax withholding | −747 | $1.97 | $1.47K | 36,591 |
| Tariq Imam SVP, Bus Dev, General Counsel | Jan 9, 2026 | Award | +15,000 | – | – | 39,579 |
| Tariq Imam SVP, Bus Dev, General Counsel | Jan 9, 2026 | Tax withholding | −1,401 | $1.97 | $2.76K | 38,178 |
| Tariq Imam SVP, Bus Dev, General Counsel | Jan 9, 2026 | Tax withholding | −840 | $1.97 | $1.65K | 37,338 |
| Tariq Imam SVP, Bus Dev, General Counsel | Jan 9, 2026 | Tax withholding | −513 | $1.97 | $1.01K | 36,078 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2026 | Tax withholding | −3,221 | $1.97 | $6.35K | 95,609 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2026 | Tax withholding | −2,982 | $1.97 | $5.87K | 98,830 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2026 | Tax withholding | −2,147 | $1.97 | $4.23K | 93,462 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2026 | Award | +25,000 | – | – | 104,794 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2026 | Tax withholding | −2,982 | $1.97 | $5.87K | 101,812 |
| Cynthia Louise Flowers Director | Jan 9, 2026 | Award | +30,456 | – | – | 95,446 |
| Heidi Henson Director | Jan 9, 2026 | Award | +30,456 | – | – | 85,725 |
| Mohammad Azab Director | Jan 9, 2026 | Award | +30,456 | – | – | 104,925 |
| David J. Mazzo President & CEO, Director | Jan 9, 2026 | Award | +81,000 | – | – | 352,986 |
| David J. Mazzo President & CEO, Director | Jan 9, 2026 | Tax withholding | −10,503 | $1.97 | $20.69K | 342,483 |
| David J. Mazzo President & CEO, Director | Jan 9, 2026 | Tax withholding | −10,515 | $1.97 | $20.71K | 331,968 |
| David J. Mazzo President & CEO, Director | Jan 9, 2026 | Tax withholding | −7,854 | $1.97 | $15.47K | 311,890 |
| David J. Mazzo President & CEO, Director | Jan 9, 2026 | Tax withholding | −12,224 | $1.97 | $24.08K | 319,744 |
| Gregory B. Brown Director | Jan 9, 2026 | Award | +30,456 | – | – | 95,659 |
| Steven M. Klosk Director | Jan 9, 2026 | Award | +30,456 | – | – | 95,815 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 10, 2025 | Tax withholding | −416 | $3.73 | $1.55K | 23,491 |
| David J. Mazzo President & CEO, Director | Jan 10, 2025 | Tax withholding | −3,106 | $3.73 | $11.59K | 264,690 |
| Kristen K. Buck EVP, R&D and CMO | Jan 10, 2025 | Tax withholding | −456 | $3.73 | $1.70K | 79,794 |
| Mohammad Azab Director | Jan 9, 2025 | Award | +15,789 | – | – | 74,469 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 9, 2025 | Tax withholding | −1,137 | $3.80 | $4.32K | 24,688 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 9, 2025 | Tax withholding | −781 | $3.80 | $2.97K | 23,907 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 9, 2025 | Tax withholding | −2,131 | $3.80 | $8.10K | 25,825 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Jan 9, 2025 | Award | +15,000 | – | – | 27,956 |
| Gregory B. Brown Director | Jan 9, 2025 | Award | +15,789 | – | – | 65,203 |
| Steven M. Klosk Director | Jan 9, 2025 | Award | +15,789 | – | – | 65,359 |
| Heidi Henson Director | Jan 9, 2025 | Award | +15,789 | – | – | 55,269 |
| Cynthia Louise Flowers Director | Jan 9, 2025 | Award | +15,789 | – | – | 64,990 |
| David J. Mazzo President & CEO, Director | Jan 9, 2025 | Tax withholding | −9,414 | $3.80 | $35.77K | 285,738 |
| David J. Mazzo President & CEO, Director | Jan 9, 2025 | Tax withholding | −10,925 | $3.80 | $41.52K | 274,813 |
| David J. Mazzo President & CEO, Director | Jan 9, 2025 | Tax withholding | −7,017 | $3.80 | $26.66K | 267,796 |
| David J. Mazzo President & CEO, Director | Jan 9, 2025 | Award | +81,000 | – | – | 295,152 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2025 | Tax withholding | −2,863 | $3.80 | $10.88K | 82,158 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2025 | Tax withholding | −1,908 | $3.80 | $7.25K | 80,250 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2025 | Award | +25,000 | – | – | 87,672 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2025 | Tax withholding | −2,651 | $3.80 | $10.07K | 85,021 |
| David J. Mazzo President & CEO, Director | Oct 1, 2024 | Tax withholding | −26,964 | $2.93 | $79.00K | 211,834 |
| David J. Mazzo President & CEO, Director | Oct 1, 2024 | Award | +58,000 | $2.93 | $169.94K | 238,798 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Oct 1, 2024 | Award | +3,300 | $2.93 | $9.67K | 14,657 |
| James Nisco SVP, Fin/Treas, Chief Actg Off | Oct 1, 2024 | Tax withholding | −1,701 | $2.93 | $4.98K | 12,956 |
| Kristen K. Buck EVP, R&D and CMO | Oct 1, 2024 | Award | +15,000 | $2.93 | $43.95K | 69,035 |
| Kristen K. Buck EVP, R&D and CMO | Oct 1, 2024 | Tax withholding | −6,363 | $2.93 | $18.64K | 62,672 |
| David J. Mazzo Chief Executive Officer, Director | Jan 11, 2024 | Tax withholding | −1,026 | $2.99 | $3.07K | 174,766 |
| Kristen K. Buck EVP, R&D and CMO | Jan 10, 2024 | Tax withholding | −512 | $3.00 | $1.54K | 54,035 |
| David J. Mazzo Chief Executive Officer, Director | Jan 10, 2024 | Tax withholding | −3,470 | $3.00 | $10.41K | 175,792 |
| Mohammad Azab Director | Jan 9, 2024 | Award | +19,480 | – | – | 58,680 |
| Steven M. Klosk Director | Jan 9, 2024 | Award | +19,480 | – | – | 49,570 |
| Gregory B. Brown Director | Jan 9, 2024 | Award | +19,480 | – | – | 49,414 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2024 | Tax withholding | −2,147 | $3.08 | $6.61K | 54,547 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2024 | Award | +27,000 | – | – | 59,915 |
| Kristen K. Buck EVP, R&D and CMO | Jan 9, 2024 | Tax withholding | −3,221 | $3.08 | $9.92K | 56,694 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.