LPLANasdaqSecurity & Commodity Brokers, Dealers, Exchanges & ServicesFiscal year ends December 31
LPL Financial Holdings Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 3, 2026
$316.16−4.80 (-1.50%)
Close on Oct 19, 2026
- Market cap
- $25.30B
- P/E (TTM)
- 25.2
- Dividend yield
- 0.38%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
100.0%
84M of 79M shares
Institutional holders
763
94 new, 91 sold out
Net institutional buying
5M
In Q2 2026
Insider trades, 12 months
0 buys · 48 sales
Net sold $7.74M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 4,754,611 | 6.40% | 13G (passive) amendment | Sep 30, 2024 |
| Vanguard Capital Management | 4,300,570 | 5.36% | 13G (passive) | Mar 31, 2026 |
| JANUS HENDERSON GROUP Ltd. | 4,198,356 | 5.30% | 13G (passive) | Jun 30, 2026 |
| Dodge & Cox | 4,146,547 | 5.20% | 13G (passive) | Mar 31, 2026 |
| Boston Partners | 4,004,972 | 5.01% | 13G (passive) | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of LPLA | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 4,732,991 | 6.01% | $1.33B | −241,264 | 0.02% |
| Dodge & Cox | 4,578,679 | 5.81% | $1.29B | +432,132 | 0.68% |
| Boston Partners | 4,250,828 | 5.40% | $1.20B | +119,330 | 1.07% |
| Jupiter Topco LLC | 4,198,356 | 5.33% | $1.18B | New | 0.48% |
| Vanguard Portfolio Management LLC | 3,832,005 | 4.87% | $1.08B | −19,973 | 0.05% |
| Vanguard Capital Management LLC | 3,613,624 | 4.59% | $1.02B | +16,656 | 0.02% |
| Principal Financial Group Inc | 2,684,964 | 3.41% | $756.31M | +48,420 | 0.37% |
| Samlyn Capital, LLC | 2,405,639 | 3.06% | $677.62M | +82,279 | 11.03% |
| Capital World Investors | 2,343,266 | 2.98% | $660.05M | +30,820 | 0.08% |
| State Street Corp | 1,934,239 | 2.46% | $544.84M | +70,973 | 0.02% |
| Wcm Investment Management, LLC | 1,810,058 | 2.30% | $487.34M | +75,663 | 0.88% |
| Goldman Sachs Group Inc | 1,695,954 | 2.15% | $477.72M | +1,335,148 | 0.04% |
| Geode Capital Management, LLC | 1,502,575 | 1.91% | $422.04M | −92,175 | 0.02% |
| Assenagon Asset Management S.A. | 1,494,172 | 1.90% | $420.88M | +1,477,699 | 0.26% |
| Massachusetts Financial Services Co /Ma/ | 1,458,759 | 1.85% | $413.83M | −2,410,600 | 0.13% |
| Kayne Anderson Rudnick Investment Management LLC | 1,434,522 | 1.82% | $404.08M | −245,568 | 1.26% |
| Alliancebernstein L.P. | 1,385,759 | 1.76% | $416.88M | −186,239 | 0.14% |
| Lone Pine Capital LLC | 1,219,099 | 1.55% | $343.40M | −830,868 | 2.10% |
| SurgoCap Partners LP | 1,063,218 | 1.35% | $299.49M | +42,379 | 9.68% |
| Norges Bank | 1,054,523 | 1.34% | $297.04M | New | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 763 | 84M | 100.0% | 94 / 256 | 301 / 91 | 16M | 11M |
| Q1 2026 | 768 | 82M | 100.0% | 93 / 283 | 266 / 145 | 18M | 9M |
| Q4 2025 | 826 | 81M | 100.0% | 160 / 258 | 276 / 82 | 10M | 8M |
| Q3 2025 | 759 | 80M | 100.0% | 81 / 280 | 269 / 112 | 11M | 11M |
| Q2 2025 | 802 | 80M | 100.0% | 128 / 332 | 259 / 103 | 9M | 7M |
| Q1 2025 | 787 | 78M | 99.1% | 129 / 320 | 224 / 57 | 13M | 6M |
| Q4 2024 | 725 | 71M | 90.6% | 149 / 229 | 270 / 59 | 8M | 9M |
| Q3 2024 | 645 | 73M | 93.2% | 87 / 243 | 241 / 111 | 17M | 11M |
| Q2 2024 | 676 | 73M | 92.8% | 101 / 268 | 213 / 66 | 5M | 8M |
| Q1 2024 | 649 | 76M | 96.8% | 100 / 237 | 210 / 67 | 9M | 5M |
| Q4 2023 | 620 | 73M | 92.1% | 98 / 174 | 260 / 72 | 8M | 8M |
| Q3 2023 | 600 | 72M | 91.5% | 70 / 249 | 194 / 53 | 7M | 7M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of LPLA | Value | % of fund | As of |
|---|---|---|---|---|---|
| Dodge & Cox Stock Fund | 3,017,127 | 3.83% | $849.86M | 0.72% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 2,538,862 | 3.22% | $715.15M | 0.03% | Jun 30, 2026 |
| Janus Henderson Enterprise Fund | 2,226,526 | 2.83% | $627.17M | 2.80% | Jun 30, 2026 |
| MidCap Fund | 1,820,682 | 2.31% | $643.98M | 2.79% | Jul 31, 2026 |
| Vanguard Mid-Cap Index Fund | 1,732,992 | 2.20% | $488.15M | 0.22% | Jun 30, 2026 |
| Growth Fund of America | 1,614,407 | 2.05% | $441.98M | 0.12% | May 31, 2026 |
| Disciplined Value Mid Cap Fund | 1,181,453 | 1.50% | $332.79M | 1.43% | Jun 30, 2026 |
| Vanguard Growth Index Fund | 1,050,095 | 1.33% | $295.79M | 0.08% | Jun 30, 2026 |
| VanEck Morningstar Wide Moat ETF | 949,463 | 1.21% | $267.44M | 2.30% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 917,197 | 1.16% | $258.36M | 0.26% | Jun 30, 2026 |
| MFS Mid Cap Growth Fund | 777,696 | 0.99% | $212.91M | 1.54% | May 31, 2026 |
| Disciplined Value Fund | 754,161 | 0.96% | $212.43M | 1.09% | Jun 30, 2026 |
| MFS Growth Fund | 716,426 | 0.91% | $196.14M | 0.47% | May 31, 2026 |
| Vanguard Mid-Cap Growth Index Fund | 612,719 | 0.78% | $172.59M | 0.50% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 412,420 | 0.52% | $112.91M | 0.26% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Katharine Reeping | Principal Accounting Officer | 1,774 | 0.00% | Sep 14, 2026 |
| Emily Field | Group Managing Director | 1,833 | 0.00% | Sep 8, 2026 |
| Aneri Jambusaria | Group Managing Director | 6,107 | 0.01% | Aug 31, 2026 |
| Greg Gates | Group Managing Director | 23,602 | 0.03% | Aug 21, 2026 |
| Matthew Enyedi | Group Managing Director | 13,932 | 0.02% | Aug 4, 2026 |
| Marc Eliot Cohen | Group Managing Director | 4,375 | 0.01% | Jun 15, 2026 |
| Matthew J. Audette | President and CFO | 19,803 | 0.03% | Apr 16, 2026 |
| Matthew Morningstar | Group Managing Director | 3,415 | 0.00% | Feb 27, 2026 |
| Richard Steinmeier | Chief Executive Officer | 36,301 | 0.05% | Feb 27, 2026 |
| Sara Dadyar | Managing Director | 1,797 | 0.00% | Feb 27, 2025 |
| Althea Brown | Managing Director | 5,439 | 0.01% | Feb 27, 2025 |
| Richard P. Schifter | Director | 44,032 | 0.06% | Sep 1, 2026 |
| Paulett Eberhart | Director | 17,764 | 0.02% | Sep 1, 2026 |
| Edward C. Bernard | Director | 16,262 | 0.02% | Sep 1, 2026 |
| Corey E. Thomas | Director | 14,912 | 0.02% | Sep 1, 2026 |
| William Francis Glavin Jr | Director | 26,849 | 0.03% | Sep 1, 2026 |
| Allison Mnookin | Director | 11,763 | 0.01% | Sep 1, 2026 |
| James S. Putnam | Director | 135,298 | 0.17% | Sep 1, 2026 |
| Anne M. Mulcahy | Director | 37,083 | 0.05% | May 19, 2026 |
| Somesh Khanna | Director | 851 | 0.00% | May 19, 2026 |
| Albert J. Ko | Director | 3,299 | 0.00% | May 19, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Katharine Reeping Principal Accounting Officer | Sep 11, 2026 | Sale | −439.95 | $347.88 | $153.05K | 1,774 |
| Emily Field Group Managing Director | Sep 5, 2026 | Tax withholding | −106 | $359.33 | $38.09K | 1,833 |
| Edward C. Bernard Director | Aug 28, 2026 | Award | +3 | – | – | 16,262 |
| Corey E. Thomas Director | Aug 28, 2026 | Award | +4 | – | – | 14,912 |
| Paulett Eberhart Director | Aug 28, 2026 | Award | +4 | – | – | 17,764 |
| Richard P. Schifter Director | Aug 28, 2026 | Award | +14 | – | – | 39,192 |
| Allison Mnookin Director | Aug 28, 2026 | Award | +2 | – | – | 11,763 |
| James S. Putnam Director | Aug 28, 2026 | Award | +7 | – | – | 135,298 |
| William Francis Glavin Jr Director | Aug 28, 2026 | Award | +10 | – | – | 24,074 |
| Aneri Jambusaria Group Managing Director | Aug 27, 2026 | Sale(10b5-1 plan) | −308 | $357.36 | $110.07K | 6,107 |
| Greg Gates Group Managing Director | Aug 20, 2026 | Sale | −4,119 | $355.38 | $1.46M | 23,602 |
| Greg Gates Group Managing Director | Aug 20, 2026 | Option exercise | +7,189 | $77.53 | $557.36K | 27,721 |
| James S. Putnam Director | Aug 3, 2026 | Gift | −2,000 | – | – | 135,291 |
| Matthew Enyedi Group Managing Director | Jul 31, 2026 | Sale(10b5-1 plan) | −189 | $351.06 | $66.35K | 13,932 |
| Matthew Enyedi Group Managing Director | Jul 31, 2026 | Sale(10b5-1 plan) | −463 | $352.77 | $163.33K | 13,469 |
| Matthew Enyedi Group Managing Director | Jul 31, 2026 | Sale(10b5-1 plan) | −296 | $353.37 | $104.60K | 13,173 |
| Matthew Enyedi Group Managing Director | Jul 31, 2026 | Sale(10b5-1 plan) | −51 | $354.52 | $18.08K | 13,122 |
| Matthew Enyedi Group Managing Director | Jul 31, 2026 | Sale(10b5-1 plan) | −1 | $355.51 | $356 | 13,121 |
| Aneri Jambusaria Group Managing Director | Jun 17, 2026 | Sale(10b5-1 plan) | −308 | $306.00 | $94.25K | 6,415 |
| Marc Eliot Cohen Group Managing Director | Jun 12, 2026 | Tax withholding | −44 | $295.66 | $13.01K | 4,356 |
| Greg Gates Group Managing Director | Jun 12, 2026 | Tax withholding | −232 | $295.66 | $68.59K | 20,532 |
| Allison Mnookin Director | Jun 4, 2026 | Award | +3 | – | – | 11,761 |
| James S. Putnam Director | Jun 4, 2026 | Award | +10 | – | – | 137,291 |
| Paulett Eberhart Director | Jun 4, 2026 | Award | +5 | – | – | 17,760 |
| Corey E. Thomas Director | Jun 4, 2026 | Award | +7 | – | – | 14,908 |
| Richard P. Schifter Director | Jun 4, 2026 | Award | +19 | – | – | 39,178 |
| William Francis Glavin Jr Director | Jun 4, 2026 | Award | +15 | – | – | 24,064 |
| Edward C. Bernard Director | Jun 4, 2026 | Award | +4 | – | – | 16,259 |
| Allison Mnookin Director | May 15, 2026 | Award | +712 | – | – | 11,758 |
| Somesh Khanna Director | May 15, 2026 | Award | +712 | – | – | 851 |
| Albert J. Ko Director | May 15, 2026 | Award | +712 | – | – | 3,299 |
| James S. Putnam Director | May 15, 2026 | Award | +712 | – | – | 137,281 |
| Anne M. Mulcahy Director | May 15, 2026 | Award | +712 | – | – | 37,083 |
| Anne M. Mulcahy Director | May 15, 2026 | Award | +348 | – | – | 37,431 |
| Corey E. Thomas Director | May 15, 2026 | Award | +348 | – | – | 14,901 |
| Corey E. Thomas Director | May 15, 2026 | Award | +712 | – | – | 14,553 |
| William Francis Glavin Jr Director | May 15, 2026 | Award | +712 | – | – | 24,049 |
| Richard P. Schifter Director | May 15, 2026 | Award | +712 | – | – | 38,811 |
| Richard P. Schifter Director | May 15, 2026 | Award | +348 | – | – | 39,159 |
| Edward C. Bernard Director | May 15, 2026 | Award | +712 | – | – | 15,907 |
| Edward C. Bernard Director | May 15, 2026 | Award | +348 | – | – | 16,255 |
| Paulett Eberhart Director | May 15, 2026 | Award | +712 | – | – | 17,755 |
| James S. Putnam Director | May 7, 2026 | Gift | −100 | – | – | 136,569 |
| Matthew J. Audette President and CFO | Apr 15, 2026 | Sale(10b5-1 plan) | −106 | $332.27 | $35.22K | 19,803 |
| Matthew J. Audette President and CFO | Apr 15, 2026 | Sale(10b5-1 plan) | −595 | $331.09 | $197.00K | 19,909 |
| Matthew J. Audette President and CFO | Apr 15, 2026 | Sale(10b5-1 plan) | −220 | $327.45 | $72.04K | 20,693 |
| Matthew J. Audette President and CFO | Apr 15, 2026 | Sale(10b5-1 plan) | −189 | $328.34 | $62.06K | 20,504 |
| Matthew J. Audette President and CFO | Apr 14, 2026 | Sale(10b5-1 plan) | −330 | $325.00 | $107.25K | 21,052 |
| Matthew J. Audette President and CFO | Apr 14, 2026 | Sale(10b5-1 plan) | −139 | $326.16 | $45.34K | 20,913 |
| Richard P. Schifter Director | Mar 24, 2026 | Award | +19 | – | – | 38,099 |
| Paulett Eberhart Director | Mar 24, 2026 | Award | +5 | – | – | 17,043 |
| Allison Mnookin Director | Mar 24, 2026 | Award | +3 | – | – | 11,046 |
| Corey E. Thomas Director | Mar 24, 2026 | Award | +7 | – | – | 13,841 |
| Edward C. Bernard Director | Mar 24, 2026 | Award | +4 | – | – | 15,195 |
| William Francis Glavin Jr Director | Mar 24, 2026 | Award | +15 | – | – | 23,337 |
| James S. Putnam Director | Mar 24, 2026 | Award | +10 | – | – | 136,669 |
| Marc Eliot Cohen Group Managing Director | Mar 10, 2026 | Sale | −1,088.21 | $309.72 | $337.04K | 4,400 |
| Marc Eliot Cohen Group Managing Director | Mar 9, 2026 | Sale | −2,212 | $308.75 | $682.96K | 5,488 |
| Marc Eliot Cohen Group Managing Director | Mar 9, 2026 | Option exercise | +2,212 | $77.53 | $171.50K | 7,700 |
| Aneri Jambusaria Group Managing Director | Mar 2, 2026 | Sale(10b5-1 plan) | −308 | $306.00 | $94.25K | 6,723 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Katharine Reeping Officer | Sep 11, 2026 | 440 | $153.05K | Sep 11, 2026 | ESPP Purchase |
| Aneri Jambusaria Officer | Aug 27, 2026 | 308 | $110.07K | Aug 27, 2026 | Restricted Stock Vesting |
| Greg Gates Officer | Aug 20, 2026 | 4,119 | $1.46M | Aug 20, 2026 | Stock Option Exercise |
| Matthew Enyedi Officer | Jul 31, 2026 | 1,000 | $352.72K | Jul 31, 2026 | Restricted Stock Vesting |
| Aneri Jambusaria Officer | Jun 17, 2026 | 308 | $94.25K | Jun 17, 2026 | Restricted Stock Vesting |
| Matthew J. Audette Officer | Apr 15, 2026 | 1,110 | $366.31K | Apr 15, 2026 | Restricted Stock Vesting |
| Matthew J. Audette Officer | Apr 14, 2026 | 469 | $152.59K | Apr 14, 2026 | Restricted Stock Vesting |
| Marc Eliot Cohen Officer | Mar 10, 2026 | 1,089 | $337.05K | Mar 10, 2026 | ESPP Purchase |
| Marc Eliot Cohen Officer | Mar 9, 2026 | 2,212 | $682.96K | Mar 9, 2026 | Option Granted - 02/25/2019 |
| Aneri Jambusaria Officer | Mar 2, 2026 | 308 | $94.25K | Mar 2, 2026 | Restricted Stock Vesting |
| Matthew J. Audette Officer | Feb 26, 2026 | 1,581 | $506.72K | Feb 26, 2026 | Restricted Stock Vesting |
| Matthew Enyedi Officer | Feb 26, 2026 | 2,109 | $675.19K | Feb 26, 2026 | Restricted Stock Vesting |
| Richard Steinmeier Officer, Director | Dec 5, 2025 | 5,058 | $1.85M | Dec 5, 2025 | Restricted Stock Vesting |
| Greg Gates Officer | Dec 5, 2025 | 750 | $274.53K | Dec 5, 2025 | Restricted Stock Vesting |
| Aneri Jambusaria Officer | Dec 1, 2025 | 80 | $28.20K | Dec 1, 2025 | Restricted Stock Vesting |