JLSNYSEFiscal year ends December 31
Nuveen Mortgage & Income Fund/MA/
$16.26+0.01 (+0.06%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
2M
Shares held, 13F filers
Institutional holders
33
2 new, 1 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
2 buys · 0 sales
Net bought $6.32K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sit Investment Associates, Inc. | 918,869 | 16.80% | 13G (passive) amendment | Apr 30, 2026 |
| Ameriprise Financial Services, LLC | 368,549 | 6.70% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of JLS | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 878,972 | – | $15.36K | −81,283 | 0.29% |
| Ameriprise Financial Inc | 368,549 | – | $6.43M | +72,044 | 0.00% |
| Advisors Asset Management, Inc. | 87,984 | – | $1.54M | −68,742 | 0.02% |
| Morgan Stanley | 86,892 | – | $1.52M | −6,705 | 0.00% |
| Fiera Capital Corp | 67,056 | – | $1.17M | +1,696 | 0.00% |
| Invesco Ltd. | 59,947 | – | $1.05M | +9,512 | 0.00% |
| Osaic Holdings, Inc. | 58,822 | – | $1.03M | +1,407 | 0.00% |
| Envestnet Asset Management Inc | 57,224 | – | $1.00M | −60,536 | 0.00% |
| Wells Fargo & Company/Mn | 51,635 | – | $902.48K | +1,391 | 0.00% |
| Raymond James Financial Inc | 49,360 | – | $862.72K | +1,649 | 0.00% |
| Nations Financial Group Inc, /Ia/ /Adv | 48,428 | – | $846.43K | – | 0.04% |
| Venture Visionary Partners LLC | 46,782 | – | $817.66K | +25 | 0.02% |
| Thomas J. Herzfeld Advisors, Inc. | 44,897 | – | $784.71K | −27,742 | 0.24% |
| Atomi Financial Group, Inc. | 41,876 | – | $731.91K | +267 | 0.02% |
| First Trust Advisors LP | 37,080 | – | $648.08K | +1,204 | 0.00% |
| Hennion & Walsh Asset Management, Inc. | 33,944 | – | $593.27K | +4,361 | 0.02% |
| Clear Street Group Inc. | 26,256 | – | $458.90K | New | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 23,772 | – | $416 | +11,893 | 0.00% |
| Baird Financial Group, Inc. | 21,950 | – | $383.64K | −141 | 0.00% |
| Closed-End Fund Advisors, Inc. | 20,710 | – | $361.97K | −100 | 0.35% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 33 | 2M | 2 / 13 | 10 / 1 | 0M | 0M |
| Q1 2026 | 32 | 2M | 2 / 15 | 10 / 2 | 0M | 0M |
| Q4 2025 | 32 | 2M | 7 / 14 | 9 / 3 | 0M | 0M |
| Q3 2025 | 28 | 2M | 5 / 10 | 8 / 2 | 0M | 0M |
| Q2 2025 | 25 | 3M | 1 / 13 | 8 / 2 | 0M | 0M |
| Q1 2025 | 26 | 3M | 1 / 13 | 8 / 4 | 0M | 0M |
| Q4 2024 | 29 | 3M | 4 / 15 | 5 / 7 | 0M | 0M |
| Q3 2024 | 33 | 3M | 5 / 17 | 5 / 2 | 0M | 0M |
| Q2 2024 | 30 | 3M | 4 / 13 | 7 / 3 | 0M | 1M |
| Q1 2024 | 29 | 3M | 7 / 12 | 7 / 6 | 0M | 0M |
| Q4 2023 | 28 | 3M | 5 / 6 | 10 / 5 | 0M | 0M |
| Q3 2023 | 28 | 3M | 3 / 9 | 9 / 2 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of JLS | Value | % of fund | As of |
|---|---|---|---|---|---|
| First Trust Income Opportunities ETF | 20,964 | – | $378.82K | 0.48% | May 31, 2026 |
| Multi-Hedge Strategies Fund | 165 | – | $2.88K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 58 | – | $1.01K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Parth Doshi | Vice President | 750 | Sep 2, 2026 |
| Joseph Castro | EVP, Chief Risk & Compliance | – | Feb 23, 2026 |
| Robert Tanner Page | VP and Treasurer | – | Nov 3, 2025 |
| Nathaniel T. Jones | Vice President and Treasurer | 1,228 | May 6, 2025 |
| Marc Cardella | VP and Controller | – | Dec 3, 2024 |
| Stephen Virgilio | – | 1,487 | Mar 24, 2026 |
| Aashh Parekh | – | 4,651 | Jan 7, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Stephen Virgilio – | Mar 23, 2026 | Buy | +250 | $18.05 | $4.51K | 1,487 |
| Aashh Parekh – | Jan 6, 2026 | Buy | +100 | $18.10 | $1.81K | 4,651 |
| Stephen Virgilio – | Aug 29, 2025 | Sale | −150 | $18.81 | $2.82K | 850 |
| Nathaniel T. Jones Vice President and Treasurer | May 5, 2025 | Buy | +800 | $18.19 | $14.55K | 1,228 |
| Aashh Parekh – | Apr 4, 2025 | Buy | +50 | $17.70 | $885 | 4,551 |
| Aashh Parekh – | Apr 2, 2025 | Buy | +100 | $18.25 | $1.83K | 4,501 |
| Aashh Parekh – | Jun 21, 2024 | Sale | −276 | $18.13 | $5.00K | 4,401 |
| Nathaniel T. Jones Vice President and Treasurer | Oct 26, 2023 | Buy | +215 | $16.03 | $3.45K | 215 |
| Nathaniel T. Jones Vice President and Treasurer | Oct 26, 2023 | Buy | +213 | $16.05 | $3.42K | 428 |
| Aashh Parekh – | Oct 20, 2023 | Buy | +200 | $15.53 | $3.11K | 4,677 |
| Aashh Parekh – | Oct 17, 2023 | Buy | +200 | $15.65 | $3.13K | 4,477 |
| Aashh Parekh – | May 19, 2023 | Buy | +100 | $15.89 | $1.59K | 3,977 |
| Aashh Parekh – | May 19, 2023 | Buy | +100 | $15.88 | $1.59K | 4,077 |
| Aashh Parekh – | May 19, 2023 | Buy | +100 | $15.85 | $1.59K | 4,177 |
| Aashh Parekh – | May 19, 2023 | Buy | +100 | $15.85 | $1.59K | 4,277 |
| Aashh Parekh – | May 4, 2023 | Buy | +100 | $15.85 | $1.59K | 3,877 |
| Aashh Parekh – | Apr 28, 2023 | Buy | +100 | $15.92 | $1.59K | 3,777 |
| Aashh Parekh – | Apr 21, 2023 | Buy | +100 | $15.93 | $1.59K | 3,677 |
| Aashh Parekh – | Apr 19, 2023 | Buy | +50 | $15.98 | $799 | 3,577 |
| Aashh Parekh – | Apr 14, 2023 | Buy | +100 | $16.04 | $1.60K | 3,477 |
| Aashh Parekh – | Apr 14, 2023 | Buy | +50 | $16.04 | $802 | 3,527 |
| Aashh Parekh – | Mar 14, 2023 | Buy | +75 | $16.00 | $1.20K | 3,377 |
| Aashh Parekh – | Nov 7, 2022 | Buy | +157 | $15.87 | $2.49K | 3,302 |
| Aashh Parekh – | Sep 27, 2022 | Buy | +314 | – | – | 3,145 |
| Aashh Parekh – | Sep 26, 2022 | Buy | +157 | $16.00 | $2.51K | 2,831 |
| Aashh Parekh – | Sep 23, 2022 | Buy | +154 | $16.25 | $2.50K | 2,674 |
| Aashh Parekh – | Sep 13, 2022 | Buy | +150 | $16.80 | $2.52K | 2,520 |
| Aashh Parekh – | Jul 28, 2022 | Buy | +150 | $16.70 | $2.51K | 2,370 |
| Stephen Virgilio – | Jul 18, 2022 | Buy | +500 | $16.30 | $8.15K | 1,000 |
| Aashh Parekh – | May 13, 2022 | Buy | +290 | $17.30 | $5.02K | 2,220 |
| Stephen Virgilio – | May 13, 2022 | Buy | +500 | $17.33 | $8.67K | 500 |
| Aashh Parekh – | Apr 13, 2022 | Buy | +230 | $17.89 | $4.11K | 1,930 |
| Aashh Parekh – | Mar 25, 2022 | Buy | +97 | $18.00 | $1.75K | 1,700 |
| Aashh Parekh – | Feb 25, 2022 | Buy | +92 | $19.00 | $1.75K | 1,603 |
| Gifford R. Zimmerman CCO and Vice President | Feb 11, 2022 | Buy | +1,000 | $19.12 | $19.12K | 1,000 |
| Aashh Parekh – | Jan 20, 2022 | Buy | +146 | $20.50 | $2.99K | 1,511 |
| Aashh Parekh – | Nov 23, 2021 | Buy | +385 | $20.80 | $8.01K | 1,365 |
| Aashh Parekh – | Jun 23, 2021 | Buy | +100 | $20.75 | $2.08K | 980 |
| Aashh Parekh – | Jun 23, 2021 | Buy | +360 | $20.85 | $7.51K | 880 |
| Aashh Parekh – | Mar 3, 2021 | Buy | +244 | $20.43 | $4.98K | 520 |
| Aashh Parekh – | Mar 27, 2020 | Buy | +65 | $15.29 | $994 | 276 |
| Aashh Parekh – | Mar 26, 2020 | Buy | +68 | $14.75 | $1.00K | 211 |
| Aashh Parekh – | Mar 25, 2020 | Buy | +32 | $14.85 | $475 | 143 |
| Aashh Parekh – | Mar 25, 2020 | Buy | +65 | $15.07 | $980 | 111 |
| Aashh Parekh – | Mar 11, 2020 | Buy | +23 | $21.35 | $491 | 46 |
| Aashh Parekh – | Feb 28, 2020 | Buy | +23 | $21.95 | $505 | 23 |
| Nuveen Fund Advisors, LLC – | May 11, 2017 | Sale | −4,200 | $25.01 | $105.04K | 0 |
| Michael F. Garrett Officer of Investment Adviser | Aug 25, 2015 | Buy | +3,500 | $22.20 | $77.70K | 10,359 |
| Michael F. Garrett Officer of Investment Adviser | Aug 13, 2015 | Buy | +794 | $22.31 | $17.71K | 6,859 |
| Michael F. Garrett Officer of Investment Adviser | Aug 12, 2015 | Buy | +1,000 | $22.25 | $22.25K | 6,065 |
| Michael F. Garrett Officer of Investment Adviser | Aug 7, 2015 | Buy | +1,000 | $22.40 | $22.40K | 5,065 |
| Michael F. Garrett Officer of Investment Adviser | Aug 6, 2015 | Buy | +700 | $22.52 | $15.76K | 4,065 |
| Michael F. Garrett Officer of Investment Adviser | Jul 23, 2015 | Buy | +3,365 | $22.43 | $75.48K | 3,365 |
| William J. Schneider – | Dec 15, 2011 | Sale | −4,000 | $20.26 | $81.04K | 0 |
| William J. Schneider – | Nov 30, 2009 | Buy | +4,000 | $25.00 | $100.00K | 4,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.