IRIXNasdaqElectromedical & Electrotherapeutic ApparatusFiscal year ends January 3
IRIDEX CORP
Financials through Q2 FY2026, quarter ended Jul 4, 2026Last filing: 10-Q on Aug 18, 2026
$0.77−0.04 (-5.48%)
Close on Oct 19, 2026
- Market cap
- $13.41M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
12.4%
2M of 18M shares
Institutional holders
29
7 new, 2 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
44 buys · 0 sales
Net bought $151.09K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Lin Shih-Yao David | 6,738,238 | 29.92% | 13D (active) amendment | Mar 19, 2025 |
| Novel Inspiration International Co., Ltd. | 5,351,483 | 24.10% | 13D (active) | Mar 19, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of IRIX | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 514,593 | 2.93% | $589.21K | – | 0.00% |
| Renaissance Technologies LLC | 423,542 | 2.41% | $484.96K | +26,915 | 0.00% |
| Morgan Stanley | 305,193 | 1.74% | $349.45K | New | 0.00% |
| Weber Capital Management LLC /Adv | 180,451 | 1.03% | $206.62K | −79,107 | 0.18% |
| Geode Capital Management, LLC | 138,960 | 0.79% | $159.15K | −21,199 | 0.00% |
| Citadel Advisors LLC | 98,950 | 0.56% | $113.30K | +38,099 | 0.00% |
| Perkins Capital Management Inc | 70,800 | 0.40% | $81.07K | +15,500 | 0.06% |
| Vanguard Fiduciary Trust Co | 60,155 | 0.34% | $68.88K | – | 0.00% |
| State Street Corp | 44,718 | 0.25% | $51.20K | – | 0.00% |
| Goldman Sachs Group Inc | 40,454 | 0.23% | $46.32K | +2,833 | 0.00% |
| United Capital Financial Advisers, LLC | 35,529 | 0.20% | $40.68K | −22,000 | 0.00% |
| Diversify Wealth Management, LLC | 33,840 | 0.19% | $30.08K | – | 0.00% |
| Diversify Advisory Services, LLC | 33,840 | 0.19% | $30.08K | New | 0.00% |
| XTX Topco Ltd | 29,190 | 0.17% | $33.42K | New | 0.00% |
| Susquehanna International Group, Llp | 27,459 | 0.16% | $31.44K | −1,460 | 0.00% |
| Bank of New York Mellon Corp | 25,649 | 0.15% | $29.37K | – | 0.00% |
| Northern Trust Corp | 23,983 | 0.14% | $27.46K | +2,675 | 0.00% |
| BlackRock, Inc. | 20,260 | 0.12% | $23.20K | – | 0.00% |
| Thompson Davis & Co., Inc. | 15,444 | 0.09% | $17.68K | −32,000 | 0.01% |
| Citigroup Inc | 14,172 | 0.08% | $16.23K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 29 | 2M | 12.4% | 7 / 6 | 7 / 2 | 0M | 0M |
| Q1 2026 | 25 | 3M | 16.5% | 7 / 7 | 4 / 3 | 1M | 0M |
| Q4 2025 | 22 | 3M | 15.9% | 4 / 3 | 7 / 2 | 0M | 0M |
| Q3 2025 | 22 | 3M | 16.1% | 4 / 7 | 5 / 2 | 0M | 0M |
| Q2 2025 | 20 | 3M | 15.3% | 3 / 2 | 8 / 7 | 0M | 1M |
| Q1 2025 | 24 | 3M | 17.9% | 2 / 7 | 8 / 5 | 0M | 0M |
| Q4 2024 | 27 | 3M | 18.4% | 1 / 4 | 11 / 2 | 0M | 0M |
| Q3 2024 | 28 | 3M | 19.0% | 2 / 6 | 7 / 2 | 0M | 0M |
| Q2 2024 | 29 | 3M | 18.7% | 2 / 8 | 7 / 3 | 0M | 0M |
| Q1 2024 | 30 | 3M | 18.9% | 0 / 10 | 9 / 2 | 0M | 0M |
| Q4 2023 | 32 | 3M | 18.6% | 5 / 9 | 7 / 4 | 0M | 0M |
| Q3 2023 | 31 | 4M | 20.2% | 5 / 3 | 11 / 2 | 0M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of IRIX | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 401,852 | 2.29% | $460.12K | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 112,741 | 0.64% | $129.09K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 90,582 | 0.52% | $95.11K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 16,874 | 0.10% | $17.72K | 0.00% | May 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 14,777 | 0.08% | $15.52K | 0.00% | May 31, 2026 |
| Fidelity Total Market Index Fund | 14,475 | 0.08% | $15.20K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Patrick Mercer | President and CEO, Director | 468,784 | 2.67% | Jul 14, 2026 |
| Romeo R. Dizon | Chief Financial Officer | 185,306 | 1.05% | Sep 16, 2026 |
| William M. Moore | Director | 402,000 | 2.29% | Dec 18, 2025 |
| Yu-Hao Chen | Director | – | – | Jun 24, 2025 |
| Scott Shuda | Director | 144,523 | 0.82% | Jun 24, 2025 |
| Beverly A. Huss | Director | 92,639 | 0.53% | Jun 24, 2025 |
| Novel Inspiration International Co., Ltd. | 10% owner | 551,429 | 3.14% | Jul 8, 2026 |
| Shih-Yao David Lin | 10% owner | 439,432 | 2.50% | Jul 8, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Romeo R. Dizon Chief Financial Officer | Sep 16, 2026 | Buy | +7,900 | $0.63 | $4.98K | 185,306 |
| Romeo R. Dizon Chief Financial Officer | Sep 14, 2026 | Buy | +2,354 | $0.65 | $1.53K | 177,406 |
| Romeo R. Dizon Chief Financial Officer | Sep 10, 2026 | Buy | +5,100 | $0.68 | $3.47K | 175,052 |
| Romeo R. Dizon Chief Financial Officer | Aug 24, 2026 | Buy | +5,368 | $0.75 | $4.03K | 169,952 |
| Romeo R. Dizon Chief Financial Officer | Aug 24, 2026 | Buy | +1,300 | $0.75 | $975 | 164,584 |
| Patrick Mercer President and CEO, Director | Jul 10, 2026 | Award | +100,000 | – | – | 468,784 |
| Romeo R. Dizon Chief Financial Officer | Jul 10, 2026 | Award | +30,000 | – | – | 163,284 |
| Novel Inspiration International Co., Ltd. 10% owner | Jul 7, 2026 | Other | +111,997 | – | – | 551,429 |
| Patrick Mercer President and CEO | Jun 13, 2026 | Tax withholding | −3,990 | $1.12 | $4.47K | 368,784 |
| Romeo R. Dizon Chief Financial Officer | Jun 13, 2026 | Tax withholding | −2,691 | $1.12 | $3.01K | 133,284 |
| Romeo R. Dizon Chief Financial Officer | Jun 12, 2026 | Buy | +975 | $1.14 | $1.11K | 135,975 |
| Romeo R. Dizon Chief Financial Officer | Jun 11, 2026 | Buy | +1,675 | $1.14 | $1.91K | 135,000 |
| Romeo R. Dizon Chief Financial Officer | Jun 8, 2026 | Buy | +2,400 | $1.12 | $2.69K | 133,325 |
| Romeo R. Dizon Chief Financial Officer | Jun 5, 2026 | Buy | +2,521 | $1.15 | $2.90K | 130,925 |
| Romeo R. Dizon Chief Financial Officer | Jun 3, 2026 | Buy | +2,400 | $1.17 | $2.81K | 128,404 |
| Patrick Mercer President and CEO | May 26, 2026 | Tax withholding | −19,233 | $1.01 | $19.43K | 372,774 |
| Romeo R. Dizon Chief Financial Officer | May 26, 2026 | Buy | +5,004 | $1.00 | $5.00K | 126,004 |
| Shih-Yao David Lin 10% owner | Apr 1, 2026 | Other | +87,949 | – | – | 439,432 |
| Romeo R. Dizon Chief Financial Officer | Mar 6, 2026 | Buy | +1,110 | $1.26 | $1.40K | 121,000 |
| Romeo R. Dizon Chief Financial Officer | Feb 17, 2026 | Buy | +1,000 | $1.37 | $1.37K | 118,690 |
| Romeo R. Dizon Chief Financial Officer | Feb 17, 2026 | Buy | +1,200 | $1.31 | $1.57K | 119,890 |
| Romeo R. Dizon Chief Financial Officer | Feb 12, 2026 | Buy | +1,500 | $1.43 | $2.15K | 117,690 |
| Romeo R. Dizon Chief Financial Officer | Feb 10, 2026 | Buy | +1,000 | $1.46 | $1.46K | 116,190 |
| Romeo R. Dizon Chief Financial Officer | Feb 3, 2026 | Buy | +2,500 | $1.38 | $3.45K | 115,190 |
| Romeo R. Dizon Chief Financial Officer | Jan 29, 2026 | Buy | +1,101 | $1.44 | $1.59K | 112,690 |
| Romeo R. Dizon Chief Financial Officer | Jan 28, 2026 | Buy | +1,300 | $1.46 | $1.90K | 111,589 |
| Romeo R. Dizon Chief Financial Officer | Jan 27, 2026 | Buy | +3,385 | $1.48 | $5.01K | 110,289 |
| Romeo R. Dizon Chief Financial Officer | Jan 26, 2026 | Buy | +1,243 | $1.52 | $1.89K | 106,904 |
| Romeo R. Dizon Chief Financial Officer | Jan 23, 2026 | Buy | +5,221 | $1.48 | $7.73K | 105,661 |
| Romeo R. Dizon Chief Financial Officer | Jan 21, 2026 | Buy | +409 | $1.53 | $626 | 98,690 |
| Romeo R. Dizon Chief Financial Officer | Jan 21, 2026 | Buy | +1,750 | $1.49 | $2.61K | 100,440 |
| Romeo R. Dizon Chief Financial Officer | Jan 20, 2026 | Buy | +2,100 | $1.50 | $3.15K | 98,281 |
| Romeo R. Dizon Chief Financial Officer | Jan 16, 2026 | Buy | +2,093 | $1.45 | $3.03K | 96,181 |
| Romeo R. Dizon Chief Financial Officer | Jan 16, 2026 | Buy | +2 | $1.43 | $3 | 94,088 |
| Romeo R. Dizon Chief Financial Officer | Jan 16, 2026 | Buy | +227 | $1.38 | $313 | 92,912 |
| Romeo R. Dizon Chief Financial Officer | Jan 16, 2026 | Buy | +1,174 | $1.41 | $1.66K | 94,086 |
| Novel Inspiration International Co., Ltd. 10% owner | Jan 2, 2026 | Other | +116,540 | – | – | 351,483 |
| William M. Moore Director | Dec 16, 2025 | Buy | +2,000 | $1.01 | $2.02K | 251,550 |
| William M. Moore Director | Dec 15, 2025 | Buy | +20,000 | – | – | 249,550 |
| Romeo R. Dizon Chief Financial Officer | Dec 12, 2025 | Buy | +2,365 | $0.97 | $2.29K | 92,685 |
| William M. Moore Director | Dec 12, 2025 | Buy | +20,920 | – | – | 280,674 |
| William M. Moore Director | Dec 11, 2025 | Buy | +9,080 | – | – | 259,754 |
| Romeo R. Dizon Chief Financial Officer | Dec 2, 2025 | Buy | +320 | $0.93 | $298 | 89,056 |
| Romeo R. Dizon Chief Financial Officer | Dec 2, 2025 | Buy | +1,264 | $0.95 | $1.20K | 90,320 |
| Romeo R. Dizon Chief Financial Officer | Nov 20, 2025 | Buy | +5,760 | $0.96 | $5.53K | 88,736 |
| Romeo R. Dizon Chief Financial Officer | Nov 19, 2025 | Buy | +1,000 | $0.96 | $960 | 82,976 |
| Romeo R. Dizon Chief Financial Officer | Nov 18, 2025 | Buy | +2,133 | $0.94 | $2.01K | 81,976 |
| Romeo R. Dizon Chief Financial Officer | Nov 17, 2025 | Buy | +3,034 | $0.96 | $2.91K | 79,753 |
| Romeo R. Dizon Chief Financial Officer | Nov 17, 2025 | Buy | +90 | $0.96 | $86 | 79,843 |
| William M. Moore Director | Nov 17, 2025 | Buy | +21,843 | $0.97 | $21.19K | 250,674 |
| William M. Moore Director | Nov 14, 2025 | Buy | +28,157 | $0.97 | $27.31K | 228,831 |
| Romeo R. Dizon Chief Financial Officer | Nov 14, 2025 | Buy | +14,769 | $0.88 | $13.00K | 76,719 |
| Novel Inspiration International Co., Ltd. 10% owner | Oct 1, 2025 | Other | +97,610 | – | – | 234,943 |
| Patrick Mercer President and CEO | Oct 1, 2025 | Tax withholding | −23,850 | $1.13 | $26.95K | 392,007 |
| Romeo R. Dizon Chief Financial Officer | Sep 12, 2025 | Buy | +250 | $1.37 | $343 | 60,750 |
| Romeo R. Dizon Chief Financial Officer | Sep 12, 2025 | Buy | +1,200 | $1.36 | $1.63K | 61,950 |
| Romeo R. Dizon Chief Financial Officer | Sep 11, 2025 | Buy | +500 | $1.35 | $675 | 60,250 |
| Romeo R. Dizon Chief Financial Officer | Sep 11, 2025 | Buy | +250 | $1.35 | $338 | 60,500 |
| Romeo R. Dizon Chief Financial Officer | Sep 11, 2025 | Buy | +500 | $1.34 | $670 | 59,750 |
| Romeo R. Dizon Chief Financial Officer | Sep 10, 2025 | Buy | +500 | $1.36 | $680 | 59,250 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Robert Earle Grove Director | Apr 21, 2025 | 8,000 | $7.37K | Apr 21, 2025 | RESTRICTED STOCK |
| Robert Earle Grove Director | Apr 17, 2025 | 8,000 | $7.33K | Apr 17, 2025 | RESTRICTED STOCK |