HTGCNYSEFiscal year ends December 31Also trades as HCXY
Hercules Capital, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Jul 30, 2026
$16.07−0.30 (-1.83%)
Close on Oct 19, 2026
- Market cap
- $3.21B
- P/E (TTM)
- 8.1
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
54M
Shares held, 13F filers
Institutional holders
331
34 new, 46 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
25 buys · 0 sales
Net bought $2.97M
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of HTGC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,877,634 | – | $61.15M | +713,653 | 0.04% |
| Sound Income Strategies, LLC | 3,667,518 | – | $57.84M | +285,460 | 2.60% |
| Citadel Advisors LLC | 2,937,122 | – | $46.32M | +2,121,737 | 0.01% |
| UBS Group AG | 2,645,744 | – | $41.72M | +151,752 | 0.01% |
| Pandowealth. LLC | 2,507,600 | – | $0 | – | 0.00% |
| Two Sigma Investments, LP | 2,265,824 | – | $35.73M | −59,035 | 0.03% |
| LPL Financial LLC | 1,857,272 | – | $29.29M | +61,595 | 0.01% |
| Morgan Stanley | 1,812,484 | – | $28.58M | +547,868 | 0.00% |
| Legal & General Group Plc | 1,681,333 | – | $26.52M | +182,680 | 0.01% |
| Franklin Resources Inc | 1,383,905 | – | $21.82M | +248,416 | 0.00% |
| D. E. Shaw & Co., Inc. | 1,373,460 | – | $21.66M | −175,500 | 0.01% |
| Muzinich & Co., Inc. | 1,357,013 | – | $21.40M | +6,888 | 7.31% |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,027,434 | – | $16.20M | +2,097 | 0.01% |
| Tectonic Advisors LLC | 1,006,408 | – | $15.87M | +113,306 | 0.76% |
| BlackRock, Inc. | 924,105 | – | $14.57M | +69,053 | 0.00% |
| Advisors Capital Management, LLC | 919,542 | – | $14.50M | +63,326 | 0.15% |
| JPMorgan Chase & Co | 837,561 | – | $13.30M | −41,039 | 0.00% |
| Ares Management LLC | 776,606 | – | $12.25M | – | 0.53% |
| Wells Fargo & Company/Mn | 735,367 | – | $11.60M | −13,840 | 0.00% |
| Qube Research & Technologies Ltd | 694,341 | – | $10.95M | −1,541,409 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 331 | 54M | 34 / 133 | 101 / 46 | 8M | 6M |
| Q1 2026 | 350 | 53M | 53 / 130 | 103 / 51 | 10M | 9M |
| Q4 2025 | 354 | 52M | 56 / 135 | 96 / 33 | 9M | 4M |
| Q3 2025 | 344 | 47M | 51 / 123 | 100 / 28 | 6M | 6M |
| Q2 2025 | 327 | 47M | 40 / 140 | 86 / 37 | 10M | 3M |
| Q1 2025 | 326 | 40M | 37 / 146 | 80 / 40 | 6M | 3M |
| Q4 2024 | 334 | 38M | 64 / 139 | 69 / 24 | 8M | 2M |
| Q3 2024 | 299 | 32M | 39 / 123 | 80 / 24 | 4M | 4M |
| Q2 2024 | 288 | 33M | 32 / 118 | 82 / 35 | 3M | 7M |
| Q1 2024 | 294 | 37M | 40 / 122 | 73 / 32 | 6M | 3M |
| Q4 2023 | 290 | 34M | 52 / 116 | 62 / 23 | 6M | 2M |
| Q3 2023 | 266 | 29M | 36 / 94 | 69 / 18 | 3M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of HTGC | Value | % of fund | As of |
|---|---|---|---|---|---|
| VanEck BDC Income ETF | 3,161,403 | – | $49.86M | 3.06% | Jun 30, 2026 |
| Putnam BDC Income ETF | 1,483,706 | – | $24.36M | 8.61% | Jul 31, 2026 |
| FT Confluence BDC & Specialty Finance Income ETF | 229,506 | – | $3.55M | 10.34% | May 31, 2026 |
| WisdomTree Private Credit and Alternative Income Fund | 112,783 | – | $1.74M | 3.38% | May 31, 2026 |
| Sound Enhanced Fixed Income ETF | 77,178 | – | $1.19M | 2.99% | May 31, 2026 |
| Invesco Global Listed Private Equity ETF | 72,945 | – | $1.20M | 0.52% | Jul 31, 2026 |
| Small Cap Value Fund | 62,437 | – | $984.63K | 0.14% | Jun 30, 2026 |
| Catalyst/SMH Total Return Income Fund | 40,565 | – | $639.71K | 3.06% | Jun 30, 2026 |
| ProShares Global Listed Private Equity ETF | 31,951 | – | $493.64K | 4.44% | May 31, 2026 |
| Mercer Opportunistic Fixed Income Fund | 30,461 | – | $480.37K | 0.02% | Jun 30, 2026 |
| Virtus Private Credit Strategy ETF | 25,577 | – | $419.97K | 1.38% | Jul 31, 2026 |
| Sit Small Cap Dividend Growth Fund | 24,675 | – | $389.12K | 0.71% | Jun 30, 2026 |
| WHITEWOLF Publicly Listed Private Equity ETF | 22,182 | – | $364.23K | 5.16% | Jul 31, 2026 |
| WisdomTree Private Credit and Alternative Income Digital Fund | 7,785 | – | $122.77K | 3.47% | Jun 30, 2026 |
| Blackstone Alternative Multi-Strategy Fund | -9,847 | – | -$155.29K | -0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Scott Bluestein | Chief Executive Officer, Director | 2,475,593 | Jul 13, 2026 |
| Seth H. Meyer | President | 435,600 | Sep 11, 2026 |
| Kiersten Zaza Botelho | Chief Legal Officer & CCO | 89,388 | Jul 13, 2026 |
| Christian Follmann | Chief Operating Officer | 144,889 | Jul 13, 2026 |
| Andrew Olson | Chief Financial Officer | 30,386 | May 28, 2026 |
| Alfred Fichera | Director | 3,483 | Sep 21, 2026 |
| Robert P. Badavas | Director | 131,016 | Jun 23, 2026 |
| DeAnne Aguirre | Director | 30,835 | Mar 30, 2026 |
| Nikos Theodosopoulos | Director | 29,362 | Mar 30, 2026 |
| Thomas J. Fallon | Director | 163,628 | Mar 30, 2026 |
| Gayle A. Crowell | Director | 97,589 | Mar 30, 2026 |
| Wade Loo | Director | 46,817 | Mar 30, 2026 |
| Paramjeet K. Randhawa | Director | 22,486 | Mar 30, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Alfred Fichera Director | Sep 17, 2026 | Award | +3,483 | $17.76 | $61.86K | 3,483 |
| Seth H. Meyer President | Sep 9, 2026 | Tax withholding | −5 | $17.61 | $88 | 435,600 |
| Scott Bluestein Chief Executive Officer, Director | Jul 9, 2026 | Tax withholding | −10,652 | $15.69 | $167.13K | 2,475,593 |
| Scott Bluestein Chief Executive Officer, Director | Jul 9, 2026 | Tax withholding | −9,741 | $15.69 | $152.84K | 2,486,245 |
| Seth H. Meyer President | Jul 9, 2026 | Tax withholding | −3,011 | $15.69 | $47.24K | 439,063 |
| Seth H. Meyer President | Jul 9, 2026 | Tax withholding | −3,458 | $15.69 | $54.26K | 435,605 |
| Kiersten Zaza Botelho Chief Legal Officer & CCO | Jul 9, 2026 | Tax withholding | −1,018 | $15.69 | $15.97K | 89,388 |
| Kiersten Zaza Botelho Chief Legal Officer & CCO | Jul 9, 2026 | Tax withholding | −956 | $15.69 | $15.00K | 90,406 |
| Christian Follmann Chief Operating Officer | Jul 9, 2026 | Tax withholding | −1,365 | $15.69 | $21.42K | 144,539 |
| Christian Follmann Chief Operating Officer | Jul 9, 2026 | Tax withholding | −1,433 | $15.69 | $22.48K | 145,904 |
| Robert P. Badavas Director | Jun 18, 2026 | Award | +3,873 | $15.49 | $59.99K | 8,943 |
| Robert P. Badavas Director | Jun 18, 2026 | Award | +3,873 | $15.49 | $59.99K | 8,943 |
| Robert P. Badavas Director | Jun 18, 2026 | Award | +3,873 | $15.49 | $59.99K | 8,943 |
| Robert P. Badavas Director | Jun 18, 2026 | Award | +3,873 | $15.49 | $59.99K | 8,943 |
| Seth H. Meyer Chief Financial Officer | Jun 9, 2026 | Tax withholding | −5 | $15.45 | $77 | 442,074 |
| Kiersten Zaza Botelho Chief Legal Officer & CCO | Apr 9, 2026 | Tax withholding | −1,018 | $14.74 | $15.01K | 91,362 |
| Kiersten Zaza Botelho Chief Legal Officer & CCO | Apr 9, 2026 | Tax withholding | −956 | $14.74 | $14.09K | 92,380 |
| Scott Bluestein Chief Executive Officer | Apr 9, 2026 | Tax withholding | −9,741 | $14.74 | $143.58K | 2,495,986 |
| Scott Bluestein Chief Executive Officer | Apr 9, 2026 | Tax withholding | −10,652 | $14.74 | $157.01K | 2,505,727 |
| Seth H. Meyer Chief Financial Officer | Apr 9, 2026 | Tax withholding | −3,458 | $14.74 | $50.97K | 445,090 |
| Seth H. Meyer Chief Financial Officer | Apr 9, 2026 | Tax withholding | −3,011 | $14.74 | $44.38K | 442,079 |
| Christian Follmann Chief Operating Officer | Apr 9, 2026 | Tax withholding | −1,365 | $14.74 | $20.12K | 148,770 |
| Christian Follmann Chief Operating Officer | Apr 9, 2026 | Tax withholding | −1,433 | $14.74 | $21.12K | 147,337 |
| Wade Loo Director | Mar 26, 2026 | Buy | +7,317 | $14.35 | $105.00K | 14,050 |
| Gayle A. Crowell Director | Mar 26, 2026 | Buy | +7,317 | $14.35 | $105.00K | 97,589 |
| Thomas J. Fallon Director | Mar 26, 2026 | Buy | +7,300 | $14.30 | $104.39K | 157,669 |
| DeAnne Aguirre Director | Mar 26, 2026 | Buy | +7,317 | $14.35 | $105.00K | 10,749 |
| Nikos Theodosopoulos Director | Mar 26, 2026 | Buy | +7,317 | $14.35 | $105.00K | 29,362 |
| Paramjeet K. Randhawa Director | Mar 26, 2026 | Buy | +2,926 | $14.35 | $41.99K | 22,486 |
| Robert P. Badavas Director | Mar 26, 2026 | Buy | +3,658 | $14.35 | $52.49K | 5,070 |
| Seth H. Meyer Chief Financial Officer | Mar 5, 2026 | Tax withholding | −5 | $15.11 | $76 | 448,548 |
| Christian Follmann Chief Operating Officer | Mar 4, 2026 | Buy | +5,000 | $14.68 | $73.40K | 150,135 |
| Paramjeet K. Randhawa Director | Mar 4, 2026 | Buy | +3,050 | $14.78 | $45.08K | 19,560 |
| Christian Follmann Chief Operating Officer | Mar 4, 2026 | Buy | −5,000 | $14.68 | $73.40K | 150,135 |
| Seth H. Meyer Chief Financial Officer | Feb 27, 2026 | Buy | +14,000 | $14.33 | $200.62K | 448,553 |
| Nikos Theodosopoulos Director | Feb 27, 2026 | Buy | +2,600 | $14.21 | $36.95K | 21,523 |
| Kiersten Zaza Botelho Chief Legal Officer & CCO | Feb 27, 2026 | Buy | +1,300 | $14.21 | $18.47K | 93,336 |
| Robert P. Badavas Director | Feb 27, 2026 | Buy | +5,000 | $14.27 | $71.35K | 122,073 |
| Scott Bluestein Chief Executive Officer | Feb 27, 2026 | Buy | +7,000 | $14.35 | $100.45K | 2,516,379 |
| Thomas J. Fallon Director | Feb 27, 2026 | Buy | +20,000 | $14.20 | $284.00K | 150,369 |
| Seth H. Meyer Chief Financial Officer | Feb 27, 2026 | Buy | +7,000 | $14.33 | $100.31K | 448,553 |
| Wade Loo Director | Feb 25, 2026 | Buy | +3,300 | $14.98 | $49.43K | 32,767 |
| Thomas J. Fallon Director | Feb 24, 2026 | Buy | +10,000 | $14.98 | $149.80K | 130,369 |
| Robert P. Badavas Director | Feb 24, 2026 | Buy | +5,000 | $15.01 | $75.05K | 117,073 |
| Scott Bluestein Chief Executive Officer | Feb 24, 2026 | Buy | +30,000 | $15.08 | $452.40K | 2,509,379 |
| Gayle A. Crowell Director | Feb 23, 2026 | Buy | +6,600 | $15.20 | $100.32K | 87,458 |
| Nikos Theodosopoulos Director | Feb 17, 2026 | Buy | +6,165 | $15.93 | $98.21K | 18,923 |
| Thomas J. Fallon Director | Feb 17, 2026 | Buy | +20,000 | $15.88 | $317.60K | 120,369 |
| Christian Follmann Chief Operating Officer | Jan 11, 2026 | Tax withholding | −1,178 | $18.59 | $21.90K | 145,134 |
| Seth H. Meyer Chief Financial Officer | Jan 11, 2026 | Tax withholding | −4,052 | $18.59 | $75.33K | 434,553 |
| Scott Bluestein Chief Executive Officer | Jan 11, 2026 | Tax withholding | −13,431 | $18.59 | $249.68K | 2,479,379 |
| Kiersten Zaza Botelho Chief Legal Officer & CCO | Jan 11, 2026 | Tax withholding | −822 | $18.59 | $15.28K | 92,036 |
| Christian Follmann Chief Operating Officer | Jan 9, 2026 | Tax withholding | −7,580 | $18.59 | $140.91K | 146,312 |
| Seth H. Meyer Chief Financial Officer | Jan 9, 2026 | Tax withholding | −15,965 | $18.59 | $296.79K | 438,605 |
| Scott Bluestein Chief Executive Officer | Jan 9, 2026 | Tax withholding | −50,081 | $18.59 | $931.01K | 2,492,810 |
| Kiersten Zaza Botelho Chief Legal Officer & CCO | Jan 9, 2026 | Tax withholding | −5,510 | $18.59 | $102.43K | 92,858 |
| Seth H. Meyer Chief Financial Officer | Jan 8, 2026 | Award | +84,978 | $18.24 | $1.55M | 454,570 |
| Kiersten Zaza Botelho Chief Legal Officer & CCO | Jan 8, 2026 | Award | +34,265 | $18.24 | $624.99K | 98,368 |
| Christian Follmann Chief Operating Officer | Jan 8, 2026 | Award | +37,007 | $18.24 | $675.01K | 153,892 |
| Scott Bluestein Chief Executive Officer | Jan 8, 2026 | Award | +298,794 | $18.24 | $5.45M | 2,542,891 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Bluestein Scott Officer | Sep 26, 2024 | 100,000 | $1.95M | Sep 26, 2024 | Restricted Stock Units |
| Badavas Robert Director | Jun 20, 2024 | 13,300 | $261.89K | Jun 20, 2024 | Stock Option Exercise |