Horizon Technology Finance Corp
Close on Oct 19, 2026
- Market cap
- $267.05M
- P/E (TTM)
- 11.1
- Dividend yield
- 32.12%
About Horizon Technology Finance
Horizon Technology Finance Corporation is an externally managed specialty finance company regulated as a business development company. The firm provides secured debt financing, primarily structured as senior term venture loans, and obtains equity warrants. It serves development-stage enterprises that have progressed beyond the seed stage and secured venture capital or private equity backing, as well as selected publicly traded companies. Its lending activities concentrate on four primary sectors: technology, life science, healthcare information and services, and sustainability, covering fields such as software, biotechnology, medical devices, diagnostics, and clean energy.
The company's investment portfolio includes debt investments in 38 portfolio companies, alongside warrant holdings in 72 companies, equity stakes in 17 companies, and success fee arrangements in eight companies. Origination and administrative operations are conducted by an external advisor through regional managing directors. The company is organized under the laws of Delaware and maintains its principal executive office in Farmington, Connecticut.
Summary of the business section of Horizon Technology Finance's latest annual report, written by StockData.
Company profile
Company
- Legal name
- Horizon Technology Finance Corp
- Founded
- 2010
- Headquarters
- Farmington, CT
- Address
- 312 Farmington Avenue 06032
- Phone
- (860) 676-8654
- Website
- horizontechfinance.com
- Employees
- 19, Dec 31, 2012
- Incorporated in
- Delaware
- Fiscal year ends
- December 31
- Auditor
- RSM US LLP, Hartford, Connecticut
Stock & identifiers
- Ticker
- HRZN
- Other tickers
- HTFC
- Exchange
- Nasdaq
- IPO date
- Oct 29, 2010
- Shares outstanding
- 67M, Aug 4, 2026
- Public float
- $300.00M, Jun 30, 2025
- Filer category
- Accelerated filer
- SEC CIK
- 1487428
- CUSIP
- 44045A102
- ISIN
- US44045A1025
- EIN
- 27-2114934
Executives and directors
Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years
| Name | Position | Shares owned |
|---|---|---|
| Michael Balkin | Chief Executive Officer, Director | 243,527 |
| Gerald A. Michaud | President, Director | 169,794 |
| Paul G. Seitz | Chief Investment Officer | 12,242 |
| Daniel R. Trolio | Executive VP and CFO | 15,023 |
| Thomas J. Allison | Director | 56,617 |
| Kimberley Ann O'Connor | Director | 10,000 |
| Jonathan Joseph Goodman | Director | 8,312 |
| Joseph J. Savage | Director | 59,500 |
Employees
Headcount reported in annual reports
“As of December 31, 2012, our Advisor had 19 employees, including investment and portfolio management professionals, operations and accounting professionals, legal counsel and administrative staff.”
Corporate history
Events identified from SEC filings
| Date | Event | Details |
|---|---|---|
| May 14, 2026 | Auditor change | Change in certifying accountant (8-K Item 4.01) |
| Apr 14, 2026 | Acquisition / sale | Completion of acquisition or disposition of assets (8-K Item 2.01) |
| Jan 29, 2026 | Delisting | Notice of delisting from exchange (Form 25) |
| Jun 16, 2022 | Listing | Registration of securities on an exchange (Form 8-A) |
| Apr 28, 2021 | Delisting | Notice of delisting from exchange (Form 25) |
| Apr 1, 2021 | Listing | Registration of securities on an exchange (Form 8-A) |
| Nov 1, 2017 | Delisting | Notice of delisting from exchange (Form 25) |
| Sep 29, 2017 | Listing | Registration of securities on an exchange (Form 8-A) |
| Mar 23, 2012 | Listing | Registration of securities on an exchange (Form 8-A) |
| Oct 28, 2010 | Listing | Registration of securities on an exchange (Form 8-A) |