HOSNYSEOil & Gas Field Services, NECFiscal year ends December 31
HORNBECK OFFSHORE SERVICES, INC.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 6, 2026
$6.83−0.02 (-0.29%)
Close on Oct 19, 2026
- Market cap
- $1.01B
- P/E (TTM)
- 25.3
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
92.8%
137M of 147M shares
Institutional holders
285
44 new, 28 sold out
Net institutional buying
7M
In Q2 2026
Insider trades, 12 months
0 buys · 1 sales
Net sold $275.20K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Dimensional Fund Advisors LP | 8,858,123 | 6.00% | 13G (passive) amendment | Sep 30, 2025 |
| Asof Hos Gp, LLC | 61,738,413 | 23.70% | 13D (active) | Sep 1, 2026 |
| Whitebox Advisors LLC | 37,873,696 | 15.00% | 13G (passive) | Sep 1, 2026 |
| BlackRock, Inc. | 21,194,762 | 14.00% | 13G (passive) amendment | Jun 30, 2025 |
| Merced Capital, L.P. | 11,733,106 | 5.30% | 13G (passive) | Sep 1, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of HOS | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 22,731,079 | 15.42% | $198.67M | +573,340 | 0.00% |
| Dimensional Fund Advisors LP | 9,091,008 | 6.17% | $79.45M | +131,202 | 0.01% |
| State Street Corp | 7,175,792 | 4.87% | $62.72M | +466,289 | 0.00% |
| Invesco Ltd. | 7,035,334 | 4.77% | $61.49M | +375,206 | 0.00% |
| Vanguard Portfolio Management LLC | 6,416,761 | 4.35% | $56.08M | +182,000 | 0.00% |
| Vanguard Capital Management LLC | 6,178,407 | 4.19% | $54.00M | +133,712 | 0.00% |
| American Century Companies Inc | 5,448,574 | 3.70% | $47.62M | +251,014 | 0.02% |
| Principal Financial Group Inc | 4,319,229 | 2.93% | $37.75M | −276,704 | 0.02% |
| Goldman Sachs Group Inc | 3,666,005 | 2.49% | $32.04M | +1,577,127 | 0.00% |
| Geode Capital Management, LLC | 3,556,137 | 2.41% | $31.09M | +197,240 | 0.00% |
| Wellington Management Group Llp | 3,408,554 | 2.31% | $29.79M | −523,989 | 0.01% |
| Systematic Financial Management LP | 3,188,798 | 2.16% | $27.87M | +230,254 | 0.56% |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 3,005,018 | 2.04% | $26.26M | −17,390 | 0.03% |
| Van Eck Associates Corp | 2,725,573 | 1.85% | $23.82M | −149,948 | 0.01% |
| Boston Partners | 2,486,953 | 1.69% | $22.08M | −463,793 | 0.02% |
| Charles Schwab Investment Management Inc | 2,483,807 | 1.69% | $21.71M | −110,163 | 0.00% |
| Morgan Stanley | 2,100,464 | 1.43% | $18.36M | +109,205 | 0.00% |
| Prudential Financial Inc | 2,088,884 | 1.42% | $18.26M | +1,767,050 | 0.02% |
| Northern Trust Corp | 1,783,081 | 1.21% | $15.58M | +97,984 | 0.00% |
| Public Employees Retirement Association Of Colorado | 1,730,815 | 1.17% | $15.13K | – | 0.05% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 285 | 137M | 92.8% | 44 / 115 | 80 / 28 | 16M | 9M |
| Q1 2026 | 274 | 131M | 88.9% | 44 / 93 | 98 / 30 | 31M | 15M |
| Q4 2025 | 265 | 128M | 86.8% | 55 / 90 | 78 / 33 | 15M | 14M |
| Q3 2025 | 245 | 127M | 86.1% | 33 / 74 | 98 / 39 | 14M | 18M |
| Q2 2025 | 253 | 131M | 89.0% | 38 / 83 | 92 / 37 | 12M | 15M |
| Q1 2025 | 256 | 136M | 92.0% | 52 / 85 | 88 / 35 | 15M | 20M |
| Q4 2024 | 241 | 140M | 95.3% | 33 / 84 | 88 / 26 | 18M | 13M |
| Q3 2024 | 238 | 136M | 91.9% | 33 / 82 | 87 / 35 | 35M | 15M |
| Q2 2024 | 242 | 138M | 93.9% | 42 / 78 | 91 / 21 | 18M | 24M |
| Q1 2024 | 223 | 144M | 97.5% | 25 / 69 | 101 / 39 | 11M | 13M |
| Q4 2023 | 241 | 146M | 98.9% | 27 / 73 | 108 / 37 | 21M | 19M |
| Q3 2023 | 251 | 144M | 97.4% | 55 / 75 | 96 / 16 | 18M | 15M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of HOS | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 8,254,796 | 5.60% | $72.15M | 0.06% | Jun 30, 2026 |
| Invesco Small Cap Value Fund | 5,339,154 | 3.62% | $50.78M | 0.46% | Jul 31, 2026 |
| Vanguard Total Stock Market Index Fund | 4,459,628 | 3.03% | $38.98M | 0.00% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 4,418,739 | 3.00% | $41.32M | 0.15% | May 31, 2026 |
| iShares Russell 2000 ETF | 3,648,878 | 2.48% | $31.89M | 0.04% | Jun 30, 2026 |
| VanEck Oil Services ETF | 2,396,404 | 1.63% | $20.94M | 1.05% | Jun 30, 2026 |
| U.S. Small Cap Value Portfolio | 2,000,149 | 1.36% | $19.02M | 0.10% | Jul 31, 2026 |
| Vanguard Small-Cap Index Fund | 1,602,981 | 1.09% | $14.01M | 0.01% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 1,578,592 | 1.07% | $13.80M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 1,537,286 | 1.04% | $14.62M | 0.04% | Jul 31, 2026 |
| SmallCap Fund | 1,524,500 | 1.03% | $14.50M | 0.70% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF | 1,336,529 | 0.91% | $11.68M | 2.50% | Jun 30, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF | 1,257,525 | 0.85% | $10.99M | 0.06% | Jun 30, 2026 |
| iShares S&P Small-Cap 600 Value ETF | 1,178,184 | 0.80% | $10.30M | 0.13% | Jun 30, 2026 |
| Vanguard Energy Index Fund | 1,162,502 | 0.79% | $10.87M | 0.09% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Todd M. Hornbeck | See Remarks, Director | 5,444,648 | 3.69% | Sep 4, 2026 |
| Ben Todd | See Remarks | 70,000 | 0.05% | Sep 4, 2026 |
| Samuel A. Giberga | See Remarks | 1,362,654 | 0.92% | Sep 4, 2026 |
| Robert Potter Adams | See Remarks | 140,834 | 0.10% | Sep 4, 2026 |
| Brian Michael Cook | See Remarks | 180,793 | 0.12% | Sep 4, 2026 |
| Scott Andrew Sparks | See Remarks | 371,042 | 0.25% | Sep 3, 2026 |
| Aaron Marc Rosen | Director | – | – | Sep 9, 2026 |
| Benjamin Matthew Fink | Director | 16,990 | 0.01% | Sep 4, 2026 |
| Piyush Jindal | Director | 200,778 | 0.14% | Sep 4, 2026 |
| Kevin Omar Meyers | Director | 132,545 | 0.09% | Sep 4, 2026 |
| John Lovoi | Director | 404,765 | 0.27% | Sep 3, 2026 |
| William L. Transier | Director | 333,072 | 0.23% | Sep 3, 2026 |
| Thomas Mitchell Little | Director | 121,135 | 0.08% | Sep 2, 2026 |
| Diana Glassman | Director | 61,704 | 0.04% | Sep 2, 2026 |
| Paula Harris | Director | 95,630 | 0.06% | Sep 2, 2026 |
| Amy H. Nelson | Director | 121,663 | 0.08% | Sep 2, 2026 |
| Advisors Llc Whitebox | 10% owner | – | – | Sep 11, 2026 |
| General Partner Llc Whitebox | 10% owner | 8,239,303 | 5.59% | Sep 11, 2026 |
| Asof Hos Aiv 1, L.P. | 10% owner | – | – | Sep 9, 2026 |
| Asof Hos Aiv 2, L.P. | 10% owner | – | – | Sep 9, 2026 |
| Partners Holdco LLC Ares | 10% owner | – | – | Sep 9, 2026 |
| Holdco LLC Ares | 10% owner | – | – | Sep 9, 2026 |
| Management Corp Ares | 10% owner | – | – | Sep 9, 2026 |
| Voting LLC Ares | 10% owner | – | – | Sep 9, 2026 |
| Management Holdings L.P. Ares | 10% owner | – | – | Sep 9, 2026 |
| Management GP LLC Ares | 10% owner | – | – | Sep 9, 2026 |
| ASSF IV AIV B Holdings III, L.P. | 10% owner | – | – | Sep 9, 2026 |
| Assf Iv Aiv B, L.P. | 10% owner | – | – | Sep 9, 2026 |
| ASOF Holdings I, L.P. | 10% owner | – | – | Sep 9, 2026 |
| ASSF Operating Manager IV, L.P. | 10% owner | – | – | Sep 9, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Benjamin Matthew Fink Director | Sep 2, 2026 | Award | +16,990 | – | – | 16,990 |
| Brian Michael Cook See Remarks | Sep 2, 2026 | Award | +40,000 | – | – | 180,793 |
| Kevin Omar Meyers Director | Sep 2, 2026 | Award | +16,990 | – | – | 132,545 |
| Piyush Jindal Director | Sep 2, 2026 | Award | +31,553 | – | – | 200,778 |
| Ben Todd See Remarks | Sep 2, 2026 | Award | +70,000 | – | – | 70,000 |
| Robert Potter Adams See Remarks | Sep 2, 2026 | Award | +40,000 | – | – | 180,834 |
| Todd M. Hornbeck See Remarks, Director | Sep 2, 2026 | Award | +225,000 | – | – | 5,669,648 |
| William L. Transier Director | Sep 2, 2026 | Award | +31,553 | – | – | 235,672 |
| John Lovoi Director | Sep 2, 2026 | Award | +16,990 | – | – | 404,765 |
| Scott Andrew Sparks See Remarks | Sep 2, 2026 | Award | +70,000 | – | – | 371,042 |
| William L. Transier Director | Sep 1, 2026 | Tax withholding | −7,656 | $10.30 | $78.86K | 204,119 |
| John Lovoi Director | Sep 1, 2026 | Tax withholding | −4,552 | $10.30 | $46.89K | 387,775 |
| Brent Alexander Arriaga VP and CAO | Jan 3, 2026 | Tax withholding | −2,521 | $6.40 | $16.13K | 21,731 |
| Brent Alexander Arriaga VP and CAO | Jan 3, 2026 | Option exercise | +5,646 | – | – | 24,252 |
| Brent Alexander Arriaga VP and CAO | Jan 1, 2026 | Option exercise | +4,053 | – | – | 16,457 |
| Brent Alexander Arriaga VP and CAO | Jan 1, 2026 | Tax withholding | −1,810 | $6.27 | $11.35K | 14,647 |
| Brent Alexander Arriaga VP and CAO | Jan 1, 2026 | Option exercise | +7,153 | – | – | 21,800 |
| Brent Alexander Arriaga VP and CAO | Jan 1, 2026 | Tax withholding | −3,194 | $6.27 | $20.03K | 18,606 |
| William L. Transier Director | Dec 11, 2025 | Tax withholding | −5,506 | $7.25 | $39.92K | 211,775 |
| Thomas Mitchell Little Director | Dec 11, 2025 | Tax withholding | −4,762 | $7.25 | $34.52K | 121,135 |
| Amy H. Nelson Director | Dec 11, 2025 | Tax withholding | −5,506 | $7.25 | $39.92K | 121,663 |
| Paula Harris Director | Dec 11, 2025 | Tax withholding | −3,274 | $7.25 | $23.74K | 95,630 |
| John Lovoi Director | Dec 10, 2025 | Award | +20,690 | – | – | 392,827 |
| William L. Transier Director | Dec 10, 2025 | Award | +20,690 | – | – | 217,281 |
| Thomas Mitchell Little Director | Dec 10, 2025 | Award | +20,690 | – | – | 125,897 |
| Amy H. Nelson Director | Dec 10, 2025 | Award | +20,690 | – | – | 127,169 |
| Diana Glassman Director | Dec 10, 2025 | Award | +20,690 | – | – | 61,704 |
| Paula Harris Director | Dec 10, 2025 | Award | +20,690 | – | – | 98,904 |
| Scott Andrew Sparks EVP & COO | Nov 3, 2025 | Sale | −40,000 | $6.88 | $275.20K | 301,042 |
| Kenneth English Neikirk EVP, GEN COUNSEL & SECRETARY | Feb 27, 2025 | Option exercise | +128,205 | – | – | 310,510 |
| Kenneth English Neikirk EVP, GEN COUNSEL & SECRETARY | Feb 27, 2025 | Tax withholding | −50,449 | $9.32 | $470.18K | 260,061 |
| Owen E. Kratz PRESIDENT & CEO, Director | Feb 27, 2025 | Tax withholding | −192,967 | $9.32 | $1.80M | 7,766,696 |
| Owen E. Kratz PRESIDENT & CEO, Director | Feb 27, 2025 | Option exercise | +490,385 | – | – | 7,959,663 |
| Erik Staffeldt EVP & CFO | Feb 27, 2025 | Option exercise | +172,276 | – | – | 727,760 |
| Erik Staffeldt EVP & CFO | Feb 27, 2025 | Tax withholding | −67,791 | $9.32 | $631.81K | 659,969 |
| Scott Andrew Sparks EVP & COO | Feb 27, 2025 | Tax withholding | −74,097 | $9.32 | $690.58K | 341,042 |
| Scott Andrew Sparks EVP & COO | Feb 27, 2025 | Option exercise | +188,301 | – | – | 415,139 |
| Owen E. Kratz PRESIDENT & CEO, Director | Jan 13, 2025 | Option exercise | +490,385 | – | – | 7,662,245 |
| Owen E. Kratz PRESIDENT & CEO, Director | Jan 13, 2025 | Returned to company | −192,967 | $9.32 | $1.80M | 7,469,278 |
| Kenneth English Neikirk EVP, GEN COUNSEL & SECRETARY | Jan 13, 2025 | Option exercise | +128,205 | – | – | 232,754 |
| Kenneth English Neikirk EVP, GEN COUNSEL & SECRETARY | Jan 13, 2025 | Returned to company | −50,449 | $9.32 | $470.18K | 182,305 |
| Scott Andrew Sparks EVP & COO | Jan 13, 2025 | Option exercise | +188,301 | – | – | 300,935 |
| Scott Andrew Sparks EVP & COO | Jan 13, 2025 | Returned to company | −74,097 | $9.32 | $690.58K | 226,838 |
| Erik Staffeldt EVP & CFO | Jan 13, 2025 | Returned to company | −67,791 | $9.32 | $631.81K | 555,484 |
| Erik Staffeldt EVP & CFO | Jan 13, 2025 | Option exercise | +172,276 | – | – | 623,275 |
| Owen E. Kratz PRESIDENT & CEO, Director | Jan 4, 2025 | Option exercise | +192,308 | – | – | 7,364,168 |
| Owen E. Kratz PRESIDENT & CEO, Director | Jan 4, 2025 | Returned to company | −192,308 | $9.52 | $1.83M | 7,171,860 |
| Erik Staffeldt EVP & CFO | Jan 4, 2025 | Option exercise | +57,426 | – | – | 508,425 |
| Erik Staffeldt EVP & CFO | Jan 4, 2025 | Returned to company | −57,426 | $9.52 | $546.70K | 450,999 |
| Scott Andrew Sparks EVP & COO | Jan 4, 2025 | Returned to company | −62,767 | $9.52 | $597.54K | 112,634 |
| Scott Andrew Sparks EVP & COO | Jan 4, 2025 | Option exercise | +62,767 | – | – | 175,401 |
| Kenneth English Neikirk EVP, GEN COUNSEL & SECRETARY | Jan 4, 2025 | Returned to company | −42,735 | $9.52 | $406.84K | 104,459 |
| Kenneth English Neikirk EVP, GEN COUNSEL & SECRETARY | Jan 4, 2025 | Option exercise | +42,735 | – | – | 147,194 |
| Owen E. Kratz PRESIDENT & CEO, Director | Jan 3, 2025 | Option exercise | +81,301 | – | – | 7,253,161 |
| Owen E. Kratz PRESIDENT & CEO, Director | Jan 3, 2025 | Returned to company | −81,301 | $9.68 | $786.99K | 7,171,860 |
| Erik Staffeldt EVP & CFO | Jan 3, 2025 | Returned to company | −29,359 | $9.68 | $284.20K | 450,999 |
| Erik Staffeldt EVP & CFO | Jan 3, 2025 | Option exercise | +29,359 | – | – | 480,358 |
| Brent Alexander Arriaga CAO and Corporate Controller | Jan 3, 2025 | Tax withholding | −2,409 | $9.68 | $23.32K | 11,935 |
| Brent Alexander Arriaga CAO and Corporate Controller | Jan 3, 2025 | Option exercise | +5,646 | – | – | 14,344 |
| Scott Andrew Sparks EVP & COO | Jan 3, 2025 | Option exercise | +31,052 | – | – | 143,686 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Paula Harris Former Director | Sep 25, 2026 | 73,783 | $606.46K | Sep 25, 2026 | Restricted Stock Vesting |
| Erik Staffeldt Former Officer | Sep 15, 2026 | 253,723 | $2.24M | Sep 15, 2026 | Restricted Stock Vesting |
| Erik Staffeldt Officer | Sep 9, 2026 | 107,081 | $976.15K | Sep 9, 2026 | Restricted Stock Vesting |
| Erik Staffeldt Officer | Sep 8, 2026 | 50,911 | $464.51K | Sep 8, 2026 | Restricted Stock Vesting |
| Erik Staffeldt Officer | Sep 3, 2026 | 130,635 | $1.33M | Sep 3, 2026 | Restricted Stock Vesting |
| Diana Glassman Former Director | Sep 3, 2026 | 13,014 | $125.46K | Sep 3, 2026 | Restricted Stock Vesting |
| Erik Staffeldt Officer | Sep 2, 2026 | 117,619 | $1.27M | Sep 2, 2026 | Restricted Stock Vesting |
| Kenneth English Neikirk Officer | Sep 2, 2026 | 260,061 | $2.71M | Sep 2, 2026 | Restricted Stock Vesting |
| Diana Glassman Director | Sep 2, 2026 | 14,041 | $152.06K | Sep 2, 2026 | Restricted Stock Vesting |
| Owen E. Kratz Officer | Sep 2, 2026 | 2,500,000 | $26.36M | Sep 2, 2026 | Equity Compensation - See Remarks |
| Scott Andrew Sparks Officer | Nov 3, 2025 | 40,000 | $270.40K | Nov 3, 2025 | Restricted Stock Vesting |
| Kenneth English Neikirk Officer | Dec 30, 2024 | 32,612 | $299.05K | Dec 30, 2024 | Restricted Stock Vesting |
| Kenneth English Neikirk Officer | Dec 30, 2024 | 51,379 | $471.14K | Dec 30, 2024 | ESPP Purchase |
| Scott Andrew Sparks Officer | Dec 10, 2024 | 170,000 | $1.68M | Dec 10, 2024 | Restricted Stock Vesting |
| Diana Glassman Director | Dec 10, 2024 | 16,000 | $159.06K | Dec 10, 2024 | Restricted Stock Vesting |