HNNANasdaqInvestment AdviceFiscal year ends September 30
HENNESSY ADVISORS INC
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$10.27+0.02 (+0.20%)
Close on Oct 19, 2026
- Market cap
- $82.55M
- P/E (TTM)
- 9.8
- Dividend yield
- 5.36%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
15.0%
1M of 8M shares
Institutional holders
28
1 new, 6 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 7 sales
Net sold $188.91K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Seaport Global Asset Management LLC | 409,015 | 5.20% | 13G (passive) | Dec 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of HNNA | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 238,662 | 3.02% | $2.42M | −194 | 0.00% |
| Truffle Hound Capital, LLC | 200,000 | 2.53% | $2.03M | – | 0.43% |
| Aegis Financial Corp | 170,768 | 2.16% | $1.73M | +29,415 | 0.27% |
| Renaissance Technologies LLC | 97,688 | 1.24% | $991.53K | −2,400 | 0.00% |
| Allworth Financial LP | 81,380 | 1.03% | $826.01K | – | 0.00% |
| Perigon Wealth Management, LLC | 63,798 | 0.81% | $647.55K | – | 0.01% |
| Geode Capital Management, LLC | 58,540 | 0.74% | $594.33K | +7,238 | 0.00% |
| Dimensional Fund Advisors LP | 53,469 | 0.68% | $542.71K | +792 | 0.00% |
| Vanguard Fiduciary Trust Co | 27,585 | 0.35% | $279.99K | +194 | 0.00% |
| Bridgeway Capital Management, LLC | 23,551 | 0.30% | $239.04K | +1,540 | 0.00% |
| Susquehanna International Group, Llp | 21,611 | 0.27% | $219.35K | +1,187 | 0.00% |
| Concurrent Investment Advisors, LLC | 21,396 | 0.27% | $217.16K | +10,857 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 20,124 | 0.25% | $204 | +10,062 | 0.00% |
| BlackRock, Inc. | 19,776 | 0.25% | $200.73K | +6,182 | 0.00% |
| Empowered Funds, LLC | 16,551 | 0.21% | $167.99K | +1,540 | 0.00% |
| Bank Of America Corp /De/ | 15,213 | 0.19% | $154.41K | +1,713 | 0.00% |
| Northern Trust Corp | 14,999 | 0.19% | $152.24K | −13,106 | 0.00% |
| Quinn Opportunity Partners LLC | 14,917 | 0.19% | $151.41K | – | 0.01% |
| Citadel Advisors LLC | 12,980 | 0.16% | $131.75K | +2,048 | 0.00% |
| Net Worth Advisory Group | 12,173 | 0.15% | $123.55K | −687 | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 28 | 1M | 15.0% | 1 / 12 | 5 / 6 | 0M | 0M |
| Q1 2026 | 33 | 1M | 14.7% | 5 / 10 | 8 / 0 | 0M | 0M |
| Q4 2025 | 29 | 1M | 14.0% | 6 / 7 | 8 / 3 | 0M | 0M |
| Q3 2025 | 26 | 1M | 15.5% | 1 / 11 | 6 / 2 | 0M | 0M |
| Q2 2025 | 27 | 1M | 13.7% | 4 / 8 | 4 / 3 | 0M | 0M |
| Q1 2025 | 26 | 1M | 12.5% | 4 / 9 | 6 / 3 | 0M | 0M |
| Q4 2024 | 25 | 1M | 11.4% | 5 / 7 | 6 / 1 | 0M | 0M |
| Q3 2024 | 21 | 1M | 10.2% | 3 / 7 | 5 / 2 | 0M | 0M |
| Q2 2024 | 21 | 1M | 9.7% | 1 / 11 | 5 / 0 | 0M | 0M |
| Q1 2024 | 20 | 1M | 10.1% | 1 / 7 | 6 / 1 | 0M | 0M |
| Q4 2023 | 20 | 1M | 10.2% | 2 / 11 | 3 / 0 | 0M | 0M |
| Q3 2023 | 18 | 1M | 9.2% | 1 / 8 | 7 / 2 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of HNNA | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 181,566 | 2.30% | $1.84M | 0.00% | Jun 30, 2026 |
| Aegis Value Fund | 169,951 | 2.15% | $1.73M | 0.15% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 51,029 | 0.65% | $517.94K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 18,601 | 0.24% | $188.99K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 18,287 | 0.23% | $185.61K | 0.01% | Jun 30, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 16,551 | 0.21% | $167.99K | 0.01% | Jun 30, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 14,900 | 0.19% | $146.47K | 0.00% | Jul 31, 2026 |
| Fidelity Total Market Index Fund | 8,593 | 0.11% | $87.30K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 7,412 | 0.09% | $75.31K | 0.00% | May 31, 2026 |
| Omni Small-Cap Value Fund | 7,000 | 0.09% | $71.05K | 0.01% | Jun 30, 2026 |
| Fidelity Nasdaq Composite Index Fund | 5,713 | 0.07% | $58.04K | 0.00% | May 31, 2026 |
| U.S. Vector Equity Portfolio | 4,456 | 0.06% | $43.80K | 0.00% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 3,429 | 0.04% | $33.71K | 0.00% | Jul 31, 2026 |
| Vanguard Institutional Total Stock Market Index Fund | 3,282 | 0.04% | $33.31K | 0.00% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 3,114 | 0.04% | $30.61K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Neil J. Hennessy | CEO, Director, 10% owner | 2,101,412 | 26.59% | Sep 22, 2026 |
| Teresa M. Nilsen | President, COO and Secretary, Director | 171,945 | 2.18% | Sep 22, 2026 |
| Daniel B. Steadman | Executive VP | 40,018 | 0.51% | Sep 25, 2026 |
| Kathryn Fahy | SVP and CFO | 85,736 | 1.08% | Sep 22, 2026 |
| Kiera Newton | Director | 20,598 | 0.26% | Sep 30, 2026 |
| Thomas L. Seavey | Director | 59,754 | 0.76% | Sep 28, 2026 |
| ORiordan Lydia D. Knight | Director | 26,900 | 0.34% | Sep 22, 2026 |
| Henry Hansel | Director | 225,725 | 2.86% | Sep 22, 2026 |
| Brian A. Hennessy | Director | 279,966 | 3.54% | Sep 22, 2026 |
| Susan Weber Pomilia | Director | 123,106 | 1.56% | Sep 22, 2026 |
| Daniel G. Libarle | – | 169,510 | 2.14% | Sep 22, 2026 |
| Rodger Offenbach | – | 129,245 | 1.64% | Sep 19, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Kiera Newton Director | Sep 29, 2026 | Sale | −504 | $10.02 | $5.05K | 20,598 |
| Thomas L. Seavey Director | Sep 24, 2026 | Sale | −1,875 | $10.15 | $19.03K | 59,754 |
| Daniel B. Steadman Executive VP | Sep 24, 2026 | Sale | −5,000 | $10.26 | $51.30K | 37,768 |
| Thomas L. Seavey Director | Sep 18, 2026 | Award | +5,600 | – | – | 61,629 |
| Kiera Newton Director | Sep 18, 2026 | Award | +5,600 | – | – | 21,102 |
| ORiordan Lydia D. Knight Director | Sep 18, 2026 | Award | +5,600 | – | – | 26,900 |
| Daniel B. Steadman Executive VP | Sep 18, 2026 | Award | +9,400 | – | – | 45,974 |
| Daniel B. Steadman Executive VP | Sep 18, 2026 | Tax withholding | −3,206 | $10.38 | $33.28K | 42,768 |
| Teresa M. Nilsen President, COO and Secretary, Director | Sep 18, 2026 | Tax withholding | −9,520.5 | $10.38 | $98.82K | 161,002 |
| Teresa M. Nilsen President, COO and Secretary, Director | Sep 18, 2026 | Award | +19,700 | – | – | 170,523 |
| Daniel G. Libarle – | Sep 18, 2026 | Award | +2,800 | – | – | 66,610 |
| Brian A. Hennessy Director | Sep 18, 2026 | Award | +5,600 | – | – | 234,665 |
| Kathryn Fahy SVP and CFO | Sep 18, 2026 | Tax withholding | −4,258 | $10.38 | $44.20K | 68,931 |
| Kathryn Fahy SVP and CFO | Sep 18, 2026 | Award | +12,500 | – | – | 73,189 |
| Susan Weber Pomilia Director | Sep 18, 2026 | Award | +5,600 | – | – | 55,487 |
| Neil J. Hennessy CEO, Director, 10% owner | Sep 18, 2026 | Tax withholding | −9,520.5 | $10.38 | $98.82K | 2,071,291 |
| Neil J. Hennessy CEO, Director, 10% owner | Sep 18, 2026 | Award | +19,700 | – | – | 2,080,812 |
| Henry Hansel Director | Sep 18, 2026 | Award | +5,600 | – | – | 225,725 |
| Kiera Newton Director | Sep 16, 2026 | Sale | −199 | $10.35 | $2.06K | 15,502 |
| Kiera Newton Director | Sep 14, 2026 | Sale | −593 | $10.34 | $6.13K | 15,701 |
| Kathryn Fahy SVP and CFO | May 11, 2026 | Sale | −10,000 | $10.00 | $100.00K | 60,689 |
| Kiera Newton Director | Dec 30, 2025 | Sale | −571 | $9.35 | $5.34K | 16,294 |
| Daniel B. Steadman Executive VP | Dec 26, 2025 | Gift | −750 | – | – | 36,574 |
| Brian A. Hennessy Director | Dec 19, 2025 | Gift | −4,900 | – | – | 229,065 |
| Kathryn Fahy SVP and CFO | Dec 10, 2025 | Gift | −2,000 | – | – | 70,689 |
| Daniel B. Steadman Executive VP | Dec 8, 2025 | Gift | +500 | – | – | 2,250 |
| Daniel B. Steadman Executive VP | Dec 8, 2025 | Gift | −500 | – | – | 37,324 |
| Kiera Newton Director | Sep 29, 2025 | Sale | −390 | $10.73 | $4.18K | 16,865 |
| Kiera Newton Director | Sep 23, 2025 | Sale | −3 | $11.00 | $33 | 17,255 |
| Daniel G. Libarle – | Sep 18, 2025 | Award | +2,800 | – | – | 63,810 |
| Susan Weber Pomilia Director | Sep 18, 2025 | Award | +5,600 | – | – | 49,887 |
| ORiordan Lydia D. Knight Director | Sep 18, 2025 | Award | +5,600 | – | – | 21,300 |
| Neil J. Hennessy CEO, Director, 10% owner | Sep 18, 2025 | Award | +19,700 | – | – | 2,070,112 |
| Neil J. Hennessy CEO, Director, 10% owner | Sep 18, 2025 | Tax withholding | −9,000 | $11.08 | $99.72K | 2,061,112 |
| Thomas L. Seavey Director | Sep 18, 2025 | Award | +5,600 | – | – | 56,029 |
| Daniel B. Steadman Executive VP | Sep 18, 2025 | Award | +9,400 | – | – | 40,832 |
| Daniel B. Steadman Executive VP | Sep 18, 2025 | Tax withholding | −3,008 | $11.08 | $33.33K | 37,824 |
| Brian A. Hennessy Director | Sep 18, 2025 | Award | +5,600 | – | – | 233,965 |
| Kathryn Fahy SVP and CFO | Sep 18, 2025 | Tax withholding | −4,022 | $11.08 | $44.56K | 72,689 |
| Kathryn Fahy SVP and CFO | Sep 18, 2025 | Award | +12,500 | – | – | 76,711 |
| Kiera Newton Director | Sep 18, 2025 | Award | +5,600 | – | – | 17,258 |
| Teresa M. Nilsen President, COO and Secretary, Director | Sep 18, 2025 | Tax withholding | −9,000 | $11.08 | $99.72K | 150,823 |
| Teresa M. Nilsen President, COO and Secretary, Director | Sep 18, 2025 | Award | +19,700 | – | – | 159,823 |
| Rodger Offenbach – | Sep 18, 2025 | Award | +2,800 | – | – | 113,298 |
| Henry Hansel Director | Sep 18, 2025 | Award | +5,600 | – | – | 220,125 |
| Daniel B. Steadman Executive VP | Aug 27, 2025 | Gift | −2,000 | – | – | 31,432 |
| Thomas L. Seavey Director | Aug 15, 2025 | Sale | −2,603 | $10.63 | $27.67K | 50,424 |
| Thomas L. Seavey Director | Aug 14, 2025 | Sale | −2,698 | $10.70 | $28.87K | 53,027 |
| Thomas L. Seavey Director | Aug 13, 2025 | Sale | −7,704 | $10.71 | $82.51K | 55,725 |
| Thomas L. Seavey Director | Aug 12, 2025 | Sale | −7,000 | $10.85 | $75.95K | 63,429 |
| Kathryn Fahy SVP and CFO | May 13, 2025 | Sale | −10,000 | $10.71 | $107.10K | 64,211 |
| Teresa M. Nilsen President, COO and Secretary, Director | Mar 28, 2025 | Sale | −4,000 | $10.42 | $41.68K | 13,425 |
| Kiera Newton Director | Mar 27, 2025 | Sale | −575 | $10.52 | $6.05K | 11,658 |
| Teresa M. Nilsen President, COO and Secretary, Director | Mar 27, 2025 | Gift | +4,000 | – | – | 17,425 |
| Teresa M. Nilsen President, COO and Secretary, Director | Mar 27, 2025 | Sale | −4,000 | $10.53 | $42.12K | 13,425 |
| Teresa M. Nilsen President, COO and Secretary, Director | Mar 27, 2025 | Gift | −4,000 | – | – | 140,123 |
| Teresa M. Nilsen President, COO and Secretary, Director | Mar 26, 2025 | Sale | −1,000 | $10.47 | $10.47K | 17,425 |
| Teresa M. Nilsen President, COO and Secretary, Director | Mar 25, 2025 | Sale | −3,000 | $10.55 | $31.65K | 18,425 |
| Teresa M. Nilsen President, COO and Secretary, Director | Mar 24, 2025 | Sale | −3,000 | $10.50 | $31.50K | 21,425 |
| Teresa M. Nilsen President, COO and Secretary, Director | Mar 21, 2025 | Sale | −3,000 | $10.38 | $31.14K | 24,425 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Daniel B. Steadman Officer | Sep 24, 2026 | 5,000 | $50.80K | Sep 24, 2026 | Stock Award |
| Kathryn Fahy Officer | May 11, 2026 | 10,000 | $101.60K | May 11, 2026 | Vested RSAs |
| Thomas L. Seavey Director | Aug 15, 2025 | 2,603 | $27.66K | Aug 15, 2025 | RSU's and stock options |
| Thomas L. Seavey Director | Aug 14, 2025 | 2,693 | $28.81K | Aug 14, 2025 | RSU's and stock options |
| Thomas L. Seavey Director | Aug 13, 2025 | 7,704 | $82.46K | Aug 13, 2025 | RSU's and Options |
| Thomas L. Seavey Director | Aug 12, 2025 | 7,000 | $75.93K | Aug 12, 2025 | RSU and stock options |
| Kathryn Fahy Officer | May 13, 2025 | 10,000 | $108.00K | May 13, 2025 | RSU Vesting |
| Teresa M. Nilsen Member of immediate family of any of the foregoing | Mar 18, 2025 | 19,860 | $209.72K | Mar 18, 2025 | Gifted |
| Kathryn Fahy Officer | Feb 27, 2025 | 8,000 | $88.00K | Feb 27, 2025 | RSU vesting |
| Thomas L. Seavey Director | Dec 19, 2024 | 11,074 | $126.64K | Dec 19, 2024 | RSU/Options/Grants |
| Thomas L. Seavey Director | Dec 18, 2024 | 1,657 | $19.65K | Dec 18, 2024 | RSU/Options/Grants |
| Thomas L. Seavey Director | Dec 17, 2024 | 7,269 | $87.90K | Dec 17, 2024 | RSU/Options/Grants |
| Daniel B. Steadman Officer | Dec 16, 2024 | 24,000 | $326.40K | Dec 16, 2024 | Private place |