HGLBNYSEFiscal year ends December 31
HIGHLAND GLOBAL ALLOCATION FUND
$6.53+0.02 (+0.31%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
6M
Shares held, 13F filers
Institutional holders
42
8 new, 3 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Raymond James & Associates | 2,225,125 | 9.50% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of HGLB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Raymond James Financial Inc | 2,225,125 | – | $16.73M | −128,036 | 0.00% |
| Morgan Stanley | 826,174 | – | $6.21M | +61,884 | 0.00% |
| LPL Financial LLC | 546,359 | – | $4.11M | −322,418 | 0.00% |
| Matisse Capital | 525,000 | – | $3.95M | +82,000 | 1.58% |
| Shaker Financial Services, LLC | 520,207 | – | $3.91M | +329,650 | 1.23% |
| Osaic Holdings, Inc. | 229,469 | – | $1.73M | −95,582 | 0.00% |
| Quantedge Capital Pte Ltd | 201,587 | – | $1.52M | +12,600 | 1.15% |
| Landscape Capital Management, L.L.C. | 201,096 | – | $1.51M | New | 0.10% |
| NewEdge Advisors, LLC | 169,935 | – | $1.28M | −41,472 | 0.00% |
| NWF Advisory Services Inc. | 165,400 | – | $1.24M | −99,081 | 0.12% |
| Sovereign Financial Group, Inc. | 113,391 | – | $852.70K | +1,752 | 0.13% |
| Advisory Solutions Group, LLC | 113,297 | – | $851.99K | New | 0.29% |
| Oppenheimer & Co Inc | 90,402 | – | $679.82K | +21,836 | 0.01% |
| Jane Street Group, LLC | 63,973 | – | $481.08K | New | 0.00% |
| UBS Group AG | 48,000 | – | $360.96K | −25,732 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 42,632 | – | $320 | +15,344 | 0.00% |
| Capital Investment Advisors, LLC | 40,144 | – | $301.89K | +73 | 0.00% |
| Summit Financial, LLC | 36,500 | – | $274.48K | – | 0.00% |
| XTX Topco Ltd | 30,986 | – | $233.02K | New | 0.00% |
| Wedbush Securities Inc | 27,482 | – | $207 | −1,713 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 42 | 6M | 8 / 12 | 15 / 3 | 1M | 1M |
| Q1 2026 | 38 | 6M | 4 / 13 | 12 / 7 | 0M | 0M |
| Q4 2025 | 43 | 6M | 13 / 12 | 8 / 6 | 0M | 0M |
| Q3 2025 | 36 | 6M | 9 / 10 | 9 / 2 | 0M | 1M |
| Q2 2025 | 30 | 6M | 5 / 11 | 7 / 10 | 0M | 0M |
| Q1 2025 | 35 | 6M | 5 / 13 | 11 / 6 | 1M | 1M |
| Q4 2024 | 36 | 6M | 11 / 7 | 13 / 5 | 3M | 0M |
| Q3 2024 | 31 | 7M | 1 / 14 | 12 / 8 | 0M | 0M |
| Q2 2024 | 39 | 7M | 4 / 12 | 18 / 3 | 1M | 2M |
| Q1 2024 | 39 | 8M | 5 / 18 | 10 / 6 | 2M | 0M |
| Q4 2023 | 41 | 6M | 5 / 17 | 8 / 3 | 2M | 2M |
| Q3 2023 | 39 | 6M | 2 / 25 | 4 / 4 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of HGLB | Value | % of fund | As of |
|---|---|---|---|---|---|
| Matisse Discounted Closed-End Fund Strategy | 350,000 | – | $2.63M | 3.51% | Jun 30, 2026 |
| Modern Capital Tactical Income Fund | 37,390 | – | $281.17K | 0.41% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 389 | – | $2.93K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 137 | – | $1.03K | 0.01% | Jun 30, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Ethan Powell Director | Jun 28, 2024 | Buy | +6,750 | $7.47 | $50.42K | 6,750 |
| Robert J. Froehlich Director | Dec 5, 2022 | Sale | −1,391 | $9.77 | $13.59K | 2,024 |
| Robert J. Froehlich Director | Oct 12, 2021 | Buy | +999 | $9.42 | $9.41K | 7,215 |
| Robert J. Froehlich Director | Jul 8, 2021 | Buy | +758 | $9.15 | $6.94K | 3,415 |
| Robert J. Froehlich Director | Jul 8, 2021 | Buy | +3,600 | $9.15 | $32.94K | 6,216 |
| Robert J. Froehlich Director | Oct 13, 2020 | Buy | +1,000 | $6.05 | $6.05K | 2,616 |
| Robert J. Froehlich Director | Feb 25, 2020 | Buy | +182 | $9.03 | $1.64K | 1,616 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.