HERZNasdaqFiscal year ends June 30
Herzfeld Credit Income Fund, Inc
$15.14+0.08 (+0.53%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
1M
Shares held, 13F filers
Institutional holders
13
1 new, 0 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
8 buys · 0 sales
Net bought $191.75K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Blue Bell Private Wealth Management, LLC | 823,044 | 12.40% | 13G (passive) | Dec 31, 2023 |
| Thomas J. Herzfeld, et al. | 820,755 | 40.59% | 13D (active) amendment | Oct 6, 2026 |
| Bulldog Investors, LLP | 789,820 | 5.02% | 13G (passive) | Dec 31, 2024 |
| Erik M. Herzfeld, et al. | 690,033 | 34.13% | 13D (active) amendment | Oct 6, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of HERZ | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 817,534 | – | $14.06M | +10,319 | 4.32% |
| Envestnet Asset Management Inc | 268,909 | – | $4.63M | +17,880 | 0.00% |
| Choreo, LLC | 46,992 | – | $808.26K | +1,442 | 0.01% |
| Css LLC/Il | 37,977 | – | $653.20K | −9,819 | 0.03% |
| Private Advisor Group, LLC | 20,550 | – | $353.46K | New | 0.00% |
| Osaic Holdings, Inc. | 4,777 | – | $82.32K | +381 | 0.00% |
| International Assets Investment Management, LLC | 3,842 | – | $65.66K | −200 | 0.00% |
| Blue Bell Private Wealth Management, LLC | 2,997 | – | $51.55K | −1,310 | 0.01% |
| Morgan Stanley | 2,614 | – | $44.96K | – | 0.00% |
| Rockefeller Capital Management L.P. | 1,112 | – | $19.14K | +30 | 0.00% |
| Royal Bank of Canada | 534 | – | $9.00K | +24 | 0.00% |
| JPMorgan Chase & Co | 61 | – | $1.01K | +9 | 0.00% |
| CoreCap Advisors, LLC | 27 | – | $464 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 13 | 1M | 1 / 7 | 3 / 0 | 0M | 0M |
| Q1 2026 | 12 | 1M | 12 / 0 | 0 / 0 | 1M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Erik Mervin Herzfeld | President | 714,113 | Jan 5, 2026 |
| Kay W. Tatum | Director | 6,387 | Jan 6, 2026 |
| Brigitta Suzanne Herzfeld | Director | 146,985 | Jan 5, 2026 |
| Cecilia L. Gondor | Director | 64,704 | Jan 5, 2026 |
| John A. Gelety | Director | 12,282 | Jan 5, 2026 |
| Thomas J. Herzfeld | – | 320,396 | Apr 17, 2026 |
| Ryan M. Paylor | – | 6,567 | Apr 17, 2026 |
| Ann S. Lieff | – | 43,533 | Nov 25, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Ryan M. Paylor – | Apr 15, 2026 | Buy | +390 | $16.01 | $6.24K | 6,567 |
| Thomas J. Herzfeld – | Apr 15, 2026 | Buy | +3,610 | $16.01 | $57.80K | 197,248 |
| Ryan M. Paylor – | Mar 27, 2026 | Buy | +96 | $15.50 | $1.49K | 6,177 |
| Thomas J. Herzfeld – | Mar 27, 2026 | Buy | +2,974 | $15.50 | $46.10K | 193,638 |
| Thomas J. Herzfeld – | Mar 3, 2026 | Buy | +1,276 | $15.81 | $20.17K | 190,664 |
| Ryan M. Paylor – | Mar 3, 2026 | Buy | +40 | $15.81 | $632 | 6,081 |
| Thomas J. Herzfeld – | Mar 2, 2026 | Buy | +3,760 | $15.32 | $57.60K | 189,388 |
| Ryan M. Paylor – | Mar 2, 2026 | Buy | +112 | $15.32 | $1.72K | 6,041 |
| Thomas J. Herzfeld – | Dec 30, 2025 | Returned to company | +313,441 | $2.58 | $808.68K | 1,856,241 |
| Thomas J. Herzfeld – | Dec 30, 2025 | Returned to company | +313,439 | $2.58 | $808.67K | 1,856,239 |
| Kay W. Tatum Director | Dec 30, 2025 | Returned to company | +1,078 | $2.58 | $2.78K | 6,387 |
| John A. Gelety Director | Dec 30, 2025 | Returned to company | +2,073 | $2.58 | $5.35K | 12,282 |
| Ryan M. Paylor – | Dec 30, 2025 | Returned to company | +12,463 | $2.58 | $32.15K | 59,287 |
| Cecilia L. Gondor Director | Dec 30, 2025 | Returned to company | +9,003 | $2.58 | $23.23K | 53,320 |
| Brigitta Suzanne Herzfeld Director | Dec 30, 2025 | Returned to company | +24,819 | $2.58 | $64.03K | 146,985 |
| Erik Mervin Herzfeld President | Dec 30, 2025 | Returned to company | +120,584 | $2.58 | $311.11K | 714,113 |
| Kay W. Tatum Director | Dec 30, 2025 | Returned to company | +1,413 | $2.58 | $3.65K | 6,722 |
| Thomas J. Herzfeld – | Dec 30, 2025 | Returned to company | +313,444 | $2.58 | $808.69K | 1,856,244 |
| Erik Mervin Herzfeld President | Dec 30, 2025 | Returned to company | +120,583 | $2.58 | $311.10K | 714,112 |
| Ryan M. Paylor – | Dec 30, 2025 | Returned to company | +14,670 | $2.58 | $37.85K | 61,493 |
| Brigitta Suzanne Herzfeld Director | Dec 30, 2025 | Returned to company | +24,821 | $2.58 | $64.04K | 146,987 |
| John A. Gelety Director | Dec 30, 2025 | Returned to company | +2,716 | $2.58 | $7.01K | 12,922 |
| Thomas J. Herzfeld – | Oct 21, 2025 | Returned to company | −121,238 | $2.59 | $314.01K | 1,542,799 |
| Ryan M. Paylor – | Oct 21, 2025 | Returned to company | −3,679 | $2.59 | $9.53K | 46,823 |
| Brigitta Suzanne Herzfeld Director | Oct 21, 2025 | Returned to company | −9,600 | $2.59 | $24.86K | 122,166 |
| Erik Mervin Herzfeld President | Oct 21, 2025 | Returned to company | −46,642 | $2.59 | $120.80K | 593,529 |
| Ryan M. Paylor – | Jun 30, 2025 | Other | +4,358 | $2.46 | $10.72K | 50,502 |
| Brigitta Suzanne Herzfeld Director | Jun 30, 2025 | Other | +7,009 | $2.46 | $17.24K | 131,766 |
| Erik Mervin Herzfeld President | Jun 30, 2025 | Other | +55,241 | $2.46 | $135.89K | 640,171 |
| Thomas J. Herzfeld – | Jun 30, 2025 | Other | +90,313 | $2.46 | $222.17K | 1,664,037 |
| Kay W. Tatum Director | Jun 30, 2025 | Other | +282 | $2.46 | $694 | 5,309 |
| Ann S. Lieff Director | Jun 30, 2025 | Other | +3,756 | $2.46 | $9.24K | 43,533 |
| John A. Gelety Director | Jun 30, 2025 | Other | +775 | $2.46 | $1.91K | 10,206 |
| Cecilia L. Gondor Director | Jun 30, 2025 | Other | +2,357 | $2.46 | $5.80K | 44,317 |
| Thomas J. Herzfeld – | Apr 7, 2025 | Buy | +1,706 | $2.40 | $4.09K | 1,573,724 |
| Thomas J. Herzfeld – | Apr 1, 2025 | Buy | +781 | $2.65 | $2.07K | 1,572,018 |
| Brigitta Suzanne Herzfeld Director | Apr 1, 2025 | Buy | +1,294 | $2.65 | $3.43K | 124,757 |
| Brigitta Suzanne Herzfeld Director | Mar 31, 2025 | Buy | +607 | $2.59 | $1.57K | 123,463 |
| Thomas J. Herzfeld – | Mar 31, 2025 | Buy | +470 | $2.59 | $1.22K | 1,571,237 |
| Brigitta Suzanne Herzfeld Director | Mar 28, 2025 | Buy | +322 | $2.61 | $840 | 122,856 |
| Thomas J. Herzfeld – | Mar 28, 2025 | Buy | +394 | $2.61 | $1.03K | 1,570,767 |
| Brigitta Suzanne Herzfeld Director | Mar 25, 2025 | Buy | +1,691 | $2.70 | $4.57K | 122,534 |
| Thomas J. Herzfeld – | Mar 25, 2025 | Buy | +2,150 | $2.70 | $5.81K | 1,570,373 |
| Brigitta Suzanne Herzfeld Director | Mar 24, 2025 | Buy | +815 | $2.69 | $2.19K | 120,843 |
| Ryan M. Paylor – | Mar 24, 2025 | Buy | +20,000 | $2.69 | $53.80K | 46,144 |
| Thomas J. Herzfeld – | Mar 24, 2025 | Buy | +1,674 | $2.70 | $4.52K | 1,568,223 |
| Brigitta Suzanne Herzfeld Director | Mar 14, 2025 | Buy | +1,430 | $2.64 | $3.78K | 120,028 |
| Thomas J. Herzfeld – | Mar 14, 2025 | Buy | +987 | $2.64 | $2.61K | 1,566,549 |
| Thomas J. Herzfeld – | Mar 13, 2025 | Buy | +1,252 | $2.61 | $3.27K | 1,565,562 |
| Brigitta Suzanne Herzfeld Director | Mar 13, 2025 | Buy | +336 | $2.61 | $877 | 118,598 |
| Thomas J. Herzfeld – | Mar 13, 2025 | Buy | +1,252 | $2.61 | $3.27K | 1,565,562 |
| Thomas J. Herzfeld – | Mar 12, 2025 | Buy | +7,297 | $2.65 | $19.34K | 1,564,310 |
| Brigitta Suzanne Herzfeld Director | Mar 12, 2025 | Buy | +2,462 | $2.65 | $6.52K | 118,262 |
| Thomas J. Herzfeld – | Mar 12, 2025 | Buy | +7,297 | $2.65 | $19.34K | 1,564,310 |
| Brigitta Suzanne Herzfeld Director | Mar 11, 2025 | Buy | +123 | $2.60 | $320 | 115,800 |
| Brigitta Suzanne Herzfeld Director | Mar 11, 2025 | Buy | +123 | $2.60 | $320 | 115,800 |
| Thomas J. Herzfeld – | Mar 11, 2025 | Buy | +877 | $2.59 | $2.27K | 1,557,013 |
| Brigitta Suzanne Herzfeld Director | Mar 10, 2025 | Buy | +2,243 | $2.57 | $5.76K | 115,677 |
| Brigitta Suzanne Herzfeld Director | Mar 10, 2025 | Buy | +2,243 | $25.57 | $57.35K | 115,677 |
| Thomas J. Herzfeld – | Mar 10, 2025 | Buy | +1,625 | $2.57 | $4.18K | 1,556,136 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.