Garden Stage Ltd

Garden Stage Limited is a Hong Kong-based financial services holding company operating through its licensed operating subsidiaries, primarily I Win Securities and I Win Asset Management. The firm provides securities dealing and brokerage services across the Hong Kong Stock Exchange and overseas markets such as the United States, along with underwriting and placing services for initial public offerings and corporate fundraising. In addition, the organization delivers discretionary account and fund management, securities advisory, general consulting, due diligence, and introduction and referral services. Its client base comprises individual and institutional brokerage investors, listing applicants, listed corporate issuers, high-net-worth clients, and family offices across Hong Kong and Mainland China.

The group maintains its principal executive offices in Central, Hong Kong, alongside a registered office located in George Town, Grand Cayman, Cayman Islands. While possessing subsidiaries incorporated across Hong Kong, the British Virgin Islands, and Mainland China, its primary operational activities and licensed financial services are concentrated in Hong Kong.

Summary of the business section of Garden Stage's latest annual report, written by StockData.

“As of the date of the annual report, the securities trading service is comprised of a team of 9 staff dealers (7 of which are also the Responsible Officers of I Win Securities) and 8 self-employed Account Executives (“AE”), all of whom were licensed under the SFO.”