GROWNasdaqInvestment AdviceFiscal year ends June 30
U S GLOBAL INVESTORS INC
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Sep 3, 2026
$2.63−0.09 (-3.31%)
Close on Oct 19, 2026
- Market cap
- $32.65M
- P/E (TTM)
- 11.0
- Dividend yield
- 0.29%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
34.1%
4M of 12M shares
Institutional holders
36
3 new, 4 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
22 buys · 0 sales
Net bought $304.58K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Gator Capital Management, LLC | 833,091 | 7.69% | 13G (passive) amendment | Dec 31, 2025 |
| Vanguard Capital Management | 582,173 | 5.55% | 13G (passive) | Mar 31, 2026 |
| Derek Pilecki | 1,100,767 | 10.65% | 13G (passive) amendment | Jun 2, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of GROW | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Gator Capital Management, LLC | 1,121,593 | 9.12% | $3.50M | +80,219 | 0.73% |
| CWA Asset Management Group, LLC | 707,235 | 5.75% | $2.21M | +77,741 | 0.07% |
| Vanguard Capital Management LLC | 508,207 | 4.13% | $1.59M | −8,874 | 0.00% |
| North Star Investment Management Corp. | 406,000 | 3.30% | $1.27M | – | 0.07% |
| BlackRock, Inc. | 308,300 | 2.51% | $961.90K | – | 0.00% |
| Renaissance Technologies LLC | 204,015 | 1.66% | $636.53K | +11,300 | 0.00% |
| Geode Capital Management, LLC | 131,480 | 1.07% | $410.34K | +15,999 | 0.00% |
| Sentinus, LLC | 121,965 | 0.99% | $380.53K | −1,002 | 0.03% |
| Citadel Advisors LLC | 113,071 | 0.92% | $352.78K | +67,427 | 0.00% |
| Susquehanna International Group, Llp | 81,957 | 0.67% | $255.71K | +15,105 | 0.00% |
| Dimensional Fund Advisors LP | 66,605 | 0.54% | $207.81K | +7,905 | 0.00% |
| Vanguard Fiduciary Trust Co | 60,275 | 0.49% | $188.06K | +407 | 0.00% |
| State Street Corp | 56,002 | 0.46% | $174.73K | – | 0.00% |
| Proficio Capital Partners LLC | 54,578 | 0.44% | $170.28K | +10,785 | 0.01% |
| Bridgeway Capital Management, LLC | 53,929 | 0.44% | $168.26K | – | 0.00% |
| Smh Capital Advisors Inc | 40,191 | 0.33% | $125.40K | −889 | 0.49% |
| MAI Capital Management | 37,000 | 0.30% | $115.44K | – | 0.00% |
| Empowered Funds, LLC | 33,929 | 0.28% | $105.86K | – | 0.00% |
| Northern Trust Corp | 21,327 | 0.17% | $66.54K | – | 0.00% |
| Kestra Private Wealth Services, LLC | 17,800 | 0.14% | $55.54K | −21 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 36 | 4M | 34.1% | 3 / 12 | 8 / 4 | 0M | 0M |
| Q1 2026 | 37 | 4M | 32.1% | 12 / 9 | 9 / 3 | 2M | 1M |
| Q4 2025 | 31 | 4M | 36.2% | 6 / 4 | 12 / 6 | 1M | 0M |
| Q3 2025 | 31 | 4M | 31.2% | 3 / 7 | 10 / 2 | 0M | 0M |
| Q2 2025 | 31 | 4M | 29.3% | 7 / 6 | 8 / 4 | 1M | 0M |
| Q1 2025 | 28 | 3M | 24.5% | 2 / 7 | 7 / 7 | 0M | 1M |
| Q4 2024 | 33 | 3M | 27.3% | 6 / 7 | 9 / 5 | 0M | 1M |
| Q3 2024 | 33 | 4M | 30.1% | 4 / 9 | 10 / 4 | 1M | 0M |
| Q2 2024 | 34 | 4M | 29.0% | 3 / 3 | 18 / 3 | 0M | 0M |
| Q1 2024 | 34 | 4M | 31.0% | 2 / 9 | 10 / 7 | 0M | 0M |
| Q4 2023 | 39 | 4M | 30.4% | 7 / 11 | 7 / 4 | 0M | 0M |
| Q3 2023 | 36 | 4M | 30.0% | 2 / 11 | 5 / 3 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of GROW | Value | % of fund | As of |
|---|---|---|---|---|---|
| North Star Micro Cap Fund | 395,000 | 3.21% | $1.04M | 0.57% | May 31, 2026 |
| Vanguard Total Stock Market Index Fund | 369,298 | 3.00% | $1.15M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 137,545 | 1.12% | $429.14K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 37,751 | 0.31% | $99.66K | 0.00% | May 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 33,929 | 0.28% | $105.86K | 0.00% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 31,943 | 0.26% | $84.33K | 0.00% | May 31, 2026 |
| Omni Small-Cap Value Fund | 20,000 | 0.16% | $62.40K | 0.00% | Jun 30, 2026 |
| Fidelity Series Total Market Index Fund | 14,218 | 0.12% | $37.54K | 0.00% | May 31, 2026 |
| U.S. Micro Cap Portfolio | 10,779 | 0.09% | $30.83K | 0.00% | Jul 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 8,407 | 0.07% | $22.19K | 0.00% | May 31, 2026 |
| Dimensional U.S. Small Cap ETF | 5,500 | 0.04% | $15.73K | 0.00% | Jul 31, 2026 |
| U.S. Core Equity 2 Portfolio | 4,338 | 0.04% | $12.41K | 0.00% | Jul 31, 2026 |
| U.S. Social Core Equity 2 Portfolio | 4,324 | 0.04% | $12.37K | 0.00% | Jul 31, 2026 |
| U.S. Vector Equity Portfolio | 4,178 | 0.03% | $11.95K | 0.00% | Jul 31, 2026 |
| Dimensional U.S. Equity Market ETF | 4,116 | 0.03% | $11.77K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Frank E. Holmes | CEO/CIO, Director, 10% owner | 4,717,221 | 38.36% | Sep 1, 2026 |
| Lisa Callicotte | CFO | 39,208 | 0.32% | Sep 1, 2026 |
| Derek Steven Pilecki | – | 1,121,593 | 9.12% | Jun 4, 2026 |
| Gator Capital Management, LLC | 10% owner | 1,121,593 | 9.12% | Jun 4, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Frank E. Holmes CEO/CIO, Director, 10% owner | Aug 31, 2026 | Other | +729 | $3.27 | $2.38K | 303,352 |
| Lisa Callicotte CFO | Aug 31, 2026 | Other | +289 | $3.27 | $945 | 39,208 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Jul 31, 2026 | Other | +835 | $2.86 | $2.39K | 302,623 |
| Lisa Callicotte CFO | Jul 31, 2026 | Other | +331 | $2.86 | $947 | 38,919 |
| Lisa Callicotte CFO | Jun 30, 2026 | Other | +303 | $3.12 | $945 | 38,588 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Jun 30, 2026 | Other | +764 | $3.12 | $2.38K | 301,788 |
| Gator Capital Management, LLC 10% owner | Jun 3, 2026 | Buy | +330 | $2.60 | $858 | 1,121,593 |
| Derek Steven Pilecki – | Jun 3, 2026 | Buy | +330 | $2.60 | $858 | 1,121,593 |
| Gator Capital Management, LLC 10% owner | Jun 2, 2026 | Buy | +20,496 | $2.59 | $53.08K | 1,121,263 |
| Derek Steven Pilecki – | Jun 2, 2026 | Buy | +20,496 | $2.59 | $53.08K | 1,121,263 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | May 29, 2026 | Other | +904 | $2.64 | $2.39K | 301,024 |
| Lisa Callicotte CFO | May 29, 2026 | Other | +359 | $2.64 | $948 | 38,285 |
| Derek Steven Pilecki – | May 28, 2026 | Buy | +1,376 | $2.60 | $3.58K | 1,100,767 |
| Gator Capital Management, LLC 10% owner | May 28, 2026 | Buy | +1,376 | $2.60 | $3.58K | 1,100,767 |
| Derek Steven Pilecki – | May 21, 2026 | Buy | +23,910 | $2.55 | $60.97K | 1,099,391 |
| Gator Capital Management, LLC 10% owner | May 21, 2026 | Buy | +23,910 | $2.55 | $60.97K | 1,099,391 |
| Derek Steven Pilecki – | May 13, 2026 | Buy | +3,601 | $2.55 | $9.18K | 1,075,481 |
| Gator Capital Management, LLC 10% owner | May 13, 2026 | Buy | +3,601 | $2.55 | $9.18K | 1,075,481 |
| Derek Steven Pilecki – | May 12, 2026 | Buy | +404 | $2.55 | $1.03K | 1,071,880 |
| Gator Capital Management, LLC 10% owner | May 12, 2026 | Buy | +404 | $2.55 | $1.03K | 1,071,880 |
| Derek Steven Pilecki – | May 11, 2026 | Buy | +5,354 | $2.62 | $14.03K | 1,071,476 |
| Gator Capital Management, LLC 10% owner | May 11, 2026 | Buy | +5,354 | $2.62 | $14.03K | 1,071,476 |
| Derek Steven Pilecki – | May 8, 2026 | Buy | +208 | $2.62 | $545 | 1,066,122 |
| Gator Capital Management, LLC 10% owner | May 8, 2026 | Buy | +208 | $2.62 | $545 | 1,066,122 |
| Derek Steven Pilecki – | May 7, 2026 | Buy | +2,976 | $2.62 | $7.80K | 1,065,914 |
| Gator Capital Management, LLC 10% owner | May 7, 2026 | Buy | +2,976 | $2.62 | $7.80K | 1,065,914 |
| Derek Steven Pilecki – | May 6, 2026 | Buy | +259 | $2.61 | $676 | 1,062,938 |
| Gator Capital Management, LLC 10% owner | May 6, 2026 | Buy | +259 | $2.61 | $676 | 1,062,938 |
| Derek Steven Pilecki – | May 1, 2026 | Buy | +205 | $2.63 | $539 | 1,062,679 |
| Gator Capital Management, LLC 10% owner | May 1, 2026 | Buy | +205 | $2.63 | $539 | 1,062,679 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Apr 30, 2026 | Other | +907 | $2.63 | $2.39K | 300,120 |
| Lisa Callicotte CFO | Apr 30, 2026 | Other | +359 | $2.63 | $944 | 37,926 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Mar 31, 2026 | Other | +963 | $2.48 | $2.39K | 299,213 |
| Lisa Callicotte CFO | Mar 31, 2026 | Other | +382 | $2.48 | $947 | 37,567 |
| Lisa Callicotte CFO | Feb 27, 2026 | Other | +284 | $3.33 | $946 | 37,185 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Feb 27, 2026 | Other | +716 | $3.33 | $2.38K | 298,250 |
| Lisa Callicotte CFO | Jan 30, 2026 | Other | +285 | $3.32 | $946 | 36,901 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Jan 30, 2026 | Other | +719 | $3.32 | $2.39K | 297,534 |
| Lisa Callicotte CFO | Dec 31, 2025 | Other | +392 | $2.41 | $945 | 36,616 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Dec 31, 2025 | Other | +990 | $2.41 | $2.39K | 296,815 |
| Lisa Callicotte CFO | Nov 28, 2025 | Other | +388 | $2.44 | $947 | 36,224 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Nov 28, 2025 | Other | +977 | $2.44 | $2.38K | 295,825 |
| Lisa Callicotte CFO | Oct 31, 2025 | Other | +380 | $2.49 | $946 | 35,836 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Oct 31, 2025 | Other | +959 | $2.49 | $2.39K | 294,848 |
| Lisa Callicotte CFO | Sep 30, 2025 | Other | +344 | $2.75 | $946 | 35,456 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Sep 30, 2025 | Other | +867 | $2.75 | $2.38K | 293,889 |
| Lisa Callicotte CFO | Aug 29, 2025 | Other | +388 | $2.44 | $947 | 35,112 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Aug 29, 2025 | Other | +978 | $2.44 | $2.39K | 293,022 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Jul 31, 2025 | Other | +999 | $2.39 | $2.39K | 292,044 |
| Lisa Callicotte CFO | Jul 31, 2025 | Other | +395 | $2.39 | $944 | 34,724 |
| Lisa Callicotte CFO | Jun 30, 2025 | Other | +364 | $2.60 | $946 | 34,329 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Jun 30, 2025 | Other | +917 | $2.60 | $2.38K | 291,045 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | May 30, 2025 | Other | +1,085 | $2.20 | $2.39K | 290,128 |
| Lisa Callicotte CFO | May 30, 2025 | Other | +430 | $2.20 | $946 | 33,965 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Apr 30, 2025 | Other | +1,120 | $2.13 | $2.39K | 289,043 |
| Lisa Callicotte CFO | Apr 30, 2025 | Other | +444 | $2.13 | $946 | 33,535 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Mar 31, 2025 | Other | +1,056 | $2.26 | $2.39K | 287,923 |
| Lisa Callicotte CFO | Mar 31, 2025 | Other | +419 | $2.26 | $947 | 33,091 |
| Lisa Callicotte CFO | Feb 28, 2025 | Other | +391 | $2.42 | $946 | 32,672 |
| Frank E. Holmes CEO/CIO, Director, 10% owner | Feb 28, 2025 | Other | +986 | $2.42 | $2.39K | 286,867 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.