GOFNYSEFiscal year ends May 31
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
$8.49+0.01 (+0.12%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
50M
Shares held, 13F filers
Institutional holders
212
36 new, 22 sold out
Net institutional buying
5M
In Q2 2026
Insider trades, 12 months
10 buys · 0 sales
Net bought $233.73K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of GOF | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 6,845,822 | – | $74.76M | −1,291,380 | 0.00% |
| Rivernorth Capital Management, LLC | 2,666,430 | – | $29.12M | +778,095 | 1.38% |
| Estate Planners Group, LLC | 2,464,791 | – | $26.92M | +94,176 | 12.17% |
| LPL Financial LLC | 2,448,496 | – | $26.74M | −69,107 | 0.01% |
| Verus Capital Partners, LLC | 2,402,001 | – | $26.23M | −75,087 | 1.42% |
| UBS Group AG | 2,071,032 | – | $22.62M | +153,820 | 0.00% |
| Kera Capital Partners, Inc. | 1,787,381 | – | $19.52M | +1,749,184 | 1.87% |
| Envestnet Asset Management Inc | 1,734,753 | – | $18.94M | +266,774 | 0.00% |
| Invesco Ltd. | 1,568,820 | – | $17.13M | +111,029 | 0.00% |
| Cetera Investment Advisers | 1,562,805 | – | $17.07M | +311,506 | 0.02% |
| Royal Bank of Canada | 1,455,400 | – | $15.89M | +309,575 | 0.00% |
| Thomas J. Herzfeld Advisors, Inc. | 1,336,680 | – | $14.60M | +321,280 | 4.48% |
| Osaic Holdings, Inc. | 1,335,061 | – | $14.58M | +268,126 | 0.02% |
| Cohen & Steers, Inc. | 1,256,789 | – | $13.72K | +35,000 | 0.02% |
| Logan Stone Capital, LLC | 1,204,833 | – | $13.16M | −94,270 | 2.78% |
| Raymond James Financial Inc | 955,315 | – | $10.43M | +176,023 | 0.00% |
| CreativeOne Wealth, LLC | 948,818 | – | $10.36M | +2,003 | 0.22% |
| Mml Investors Services, LLC | 936,545 | – | $10.23M | +94,537 | 0.02% |
| Secure Asset Management, LLC | 631,456 | – | $6.90M | +8,013 | 0.97% |
| Bank Of America Corp /De/ | 627,834 | – | $6.86M | +24,499 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 212 | 50M | 36 / 89 | 55 / 22 | 8M | 3M |
| Q1 2026 | 202 | 45M | 34 / 88 | 51 / 24 | 6M | 4M |
| Q4 2025 | 197 | 43M | 39 / 71 | 59 / 26 | 13M | 3M |
| Q3 2025 | 186 | 32M | 26 / 82 | 42 / 10 | 5M | 2M |
| Q2 2025 | 175 | 29M | 14 / 86 | 40 / 13 | 3M | 2M |
| Q1 2025 | 175 | 28M | 26 / 76 | 37 / 21 | 5M | 1M |
| Q4 2024 | 173 | 24M | 36 / 64 | 41 / 12 | 3M | 2M |
| Q3 2024 | 153 | 24M | 21 / 69 | 37 / 19 | 2M | 1M |
| Q2 2024 | 152 | 23M | 24 / 59 | 40 / 10 | 2M | 16M |
| Q1 2024 | 140 | 37M | 22 / 62 | 36 / 18 | 11M | 1M |
| Q4 2023 | 138 | 28M | 26 / 52 | 44 / 14 | 11M | 2M |
| Q3 2023 | 127 | 19M | 11 / 65 | 33 / 6 | 2M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of GOF | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco CEF Income Composite ETF | 1,470,489 | – | $16.47M | 1.98% | May 31, 2026 |
| WisdomTree Private Credit and Alternative Income Fund | 149,868 | – | $1.68M | 3.26% | May 31, 2026 |
| RiverNorth Active Income ETF | 46,721 | – | $491.04K | 1.25% | Jul 31, 2026 |
| WisdomTree Private Credit and Alternative Income Digital Fund | 10,404 | – | $113.61K | 3.21% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Brian E. Binder | President and CEO | 4,704 | Jun 23, 2026 |
| Elisabeth Miller | Chief Compliance Officer | – | Dec 5, 2024 |
| Thomas F. Lydon Jr | Director | 8,710 | Apr 30, 2026 |
| Randall C. Barnes | Director | 6,451 | Mar 19, 2026 |
| Ronald Nyberg | Director | 5,010 | Dec 19, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Brian E. Binder President and CEO | Jun 23, 2026 | Buy | +4,703 | $10.63 | $49.99K | 4,704 |
| Brian E. Binder President and CEO | Jun 23, 2026 | Buy | +0.02 | $10.63 | $0 | 0 |
| Brian E. Binder President and CEO | Jun 23, 2026 | Buy | +1 | $10.63 | $11 | 1 |
| Thomas F. Lydon Jr Director | Apr 30, 2026 | Buy | +8,710 | $11.45 | $99.73K | 8,710 |
| Randall C. Barnes Director | Mar 12, 2026 | Buy | +220 | $11.39 | $2.51K | 6,451 |
| Randall C. Barnes Director | Mar 12, 2026 | Buy | +220 | $11.39 | $2.51K | 6,451 |
| Randall C. Barnes Director | Mar 6, 2026 | Buy | +4,180 | $11.59 | $48.45K | 6,231 |
| Ronald Nyberg Director | Dec 18, 2025 | Buy | +412 | $12.13 | $5.00K | 5,010 |
| Randall C. Barnes Director | Nov 4, 2025 | Buy | +380 | $13.08 | $4.97K | 1,960 |
| Randall C. Barnes Director | Oct 30, 2025 | Buy | +1,580 | $13.02 | $20.57K | 1,580 |
| Angela Brock-Kyle Director | Sep 3, 2024 | Buy | +0.85 | $15.37 | $13 | 1,932 |
| Angela Brock-Kyle Director | Sep 3, 2024 | Buy | +500 | $15.37 | $7.69K | 2,432 |
| Angela Brock-Kyle Director | Sep 3, 2024 | Buy | +443 | $15.36 | $6.80K | 1,931 |
| Randall C. Barnes Director | Jul 2, 2024 | Sale | −5,849 | $15.02 | $87.85K | 0 |
| Randall C. Barnes Director | Feb 1, 2024 | Sale | −10,000 | $13.95 | $139.50K | 5,849 |
| Randall C. Barnes Director | Jan 5, 2024 | Sale | −20,000 | $13.60 | $272.00K | 15,849 |
| Randall C. Barnes Director | Dec 13, 2023 | Sale | −6,000 | $13.67 | $82.02K | 35,849 |
| Randall C. Barnes Director | Dec 8, 2023 | Sale | −2,000 | $13.86 | $27.72K | 41,849 |
| Randall C. Barnes Director | Dec 7, 2023 | Sale | −8,000 | $13.71 | $109.68K | 43,849 |
| Randall C. Barnes Director | Dec 6, 2023 | Sale | −16,000 | $13.66 | $218.56K | 51,849 |
| Randall C. Barnes Director | Dec 5, 2023 | Sale | −20,000 | $13.47 | $269.40K | 67,849 |
| Randall C. Barnes Director | Dec 4, 2023 | Sale | −3,000 | $13.36 | $40.08K | 87,849 |
| Randall C. Barnes Director | Dec 1, 2023 | Sale | −6,211 | $13.36 | $82.98K | 90,849 |
| Randall C. Barnes Director | Nov 30, 2023 | Sale | −10,000 | $13.30 | $133.00K | 97,060 |
| Randall C. Barnes Director | Nov 29, 2023 | Sale | −1,000 | $13.25 | $13.25K | 107,060 |
| Randall C. Barnes Director | Nov 28, 2023 | Sale | −1,000 | $13.30 | $13.30K | 108,060 |
| Randall C. Barnes Director | Nov 3, 2023 | Sale | −9,925.8 | $13.46 | $133.60K | 0 |
| Angela Brock-Kyle Director | Oct 12, 2023 | Sale | −100 | $13.70 | $1.37K | 0 |
| Angela Brock-Kyle Director | Sep 28, 2023 | Buy | +100 | $14.80 | $1.48K | 100 |
| Ronald E. Toupin Jr Director | Mar 13, 2023 | Other | +0 | – | – | 15,294 |
| Ronald E. Toupin Jr Director | Mar 13, 2023 | Buy | +245 | $13.98 | $3.43K | 7,711 |
| Ronald E. Toupin Jr Director | Oct 12, 2022 | Sale | −2,000 | $15.50 | $31.00K | 15,294 |
| Ronald E. Toupin Jr Director | Sep 29, 2022 | Sale | −2,000 | $15.18 | $30.36K | 17,031 |
| Ronald E. Toupin Jr Director | Sep 22, 2022 | Sale | −2,000 | $16.01 | $32.02K | 19,031 |
| Randall C. Barnes Director | Jun 16, 2022 | Sale | −356 | – | – | 0 |
| Randall C. Barnes Director | Jun 15, 2022 | Sale | −0.67 | $16.75 | $11 | 8,318 |
| Randall C. Barnes Director | Jun 15, 2022 | Sale | −0.44 | $16.77 | $7 | 356 |
| Randall C. Barnes Director | Jun 14, 2022 | Sale | −20,000 | – | – | 8,319 |
| Randall C. Barnes Director | Jun 2, 2022 | Sale | −13,000 | $17.61 | $228.93K | 27,881 |
| Randall C. Barnes Director | Jun 2, 2022 | Sale | −13,000 | $17.61 | $228.93K | 27,881 |
| Randall C. Barnes Director | Nov 2, 2021 | Sale | −33,000 | $19.08 | $629.64K | 0 |
| Angela Brock-Kyle Director | Jun 4, 2021 | Buy | +1,000 | $21.27 | $21.27K | 1,000 |
| Ronald E. Toupin Jr Director | Dec 4, 2020 | Buy | +415 | $19.08 | $7.92K | 4,274 |
| Randall C. Barnes Director | Apr 16, 2020 | Buy | +4,140 | $15.16 | $62.76K | 59,121 |
| William Rehder Assistant Vice President | Feb 3, 2020 | Sale | −1,718 | $18.45 | $31.70K | 0 |
| Randall C. Barnes Director | Dec 27, 2019 | Buy | +1,330 | $18.25 | $24.27K | 52,649 |
| Randall C. Barnes Director | Dec 27, 2019 | Buy | +1,000 | $18.28 | $18.28K | 50,319 |
| Randall C. Barnes Director | Dec 27, 2019 | Buy | +1,000 | $18.26 | $18.26K | 51,319 |
| Ronald E. Toupin Jr Director | Dec 2, 2019 | Buy | +361 | $19.42 | $7.01K | 3,349 |
| Ronald E. Toupin Jr Director | Sep 26, 2019 | Buy | +525 | $19.07 | $10.01K | 2,935 |
| B. Scott Minerd – | Jul 10, 2019 | Sale | −2,000 | $21.09 | $42.18K | 0 |
| Roman Friedrich Iii Director | May 7, 2019 | Buy | +1,090 | $20.17 | $21.99K | 5,075 |
| Roman Friedrich Iii Director | Mar 19, 2019 | Buy | +158 | $19.65 | $3.10K | 3,916 |
| Randall C. Barnes Director | Jan 22, 2019 | Buy | +2,575 | $18.95 | $48.80K | 30,894 |
| Randall C. Barnes Director | Jan 22, 2019 | Buy | +2,700 | $19.00 | $51.30K | 44,388 |
| Ronald E. Toupin Jr Director | Jan 3, 2019 | Buy | +150 | $18.67 | $2.80K | 2,212 |
| Randall C. Barnes Director | Dec 26, 2018 | Buy | +725 | $17.43 | $12.64K | 41,277 |
| Maynard F. Oliverius Director | Dec 20, 2018 | Buy | +100 | $17.30 | $1.73K | 14,250 |
| Maynard F. Oliverius Director | Dec 20, 2018 | Buy | +400 | $17.30 | $6.92K | 14,650 |
| Maynard F. Oliverius Director | Dec 18, 2018 | Buy | +1,000 | $17.92 | $17.92K | 14,150 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.