GLADNasdaqFiscal year ends September 30
GLADSTONE CAPITAL CORP
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 4, 2026
$18.50−0.38 (-2.01%)
Close on Oct 19, 2026
- Market cap
- $524.75M
- P/E (TTM)
- 10.3
- Dividend yield
- 13.41%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
12.7%
3M of 23M shares
Institutional holders
76
11 new, 13 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $10.00K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of GLAD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 456,227 | 2.02% | $8.86M | +129,881 | 0.01% |
| UBS Group AG | 286,863 | 1.27% | $5.57M | +30,684 | 0.00% |
| Legal & General Group Plc | 182,091 | 0.81% | $3.54M | +6,363 | 0.00% |
| Two Sigma Investments, LP | 162,633 | 0.72% | $3.16M | +12,349 | 0.00% |
| B. Riley Wealth Advisors, Inc. | 135,581 | 0.60% | $2.64M | +47,286 | 0.14% |
| LPL Financial LLC | 121,639 | 0.54% | $2.36M | +8,349 | 0.00% |
| Morgan Stanley | 108,974 | 0.48% | $2.12M | −26,606 | 0.00% |
| North Ground Capital | 105,280 | 0.47% | $2.04M | −37,616 | 2.45% |
| Millennium Management LLC | 97,486 | 0.43% | $1.89M | −15,421 | 0.00% |
| Legacy Capital Wealth Partners, LLC | 89,112 | 0.39% | $1.73M | +21,005 | 0.33% |
| BlackRock, Inc. | 85,522 | 0.38% | $1.66M | −2,107 | 0.00% |
| Bank Of America Corp /De/ | 74,881 | 0.33% | $1.45M | +49,506 | 0.00% |
| Advisors Asset Management, Inc. | 73,780 | 0.33% | $1.43M | +10,726 | 0.02% |
| DnB Asset Management AS | 63,933 | 0.28% | $1.24M | −13,592 | 0.00% |
| Schonfeld Strategic Advisors LLC | 59,135 | 0.26% | $1.15M | New | 0.00% |
| Beacon Pointe Advisors, LLC | 53,457 | 0.24% | $1.04M | New | 0.00% |
| Wells Fargo & Company/Mn | 51,399 | 0.23% | $998.17K | +1,174 | 0.00% |
| Raymond James Financial Inc | 44,837 | 0.20% | $870.74K | −1,849 | 0.00% |
| Jane Street Group, LLC | 42,274 | 0.19% | $820.96K | +24,177 | 0.00% |
| Campbell & CO Investment Adviser LLC | 39,226 | 0.17% | $761.77K | −8,960 | 0.04% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 76 | 3M | 12.7% | 11 / 24 | 20 / 13 | 1M | 0M |
| Q1 2026 | 81 | 3M | 11.3% | 16 / 15 | 25 / 21 | 1M | 1M |
| Q4 2025 | 88 | 3M | 13.7% | 19 / 26 | 24 / 14 | 1M | 0M |
| Q3 2025 | 86 | 3M | 11.9% | 16 / 29 | 16 / 6 | 1M | 0M |
| Q2 2025 | 78 | 2M | 10.1% | 13 / 28 | 16 / 7 | 0M | 0M |
| Q1 2025 | 72 | 2M | 10.0% | 10 / 27 | 17 / 14 | 1M | 0M |
| Q4 2024 | 76 | 2M | 8.3% | 27 / 18 | 20 / 9 | 0M | 1M |
| Q3 2024 | 60 | 3M | 11.6% | 13 / 20 | 16 / 18 | 1M | 0M |
| Q2 2024 | 67 | 2M | 8.9% | 64 / 2 | 1 / 0 | 2M | 0M |
| Q1 2024 | 3 | 0M | 0.8% | 3 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of GLAD | Value | % of fund | As of |
|---|---|---|---|---|---|
| VanEck BDC Income ETF | 456,912 | 2.02% | $8.87M | 0.54% | Jun 30, 2026 |
| Virtus Private Credit Strategy ETF | 19,977 | 0.09% | $372.97K | 1.23% | Jul 31, 2026 |
| WHITEWOLF Publicly Listed Private Equity ETF | 187 | 0.00% | $3.49K | 0.05% | Jul 31, 2026 |
| AltShares Event-Driven ETF | -428 | -0.00% | -$8.29K | -0.07% | May 31, 2026 |
| Water Island Event-Driven Fund | -1,949 | -0.01% | -$37.75K | -0.08% | May 31, 2026 |
| Water Island Credit Opportunities Fund | -6,023 | -0.03% | -$116.67K | -0.07% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Michael Jon McQuigg | Executive Vice President | 500 | 0.00% | Apr 7, 2026 |
| Andrew Paul Ahlberg | Executive Vice President | 3,844 | 0.02% | Apr 7, 2026 |
| John Sateri | Chief Investment Officer | 11,140 | 0.05% | Mar 30, 2026 |
| Nicole Frances Dubas Schaltenbrand | CFO and Treasurer | 3,713 | 0.02% | Nov 21, 2025 |
| Erich Michael Hellmold | Co-General Counsel | – | – | Jul 18, 2025 |
| Bob Marcotte | President | 248,710 | 1.10% | Dec 11, 2024 |
| George Stelljes Iii | Director | 11,743 | 0.05% | Jun 5, 2026 |
| Michela A. English | Director | 569 | 0.00% | Apr 14, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Nicole Frances Dubas Schaltenbrand CFO and Treasurer | Nov 20, 2025 | Buy | +496 | $20.16 | $10.00K | 3,095 |
| Michela A. English Director | Apr 11, 2025 | Sale | −225 | $23.69 | $5.33K | 569 |
| Bob Marcotte President | Dec 11, 2024 | Sale | −15,500 | $27.35 | $423.93K | 248,210 |
| Nicole Frances Dubas Schaltenbrand CFO and Treasurer | Feb 22, 2022 | Buy | +230 | $10.85 | $2.50K | 3,742 |
| Nicole Frances Dubas Schaltenbrand CFO and Treasurer | Mar 16, 2020 | Buy | +763 | $6.55 | $5.00K | 763 |
| Michael LiCalsi General Counsel and Secretary | Mar 16, 2020 | Buy | +1,000 | $6.74 | $6.74K | 8,339 |
| Bob Marcotte President | Mar 12, 2020 | Buy | +5,000 | $6.99 | $34.95K | 503,942 |
| Bob Marcotte President | Mar 12, 2020 | Buy | +5,000 | $7.00 | $35.00K | 508,942 |
| Nicole Frances Dubas Schaltenbrand CFO and Treasurer | Mar 12, 2020 | Buy | +476 | $7.01 | $3.34K | 2,975 |
| Nicole Frances Dubas Schaltenbrand CFO and Treasurer | Mar 9, 2020 | Buy | +254 | $7.90 | $2.01K | 2,499 |
| Bob Marcotte President | Feb 25, 2020 | Buy | +5,000 | $9.44 | $47.20K | 491,252 |
| Bob Marcotte President | Feb 25, 2020 | Buy | +5,000 | $9.49 | $47.45K | 496,252 |
| Bob Marcotte President | Dec 7, 2018 | Buy | +3,000 | $8.42 | $25.26K | 463,037 |
| Bob Marcotte President | Dec 6, 2018 | Buy | +9,000 | $8.30 | $74.70K | 460,037 |
| Nicole Frances Dubas Schaltenbrand CFO and Treasurer | Nov 21, 2018 | Buy | +582 | $8.62 | $5.02K | 1,994 |
| Bob Marcotte President | Nov 20, 2018 | Buy | +10,000 | $8.71 | $87.10K | 448,255 |
| David Gladstone CEO, Director | Sep 19, 2018 | Other | +26,405 | $9.55 | $252.17K | 26,405 |
| Bob Marcotte President | May 8, 2018 | Buy | +10,000 | $8.91 | $89.10K | 423,264 |
| David Gladstone CEO, Director | Feb 8, 2018 | Buy | +1,000 | $9.12 | $9.12K | 1,169,719 |
| Caren D. Merrick Director | Feb 8, 2018 | Buy | +1,000 | $9.03 | $9.03K | 2,835 |
| Nicole Frances Dubas Schaltenbrand CFO and Treasurer | Feb 8, 2018 | Buy | +1,329 | $9.02 | $11.99K | 1,329 |
| Bob Marcotte President | Feb 8, 2018 | Buy | +11,400 | $9.04 | $103.06K | 405,517 |
| Bob Marcotte President | Dec 15, 2017 | Buy | +8,200 | $9.40 | $77.08K | 393,641 |
| Bob Marcotte President | Nov 29, 2017 | Buy | +3,671 | $9.85 | $36.16K | 385,441 |
| Bob Marcotte President | Nov 28, 2017 | Buy | +4,329 | $9.79 | $42.38K | 381,770 |
| Walter H. Wilkinson Director | Nov 27, 2017 | Buy | +6,134 | $9.79 | $60.05K | 13,517 |
| Bob Marcotte President | Aug 31, 2017 | Buy | +4,000 | $9.22 | $36.88K | 370,720 |
| Bob Marcotte President | Mar 9, 2017 | Buy | +9,900 | $8.96 | $88.70K | 353,643 |
| Bob Marcotte President | Mar 9, 2017 | Buy | +100 | $8.94 | $894 | 343,743 |
| Bob Marcotte President | Mar 7, 2017 | Sale | −20 | $9.16 | $183 | 343,643 |
| Bob Marcotte President | Feb 28, 2017 | Buy | +3,000 | $9.11 | $27.33K | 343,663 |
| Bob Marcotte President | Feb 28, 2017 | Buy | +1,000 | $9.14 | $9.14K | 344,663 |
| Bob Marcotte President | Feb 28, 2017 | Buy | +8,000 | $9.15 | $73.20K | 336,663 |
| Bob Marcotte President | Feb 28, 2017 | Buy | +4,000 | $9.12 | $36.48K | 340,663 |
| Terry Lee Brubaker COO, Director | Dec 12, 2016 | Sale(10b5-1 plan) | −93,334 | $8.92 | $832.54K | 0 |
| Bob Marcotte President | Oct 25, 2016 | Buy | +25,000 | $7.98 | $199.50K | 321,950 |
| Bob Marcotte President | Aug 22, 2016 | Buy | +4,000 | $8.52 | $34.08K | 294,758 |
| Bob Marcotte President | Aug 19, 2016 | Buy | +2,000 | $8.52 | $17.04K | 290,758 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 15, 2016 | Sale | −16,276 | $8.39 | $136.56K | 93,334 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 12, 2016 | Sale | −4,600 | $8.37 | $38.50K | 109,610 |
| Bob Marcotte President | Aug 11, 2016 | Buy | +8,000 | $8.35 | $66.80K | 286,758 |
| Bob Marcotte President | May 20, 2016 | Buy | +5,000 | $7.01 | $35.05K | 271,881 |
| Bob Marcotte President | Mar 4, 2016 | Buy | +6,000 | $7.13 | $42.78K | 262,429 |
| David Gladstone CEO, Director | Feb 26, 2016 | Buy | +3,925 | $6.37 | $25.00K | 1,168,719 |
| John Dellafiora Chief Compliance Officer | Dec 15, 2015 | Buy | +200 | $6.75 | $1.35K | 200 |
| John Dellafiora Chief Compliance Officer | Dec 15, 2015 | Buy | +500 | $6.75 | $3.38K | 700 |
| Bob Marcotte President | Dec 15, 2015 | Buy | +10,000 | $6.67 | $66.70K | 249,084 |
| Michael LiCalsi – | Dec 15, 2015 | Buy | +3,000 | $6.46 | $19.38K | 6,598 |
| Bob Marcotte President | Dec 11, 2015 | Buy | +10,000 | $7.97 | $79.70K | 239,084 |
| Bob Marcotte President | Dec 4, 2015 | Buy | +2,000 | $8.54 | $17.08K | 229,084 |
| Bob Marcotte President | Dec 3, 2015 | Buy | +3,000 | $8.73 | $26.19K | 227,084 |
| Bob Marcotte President | Oct 27, 2015 | Buy | +75,000 | $8.55 | $641.25K | 221,111 |
| Caren D. Merrick Director | Jun 1, 2015 | Buy | +1,835 | $8.17 | $14.99K | 1,835 |
| Bob Marcotte President | May 29, 2015 | Buy | +1,200 | $7.98 | $9.58K | 141,287 |
| Bob Marcotte President | May 29, 2015 | Buy | +6,800 | $7.97 | $54.20K | 140,087 |
| Bob Marcotte President | May 21, 2015 | Buy | +3,500 | $8.79 | $30.76K | 132,231 |
| Bob Marcotte President | May 12, 2015 | Buy | +3,500 | $8.52 | $29.82K | 128,731 |
| Walter H. Wilkinson Director | May 12, 2015 | Buy | +5,750 | $8.67 | $49.85K | 5,750 |
| Bob Marcotte President | Feb 20, 2015 | Buy | +9,400 | $8.16 | $76.70K | 122,866 |
| Bob Marcotte President | Feb 19, 2015 | Buy | +4,200 | $7.94 | $33.35K | 113,466 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Bob Marcotte Officer | Dec 11, 2024 | 15,500 | $425.32K | Dec 11, 2024 | market purchase |
| Bob Marcotte Officer | Dec 11, 2024 | 15,500 | $421.45K | Dec 11, 2024 | market purchase |
| Robert L. Marcotte Officer | Dec 9, 2024 | 15,500 | $421.45K | Dec 11, 2024 | Market Purchase |