GGZNYSEFiscal year ends December 31
Gabelli Global Small & Mid Cap Value Trust
$15.01+0.01 (+0.07%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
2M
Shares held, 13F filers
Institutional holders
41
3 new, 3 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Gabelli Mario J | 2,678,111 | 34.80% | 13D (active) amendment | Mar 9, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of GGZ | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Atlas Wealth LLC | 523,754 | – | $8.53M | New | 1.22% |
| Morgan Stanley | 309,049 | – | $5.03M | +4,448 | 0.00% |
| Private Management Group Inc | 250,827 | – | $4.08M | −5,815 | 0.11% |
| Blue Bell Private Wealth Management, LLC | 170,121 | – | $2.77M | +11,597 | 0.35% |
| 180 Wealth Advisors, LLC | 118,916 | – | $1.94M | −896 | 0.19% |
| Raymond James Financial Inc | 88,095 | – | $1.43M | −2,172 | 0.00% |
| Bank Of America Corp /De/ | 86,414 | – | $1.41M | +1,119 | 0.00% |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 82,711 | – | $1.35M | – | 0.20% |
| GatePass Capital, LLC | 79,000 | – | $1.29M | −8,000 | 0.49% |
| UBS Group AG | 78,168 | – | $1.27M | −212 | 0.00% |
| LPL Financial LLC | 69,937 | – | $1.14M | +11,134 | 0.00% |
| Capstone Investment Advisors, LLC | 69,157 | – | $1.13M | – | 0.00% |
| Evolve Private Wealth, LLC | 66,046 | – | $1.08M | −3,474 | 0.07% |
| Beckerman Institutional, LLC | 57,321 | – | $933.18K | −208 | 0.44% |
| Wells Fargo & Company/Mn | 51,462 | – | $837.80K | −1,000 | 0.00% |
| Stephens Inc /Ar/ | 46,001 | – | $748.90K | +766 | 0.01% |
| Gamco Investors, Inc. Et Al | 45,586 | – | $742.14K | – | 0.01% |
| Css LLC/Il | 34,071 | – | $554.68K | −1,881 | 0.02% |
| Private Advisor Group, LLC | 22,915 | – | $373.05K | +9,761 | 0.00% |
| Silverlake Wealth Management LLC | 15,004 | – | $244.26K | +76 | 0.05% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 41 | 2M | 3 / 9 | 13 / 3 | 1M | 0M |
| Q1 2026 | 42 | 2M | 5 / 9 | 10 / 9 | 0M | 0M |
| Q4 2025 | 47 | 2M | 9 / 11 | 11 / 5 | 0M | 0M |
| Q3 2025 | 43 | 2M | 8 / 10 | 10 / 2 | 0M | 0M |
| Q2 2025 | 37 | 2M | 2 / 10 | 12 / 7 | 0M | 0M |
| Q1 2025 | 42 | 2M | 6 / 14 | 8 / 3 | 0M | 0M |
| Q4 2024 | 39 | 2M | 8 / 12 | 10 / 5 | 0M | 0M |
| Q3 2024 | 38 | 2M | 2 / 11 | 14 / 4 | 0M | 1M |
| Q2 2024 | 40 | 3M | 5 / 14 | 7 / 3 | 1M | 1M |
| Q1 2024 | 38 | 2M | 3 / 12 | 10 / 3 | 0M | 0M |
| Q4 2023 | 38 | 2M | 7 / 11 | 9 / 6 | 0M | 1M |
| Q3 2023 | 37 | 2M | 5 / 14 | 8 / 8 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of GGZ | Value | % of fund | As of |
|---|---|---|---|---|---|
| Multi-Hedge Strategies Fund | 897 | – | $14.60K | 0.05% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 320 | – | $5.21K | 0.06% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| J. Christopher Jackson | Secretary | – | Aug 17, 2026 |
| Mario J. Gabelli | Director, 10% owner | 1,150,000 | Sep 30, 2025 |
| Kevin V. Dreyer | Director | 0 | Sep 29, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Mario J. Gabelli Director, 10% owner | Sep 26, 2025 | Buy | +750,000 | $10.00 | $7.50M | 750,000 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2025 | Buy | +200,000 | $10.00 | $2.00M | 200,000 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2025 | Buy | +100,000 | $10.00 | $1.00M | 100,000 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2025 | Buy | +100,000 | $10.00 | $1.00M | 100,000 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2025 | Other | −88,200 | $10.00 | $882.00K | 0 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2025 | Other | −473,596 | $10.00 | $4.74M | 0 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2025 | Other | −70,600 | $10.00 | $706.00K | 0 |
| Kevin V. Dreyer Director | Sep 26, 2025 | Other | −1,800 | $10.00 | $18.00K | 0 |
| Mario J. Gabelli Director, 10% owner | Jan 13, 2025 | Buy | +6,300 | $11.66 | $73.46K | 45,586 |
| Mario J. Gabelli Director, 10% owner | Jan 10, 2025 | Buy | +7,700 | $11.67 | $89.86K | 39,286 |
| John Chester Ball President & Treasurer | Feb 22, 2024 | Buy | +22 | $11.57 | $255 | 22 |
| Kevin V. Dreyer Director | Sep 26, 2023 | Other | −2,164 | $10.00 | $21.64K | 1,800 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2023 | Other | −87,954 | $10.00 | $879.54K | 70,600 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2023 | Other | −109,993 | $10.00 | $1.10M | 88,200 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2023 | Other | −329,901 | $10.00 | $3.30M | 473,596 |
| Mario J. Gabelli Director, 10% owner | Oct 17, 2022 | Sale | −158,554 | $10.00 | $1.59M | 0 |
| Mario J. Gabelli Director, 10% owner | Oct 17, 2022 | Buy | +158,554 | $10.00 | $1.59M | 288,174 |
| Kevin V. Dreyer Director | Sep 26, 2022 | Other | −1,036 | $10.00 | $10.36K | 3,964 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2022 | Other | −20,722 | $10.00 | $207.22K | 79,278 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2022 | Other | −51,807 | $10.00 | $518.07K | 198,193 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2022 | Other | −41,446 | $10.00 | $414.46K | 158,554 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2022 | Other | −41,446 | $10.00 | $414.46K | 158,554 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2022 | Other | −72,530 | $10.00 | $725.30K | 277,470 |
| Mario J. Gabelli Director, 10% owner | Sep 26, 2022 | Other | −33,880 | $10.00 | $338.80K | 129,620 |
| Bruce N. Alpert President | Feb 28, 2022 | Other | −1,000 | $25.00 | $25.00K | 0 |
| Bruce N. Alpert President | Feb 28, 2022 | Other | −3,170 | $25.00 | $79.25K | 0 |
| Agnes Mullady Director | Feb 17, 2022 | Buy | +150 | $14.49 | $2.17K | 150 |
| Kevin V. Dreyer Director | Nov 1, 2021 | Buy | +5,000 | $10.00 | $50.00K | 5,000 |
| Mario J. Gabelli Director, 10% owner | Nov 1, 2021 | Buy | +250,000 | $10.00 | $2.50M | 250,000 |
| Mario J. Gabelli Director, 10% owner | Nov 1, 2021 | Buy | +163,500 | $10.00 | $1.64M | 163,500 |
| Mario J. Gabelli Director, 10% owner | Nov 1, 2021 | Buy | +200,000 | $10.00 | $2.00M | 200,000 |
| Mario J. Gabelli Director, 10% owner | Nov 1, 2021 | Buy | +350,000 | $10.00 | $3.50M | 350,000 |
| Mario J. Gabelli Director, 10% owner | Nov 1, 2021 | Buy | +200,000 | $10.00 | $2.00M | 200,000 |
| Mario J. Gabelli Director, 10% owner | Nov 1, 2021 | Buy | +100,000 | $10.00 | $1.00M | 100,000 |
| Kevin V. Dreyer Director | Sep 2, 2021 | Buy | +1,333 | $16.44 | $21.91K | 4,000 |
| Bruce N. Alpert President | May 20, 2021 | Inheritance | +104 | $25.92 | $2.70K | 3,170 |
| Bruce N. Alpert President | Feb 8, 2021 | Inheritance | +66 | $26.05 | $1.72K | 3,066 |
| John Birch Director | Nov 11, 2020 | Buy | +1,820 | $10.86 | $19.77K | 2,820 |
| John Birch Director | Apr 17, 2020 | Buy | +1,000 | $7.60 | $7.60K | 1,000 |
| Mario J. Gabelli Director | Mar 10, 2020 | Buy | +280 | $9.41 | $2.63K | 2,579,245 |
| Mario J. Gabelli Director, 10% owner | Jan 15, 2020 | Buy | +500 | $11.92 | $5.96K | 2,578,965 |
| James P. Conn Director | Sep 6, 2019 | Sale | −13,938 | $10.89 | $151.78K | 1,000 |
| Mario J. Gabelli Director, 10% owner | Jun 10, 2019 | Buy | +5,000 | $11.55 | $57.75K | 30,463 |
| Mario J. Gabelli Director, 10% owner | May 29, 2019 | Buy | +4,000 | $11.18 | $44.72K | 4,000 |
| Mario J. Gabelli Director, 10% owner | May 28, 2019 | Buy | +5,000 | $11.36 | $56.80K | 25,463 |
| Bruce N. Alpert President | Dec 27, 2018 | Buy | +1,000 | $9.58 | $9.58K | 6,063 |
| Bruce N. Alpert President | Dec 14, 2017 | Other | +1,674 | $11.50 | $19.25K | 5,063 |
| Mario J. Gabelli Director, 10% owner | Dec 14, 2017 | Other | +336 | $11.50 | $3.86K | 1,342 |
| Mario J. Gabelli Director, 10% owner | Dec 14, 2017 | Other | +5,055 | $11.50 | $58.13K | 20,222 |
| Mario J. Gabelli Director, 10% owner | Dec 14, 2017 | Other | +26,055 | $11.50 | $299.63K | 78,828 |
| Mario J. Gabelli Director, 10% owner | Dec 14, 2017 | Other | +821,729 | $11.50 | $9.45M | 2,486,671 |
| Anthony J. Colavita Director | Dec 14, 2017 | Other | +17 | $11.50 | $196 | 67 |
| Anthony J. Colavita Director | Dec 14, 2017 | Other | +34 | $11.50 | $391 | 134 |
| Kevin V. Dreyer Director | Dec 14, 2017 | Other | +667 | $11.50 | $7.67K | 2,667 |
| Salvatore J. Zizza Director | Dec 14, 2017 | Other | +50 | $11.50 | $575 | 150 |
| Kuni Nakamura Director | Dec 14, 2017 | Other | +784 | $11.50 | $9.02K | 3,134 |
| James P. Conn Director | Dec 14, 2017 | Other | +4,938 | $11.50 | $56.79K | 14,938 |
| Kuni Nakamura Director | May 27, 2016 | Buy | +950 | $10.45 | $9.93K | 2,350 |
| Bruce N. Alpert President | May 10, 2016 | Buy | +3,000 | $25.00 | $75.00K | 3,000 |
| Bruce N. Alpert President | May 10, 2016 | Buy | +1,000 | $25.00 | $25.00K | 1,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.