GEGNasdaqServices-Prepackaged SoftwareFiscal year ends June 30Also trades as GEGGL
Great Elm Group, Inc.
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Aug 26, 2026
$2.15+0.00 (0.00%)
Close on Oct 19, 2026
- Market cap
- $64.08M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
6M
Shares held, 13F filers
Institutional holders
25
3 new, 1 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Jason Reese | 7,252,754 | 23.30% | 13D (active) amendment | Sep 8, 2026 |
| Drapkin Matthew A | 6,211,072 | 19.10% | 13D (active) amendment | Jul 10, 2026 |
| Matthew A. Drapkin | 5,918,677 | 20.10% | 13D (active) amendment | Feb 5, 2025 |
| Randall D. Smith | 4,875,942 | 14.40% | 13D (active) | Aug 27, 2025 |
| Daniel J. Hopkins | 3,070,041 | 9.90% | 13G (passive) amendment | Jun 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of GEG | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Northern Right Capital Management, L.P. | 4,243,168 | – | $9.25M | – | 2.75% |
| Vanguard Capital Management LLC | 533,322 | – | $1.16M | −622 | 0.00% |
| Renaissance Technologies LLC | 525,776 | – | $1.15M | −21,200 | 0.00% |
| BlackRock, Inc. | 337,669 | – | $736.12K | +3,543 | 0.00% |
| Geode Capital Management, LLC | 179,072 | – | $390.55K | +40,204 | 0.00% |
| Vanguard Fiduciary Trust Co | 89,767 | – | $195.69K | +622 | 0.00% |
| State Street Corp | 82,917 | – | $180.76K | – | 0.00% |
| Bridgeway Capital Management, LLC | 41,545 | – | $90.57K | – | 0.00% |
| Morgan Stanley | 40,003 | – | $87.21K | −6,121 | 0.00% |
| Citadel Advisors LLC | 36,630 | – | $79.85K | +5,724 | 0.00% |
| Northern Trust Corp | 30,727 | – | $66.99K | +801 | 0.00% |
| Millennium Management LLC | 21,690 | – | $47.28K | −10,655 | 0.00% |
| Hrt Financial LP | 16,203 | – | $35 | New | 0.00% |
| Trust Co Of Toledo NA /Oh/ | 15,000 | – | $32.70K | – | 0.00% |
| GatePass Capital, LLC | 10,500 | – | $22.89K | New | 0.01% |
| Vanguard Global Advisers, LLC | 6,122 | – | $13.35K | – | 0.00% |
| Osaic Holdings, Inc. | 1,080 | – | $2.35K | – | 0.00% |
| UBS Group AG | 920 | – | $2.01K | −694 | 0.00% |
| Tower Research Capital LLC (TRC) | 662 | – | $1.44K | −2,025 | 0.00% |
| Basecamp Wealth Advisors LLC | 269 | – | $586 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 25 | 6M | 3 / 5 | 6 / 1 | 0M | 0M |
| Q1 2026 | 23 | 6M | 3 / 4 | 4 / 6 | 1M | 1M |
| Q4 2025 | 27 | 7M | 5 / 5 | 8 / 4 | 1M | 1M |
| Q3 2025 | 27 | 8M | 7 / 3 | 10 / 4 | 0M | 2M |
| Q2 2025 | 24 | 9M | 1 / 3 | 8 / 2 | 0M | 0M |
| Q1 2025 | 25 | 9M | 4 / 3 | 5 / 4 | 0M | 0M |
| Q4 2024 | 25 | 9M | 2 / 3 | 9 / 7 | 0M | 2M |
| Q3 2024 | 30 | 11M | 3 / 1 | 10 / 2 | 0M | 1M |
| Q2 2024 | 30 | 11M | 2 / 11 | 8 / 2 | 0M | 1M |
| Q1 2024 | 30 | 12M | 0 / 8 | 11 / 1 | 0M | 2M |
| Q4 2023 | 31 | 14M | 0 / 14 | 5 / 1 | 2M | 0M |
| Q3 2023 | 32 | 12M | 2 / 7 | 8 / 2 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of GEG | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 365,330 | – | $796.42K | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 167,992 | – | $366.22K | 0.00% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 40,747 | – | $88.42K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 35,827 | – | $78.10K | 0.01% | Jun 30, 2026 |
| Ultra-Small Company Market Fund | 34,597 | – | $75.42K | 0.05% | Jun 30, 2026 |
| Fidelity Series Total Market Index Fund | 28,899 | – | $62.71K | 0.00% | May 31, 2026 |
| Fidelity Extended Market Index Fund | 26,097 | – | $56.63K | 0.00% | May 31, 2026 |
| Schwab Total Stock Market Index Fund | 9,772 | – | $21.01K | 0.00% | Jul 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 7,056 | – | $15.31K | 0.00% | May 31, 2026 |
| Omni Small-Cap Value Fund | 4,500 | – | $9.81K | 0.00% | Jun 30, 2026 |
| 1290 VT Micro Cap Portfolio | 2,559 | – | $5.58K | 0.00% | Jun 30, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 2,448 | – | $5.34K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Jason W. Reese | See remarks, Director, 10% owner | 7,383,973 | Sep 23, 2026 |
| Keri Davis | Chief Financial Officer | 55,846 | Sep 23, 2026 |
| Adam M. Kleinman | President | 625,498 | Sep 23, 2026 |
| Nichole Milz | Chief Operating Officer | 243,582 | Sep 23, 2026 |
| Lloyd Nathan | Director | 49,348 | Jan 12, 2026 |
| James P. Parmelee | Director | 464,462 | Jan 12, 2026 |
| David Matter | Director | 508,765 | Jan 12, 2026 |
| David W. Schwartz | Director | 626,531 | Jan 12, 2026 |
| Booker Smith | Director | 43,601 | Jan 12, 2026 |
| Matthew A. Drapkin | Director | 3,034,758 | Jan 12, 2026 |
| Eric J. Scheyer | Director | 478,862 | Jan 12, 2026 |
| James H. Hugar | Director | 343,067 | Jan 7, 2025 |
| Imperial Capital Asset Management, LLC | 10% owner | 7,483,610 | Sep 23, 2026 |
| Imperial Capital Group Holdings II, LLC | 10% owner | 7,521,474 | Sep 23, 2026 |
| Ball Partners Llc Long | 10% owner | 7,456,588 | Sep 23, 2026 |
| Advisors LLC BC | 10% owner | 3,833,591 | Jul 14, 2026 |
| Right Fund GP LLC Northern | 10% owner | 4,243,168 | Jul 14, 2026 |
| Northern Right Capital (QP), L.P. | 10% owner | 4,243,168 | Jul 14, 2026 |
| Northern Right Capital Management, L.P. | 10% owner | 3,954,959 | Jul 14, 2026 |
| Right Long Only Master Fund LP Northern | 10% owner | 409,577 | Jul 14, 2026 |
| Value Fund LP Woodstead | 10% owner | 4,875,942 | Oct 8, 2025 |
| Randall D. Smith | 10% owner | 4,875,942 | Sep 8, 2025 |
| Elfun LLC PC | 10% owner | – | Jun 17, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Keri Davis Chief Financial Officer | Sep 21, 2026 | Tax withholding | −7,642 | $2.15 | $16.43K | 55,846 |
| Keri Davis Chief Financial Officer | Sep 21, 2026 | Award | +20,052 | – | – | 63,488 |
| Imperial Capital Group Holdings II, LLC 10% owner | Sep 21, 2026 | Award | +137,501 | – | – | 1,141,828 |
| Nichole Milz Chief Operating Officer | Sep 21, 2026 | Award | +48,698 | – | – | 243,582 |
| Nichole Milz Chief Operating Officer | Sep 21, 2026 | Tax withholding | −23,701 | $2.15 | $50.96K | 219,881 |
| Adam M. Kleinman President | Sep 21, 2026 | Award | +40,104 | – | – | 625,498 |
| Adam M. Kleinman President | Sep 21, 2026 | Tax withholding | −17,367 | $2.15 | $37.34K | 608,131 |
| Right Fund GP LLC Northern 10% owner | Jul 10, 2026 | Other | −7,887 | $2.18 | $17.19K | 4,243,168 |
| Right Fund GP LLC Northern 10% owner | Jul 10, 2026 | Other | +7,887 | $2.18 | $17.19K | 4,243,168 |
| Jason W. Reese See remarks, Director, 10% owner | May 28, 2026 | Gift | −99,637 | – | – | 1,004,327 |
| Imperial Capital Asset Management, LLC 10% owner | Mar 3, 2026 | Award | +27,022 | – | – | 1,103,964 |
| Booker Smith Director | Jan 8, 2026 | Award | +26,531 | – | – | 43,601 |
| Booker Smith Director | Jan 8, 2026 | Award | +30,612 | – | – | 74,213 |
| David W. Schwartz Director | Jan 8, 2026 | Award | +26,531 | – | – | 626,531 |
| David W. Schwartz Director | Jan 8, 2026 | Award | +32,877 | – | – | 659,408 |
| James P. Parmelee Director | Jan 8, 2026 | Award | +26,531 | – | – | 464,462 |
| James P. Parmelee Director | Jan 8, 2026 | Award | +48,980 | – | – | 513,442 |
| Lloyd Nathan Director | Jan 8, 2026 | Award | +26,531 | – | – | 49,348 |
| Eric J. Scheyer Director | Jan 8, 2026 | Award | +30,612 | – | – | 478,862 |
| Eric J. Scheyer Director | Jan 8, 2026 | Award | +26,531 | – | – | 448,250 |
| Matthew A. Drapkin Director | Jan 8, 2026 | Award | +26,531 | – | – | 755,280 |
| Matthew A. Drapkin Director | Jan 8, 2026 | Award | +26,531 | – | – | 843,035 |
| Matthew A. Drapkin Director | Jan 8, 2026 | Award | +61,224 | – | – | 816,504 |
| David Matter Director | Jan 8, 2026 | Award | +26,531 | – | – | 508,765 |
| David Matter Director | Jan 8, 2026 | Award | +30,612 | – | – | 539,377 |
| Ball Partners Llc Long 10% owner | Nov 11, 2025 | Gift | −100,000 | – | – | 1,076,942 |
| Adam M. Kleinman President | Sep 23, 2025 | Tax withholding | −18,313 | $2.80 | $51.28K | 585,394 |
| Nichole Milz Chief Operating Officer | Sep 23, 2025 | Tax withholding | −18,227 | $2.80 | $51.04K | 194,884 |
| Keri Davis Chief Financial Officer | Sep 23, 2025 | Tax withholding | −5,418 | $2.80 | $15.17K | 43,436 |
| Imperial Capital Asset Management, LLC 10% owner | Sep 20, 2025 | Award | +183,823 | – | – | 1,176,942 |
| Adam M. Kleinman President | Sep 19, 2025 | Award | +22,977 | – | – | 603,707 |
| Nichole Milz Chief Operating Officer | Sep 19, 2025 | Award | +36,764 | – | – | 213,111 |
| Keri Davis Chief Financial Officer | Sep 19, 2025 | Award | +9,191 | – | – | 48,854 |
| Booker Smith Director | Sep 8, 2025 | Award | +8,535 | – | – | 17,070 |
| Booker Smith Director | Sep 8, 2025 | Award | +8,535 | – | – | 8,535 |
| Lloyd Nathan Director | Sep 8, 2025 | Award | +10,220 | – | – | 22,817 |
| Lloyd Nathan Director | Aug 8, 2025 | Award | +12,597 | – | – | 12,597 |
| Northern Right Capital (QP), L.P. 10% owner | Jul 14, 2025 | Other | +207,570 | $2.07 | $429.67K | 4,243,168 |
| Northern Right Capital (QP), L.P. 10% owner | Jul 14, 2025 | Other | −207,570 | $2.07 | $429.67K | 4,243,168 |
| Advisors LLC BC 10% owner | Jan 13, 2025 | Other | −409,577 | $1.81 | $741.33K | 3,833,591 |
| Advisors LLC BC 10% owner | Jan 13, 2025 | Other | −409,577 | – | – | 3,833,591 |
| James P. Parmelee Director | Jan 3, 2025 | Award | +46,704 | – | – | 437,714 |
| James P. Parmelee Director | Jan 3, 2025 | Award | +35,714 | – | – | 391,227 |
| Matthew A. Drapkin Director, 10% owner | Jan 3, 2025 | Award | +35,714 | – | – | 728,749 |
| Matthew A. Drapkin Director, 10% owner | Jan 3, 2025 | Award | +35,714 | – | – | 610,617 |
| Matthew A. Drapkin Director, 10% owner | Jan 3, 2025 | Award | +82,418 | – | – | 693,035 |
| Eric J. Scheyer Director | Jan 3, 2025 | Award | +46,704 | – | – | 421,719 |
| Eric J. Scheyer Director | Jan 3, 2025 | Award | +35,714 | – | – | 375,015 |
| James H. Hugar Director | Jan 3, 2025 | Award | +35,714 | – | – | 343,067 |
| David Matter Director | Jan 3, 2025 | Award | +41,209 | – | – | 482,234 |
| David Matter Director | Jan 3, 2025 | Award | +35,714 | – | – | 441,025 |
| Keri Davis Chief Financial Officer | Sep 20, 2024 | Award | +27,344 | – | – | 39,663 |
| Nichole Milz Chief Operating Officer | Sep 20, 2024 | Award | +55,339 | – | – | 176,347 |
| Ball Partners Llc Long 10% owner | Sep 20, 2024 | Award | +130,208 | – | – | 993,119 |
| Adam M. Kleinman President | Sep 20, 2024 | Award | +32,552 | – | – | 580,730 |
| Advisors LLC BC 10% owner | May 23, 2024 | Buy | +5,015 | $1.75 | $8.78K | 4,243,168 |
| Ball Partners Llc Long 10% owner | May 23, 2024 | Buy | +5,015 | $1.75 | $8.78K | 6,379,646 |
| Matthew A. Drapkin Director, 10% owner | May 23, 2024 | Buy | +5,015 | $1.75 | $8.78K | 1,963,690 |
| Advisors LLC BC 10% owner | May 22, 2024 | Buy | +20,001 | $1.76 | $35.20K | 4,238,153 |
| Ball Partners Llc Long 10% owner | May 22, 2024 | Buy | +20,001 | $1.76 | $35.20K | 6,374,631 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Great Elm Group, Inc. 10% Stockholder | Mar 11, 2024 | 1,673,900 | $1.69M | Mar 11, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 8, 2024 | 449,950 | $453.94K | Mar 8, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 7, 2024 | 594,525 | $600.03K | Mar 7, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 6, 2024 | 1,054,500 | $1.06M | Mar 6, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 5, 2024 | 142,550 | $143.77K | Mar 5, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 4, 2024 | 348,125 | $351.56K | Mar 4, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Dec 6, 2023 | 104,175 | $103.74K | Dec 5, 2023 | SEC Registered Offering |