GECCNasdaqFiscal year ends December 31Also trades as GECCG, GECCH, GECCI
Great Elm Capital Corp.
Financials through fiscal 2025, year ended Dec 31, 2025Last filing: 10-Q on Aug 5, 2026
$4.96−0.01 (-0.20%)
Close on Oct 19, 2026
- Market cap
- $69.52M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
1M
Shares held, 13F filers
Institutional holders
19
4 new, 8 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $150.13K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Prosper Peak Holdings, LLC | 972,506 | 7.00% | 13G (passive) amendment | Jun 29, 2026 |
| Matthew A. Drapkin | 874,187 | 7.60% | 13D (active) amendment | Jan 13, 2025 |
| Great Elm Strategic Partnership I, LLC | 1,378,260 | 9.90% | 13G (passive) amendment | Jun 29, 2026 |
| Great Elm Group, Inc. | 1,358,276 | 9.70% | 13D (active) amendment | Oct 7, 2025 |
| Booker Smith | 1,290,000 | 9.90% | 13G (passive) | Aug 27, 2025 |
| Summit Grove Partners, LLC | 1,049,527 | 7.60% | 13G (passive) amendment | Jun 29, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of GECC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Northern Right Capital Management, L.P. | 383,971 | – | $2.09M | – | 0.62% |
| Cruiser Capital Advisors, LLC | 97,779 | – | $532.90K | −29,691 | 0.33% |
| UBS Group AG | 28,250 | – | $153.96K | +22,329 | 0.00% |
| Crestwood Advisors Group LLC | 26,625 | – | $145.11K | – | 0.00% |
| Vident Advisory, LLC | 26,609 | – | $145.02K | New | 0.00% |
| Rockefeller Capital Management L.P. | 25,000 | – | $136.25K | – | 0.00% |
| Ethos Financial Group, LLC | 24,059 | – | $131.12K | −2,250 | 0.01% |
| Significant Wealth Partners LLC | 16,771 | – | $91.40K | +298 | 0.10% |
| Founders Financial Alliance, LLC | 13,770 | – | $75.05K | New | 0.01% |
| Rangeley Capital, LLC | 10,000 | – | $54.50K | – | 0.05% |
| Trust Co Of Toledo NA /Oh/ | 3,874 | – | $21.11K | – | 0.00% |
| Royal Bank of Canada | 2,612 | – | $14.00K | – | 0.00% |
| Allworth Financial LP | 1,400 | – | $7.63K | −6 | 0.00% |
| Morgan Stanley | 1,387 | – | $7.56K | −36 | 0.00% |
| Russell Investments Group, Ltd. | 744 | – | $4.06K | New | 0.00% |
| Triumph Capital Management | 500 | – | $2.73K | – | 0.00% |
| Caitong International Asset Management Co., Ltd | 44 | – | $240 | New | 0.00% |
| Wells Fargo & Company/Mn | 3 | – | $15 | −878 | 0.00% |
| SRS Capital Advisors, Inc. | 1 | – | $6 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 19 | 1M | 4 / 2 | 5 / 8 | 0M | 0M |
| Q1 2026 | 23 | 1M | 5 / 4 | 7 / 8 | 0M | 1M |
| Q4 2025 | 26 | 1M | 9 / 6 | 5 / 4 | 0M | 0M |
| Q3 2025 | 22 | 1M | 6 / 4 | 4 / 5 | 0M | 0M |
| Q2 2025 | 21 | 1M | 7 / 5 | 1 / 0 | 0M | 0M |
| Q1 2025 | 14 | 1M | 3 / 1 | 5 / 3 | 0M | 0M |
| Q4 2024 | 14 | 1M | 4 / 5 | 0 / 4 | 0M | 0M |
| Q3 2024 | 14 | 1M | 2 / 2 | 3 / 4 | 0M | 1M |
| Q2 2024 | 16 | 2M | 2 / 3 | 4 / 2 | 0M | 0M |
| Q1 2024 | 16 | 2M | 2 / 6 | 4 / 4 | 0M | 0M |
| Q4 2023 | 18 | 2M | 5 / 5 | 5 / 1 | 0M | 0M |
| Q3 2023 | 14 | 1M | 2 / 5 | 3 / 5 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of GECC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Blackstone Alternative Multi-Strategy Fund | -72 | – | -$392 | -0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Keri Davis | CFO | 29,539 | Sep 23, 2026 |
| Adam M. Kleinman | CCO and Secretary | 61,301 | Sep 23, 2026 |
| Matthew D. Kaplan | CEO and President | 142,400 | Nov 10, 2025 |
| Jason W. Reese | Director | 87,237 | Mar 5, 2026 |
| Richard M. Cohen | Director | 20,748 | Jun 13, 2025 |
| Chad Perry | Director | 1,850 | Jun 5, 2025 |
| Great Elm Group, Inc. | 10% owner | 1,244,167 | Sep 23, 2026 |
| Great Elm Strategic Partnership I, LLC | 10% owner | 1,378,260 | Jun 30, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Adam M. Kleinman CCO and Secretary | Sep 21, 2026 | Tax withholding | −3,451 | $5.37 | $18.53K | 57,229 |
| Adam M. Kleinman CCO and Secretary | Sep 21, 2026 | Award | +15,292 | – | – | 59,889 |
| Adam M. Kleinman CCO and Secretary | Sep 21, 2026 | Award | +791 | – | – | 60,680 |
| Keri Davis CFO | Sep 21, 2026 | Award | +7,646 | – | – | 29,539 |
| Keri Davis CFO | Sep 21, 2026 | Award | +1,372 | – | – | 30,911 |
| Keri Davis CFO | Sep 21, 2026 | Tax withholding | −2,972 | $5.37 | $15.96K | 27,939 |
| Great Elm Group, Inc. 10% owner | Sep 21, 2026 | Other | −111,958 | – | – | 1,244,167 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jun 29, 2026 | Other | −180,000 | $5.45 | $981.00K | 1,378,260 |
| Matthew D. Kaplan CEO and President | Nov 7, 2025 | Buy | +19,650 | $7.64 | $150.13K | 142,400 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 26, 2025 | Sale | −2,313 | $11.45 | $26.48K | 1,558,260 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 25, 2025 | Sale | −1,696 | $11.45 | $19.42K | 1,560,573 |
| Matthew D. Kaplan CEO and President | Sep 23, 2025 | Tax withholding | −8,211 | $11.43 | $93.85K | 122,750 |
| Keri Davis CFO | Sep 23, 2025 | Tax withholding | −2,725 | $11.43 | $31.15K | 21,893 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 23, 2025 | Sale | −1,490 | $11.45 | $17.06K | 1,562,269 |
| Adam M. Kleinman CCO and Secretary | Sep 23, 2025 | Tax withholding | −1,361 | $11.43 | $15.56K | 44,597 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 22, 2025 | Sale | −48,248 | $11.45 | $552.44K | 1,563,759 |
| Great Elm Group, Inc. 10% owner | Sep 20, 2025 | Other | −63,189 | – | – | 1,358,278 |
| Matthew D. Kaplan CEO and President | Sep 19, 2025 | Award | +1,055 | – | – | 130,961 |
| Matthew D. Kaplan CEO and President | Sep 19, 2025 | Award | +37,117 | – | – | 129,906 |
| Keri Davis CFO | Sep 19, 2025 | Award | +1,406 | – | – | 24,618 |
| Keri Davis CFO | Sep 19, 2025 | Award | +3,820 | – | – | 23,212 |
| Great Elm Group, Inc. 10% owner | Sep 19, 2025 | Other | −16,612 | – | – | 1,421,467 |
| Adam M. Kleinman CCO and Secretary | Sep 19, 2025 | Award | +156 | – | – | 45,958 |
| Adam M. Kleinman CCO and Secretary | Sep 19, 2025 | Award | +5,458 | – | – | 45,802 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 19, 2025 | Sale | −14,737 | $11.45 | $168.74K | 1,612,007 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 18, 2025 | Sale | −100 | $11.45 | $1.15K | 1,626,744 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 15, 2025 | Sale | −20,938 | $11.45 | $239.74K | 1,626,844 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 26, 2025 | Sale | −21,472 | $11.20 | $240.49K | 1,647,782 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 25, 2025 | Sale | −25,711 | $11.20 | $287.96K | 1,669,254 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 22, 2025 | Sale | −17,956 | $11.20 | $201.11K | 1,694,965 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 21, 2025 | Sale | −26,705 | $11.20 | $299.10K | 1,712,921 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 20, 2025 | Sale | −7,793 | $11.20 | $87.28K | 1,739,626 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 18, 2025 | Sale | −363 | $11.20 | $4.07K | 1,747,419 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 11, 2025 | Sale | −38,793 | $10.95 | $424.78K | 1,747,782 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 10, 2025 | Sale | −8,661 | $10.95 | $94.84K | 1,786,575 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 9, 2025 | Sale | −3,129 | $10.95 | $34.26K | 1,795,236 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 8, 2025 | Sale | −3,218 | $10.95 | $35.24K | 1,798,365 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 7, 2025 | Sale | −11,852 | $10.95 | $129.78K | 1,801,583 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 3, 2025 | Sale | −11,021 | $10.95 | $120.68K | 1,813,435 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 2, 2025 | Sale | −13,324 | $10.95 | $145.90K | 1,824,456 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jun 13, 2025 | Sale | −2,714 | $11.00 | $29.85K | 1,837,780 |
| Richard M. Cohen Director | Jun 13, 2025 | Buy | +36 | $11.01 | $396 | 18,136 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jun 12, 2025 | Sale | −7,288 | $10.97 | $79.95K | 1,840,494 |
| Richard M. Cohen Director | Jun 12, 2025 | Buy | +3,100 | $10.95 | $33.95K | 18,100 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jun 11, 2025 | Sale | −2,642 | $11.20 | $29.59K | 1,847,782 |
| Richard M. Cohen Director | Jun 11, 2025 | Buy | +5,000 | $11.18 | $55.90K | 15,000 |
| Richard M. Cohen Director | Jun 10, 2025 | Buy | +3,500 | $11.13 | $38.96K | 10,000 |
| Richard M. Cohen Director | Jun 9, 2025 | Buy | +1,500 | $10.83 | $16.25K | 4,000 |
| Richard M. Cohen Director | Jun 9, 2025 | Buy | +2,500 | $11.12 | $27.80K | 6,500 |
| Richard M. Cohen Director | Jun 6, 2025 | Buy | +1,500 | $10.74 | $16.11K | 2,500 |
| Richard M. Cohen Director | Jun 6, 2025 | Buy | +1,000 | $10.64 | $10.64K | 1,000 |
| Chad Perry Director | Jun 4, 2025 | Buy | +1,850 | $10.58 | $19.57K | 1,850 |
| Great Elm Group, Inc. 10% owner | Dec 23, 2024 | Other | −2,643 | $10.22 | $27.01K | 1,438,079 |
| Keri Davis CFO | Sep 24, 2024 | Other | +213 | – | – | 19,392 |
| Adam M. Kleinman CCO and Secretary | Sep 24, 2024 | Other | +2,093 | – | – | 40,344 |
| Great Elm Group, Inc. 10% owner | Sep 24, 2024 | Other | −9,177 | $10.09 | $92.60K | 1,440,722 |
| Adam M. Kleinman CCO and Secretary | Sep 24, 2024 | Other | +2,093 | – | – | 30,419 |
| Great Elm Group, Inc. 10% owner | Sep 24, 2024 | Other | −10,811 | $10.09 | $109.08K | 1,429,911 |
| Great Elm Group, Inc. 10% owner | Sep 24, 2024 | Other | −14,977 | $10.09 | $151.12K | 1,440,722 |
| Keri Davis CFO | Sep 24, 2024 | Other | +781 | – | – | 19,313 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Great Elm Group, Inc. 10% Stockholder | Dec 1, 2023 | 104,175 | $103.74K | Dec 1, 2023 | SEC Registered Offering |